SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Spotlight Asset Group, Inc.

CIK 0001809159 · 2 MID AMERICA PLAZA, SUITE 710, OAKBROOK TERRACE, IL, 60181 · 630-230-6840

Reported Value
$201M
Q3 2021
Positions
117
Filings on Record
15
2019–present window
Filed
Oct 28, 2021
original filing

Summary

Spotlight Asset Group, Inc. reported $201M in U.S.-listed holdings across 117 positions for Q3 2021.

The portfolio is heavily concentrated: IVV alone accounts for 39.0% of reported value.

Compared with Q2 2021, the fund opened 4 new positions and exited 17.

Portfolio Metrics

Turnover
+3.0%
vs prior filed quarter
Top-10 Concentration
+70.2%
share of reported value
Largest Position
+39.0%
Ishares Tr
New / Exited
4 / 17
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’20: $188MQ1 ’20Q2 ’20: $239MQ3 ’20: $255MQ3 ’20Q4 ’20: $269MQ1 ’21: $266MQ1 ’21Q2 ’21: $260MQ3 ’21: $201MQ3 ’21Q3 ’22: $101MQ1 ’23: $101MQ1 ’23Q2 ’23: $112MQ3 ’23: $110MQ3 ’23Q4 ’23: $110MQ1 ’24: $140MQ1 ’24Q2 ’24: $143Mfilingsflow.com

Portfolio Composition

By security type
ETP: 54.9%Common Stock: 44.4%ADR: 0.3%REIT: 0.3%Other: 0.1%US DOMESTIC: 0.0%
  • ETP · 54.9% · $110M
  • Common Stock · 44.4% · $89M
  • ADR · 0.3% · $569,000
  • REIT · 0.3% · $541,000
  • Other · 0.1% · $293,000
  • US DOMESTIC · 0.0% · $25,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
LUCID GROUP INCNEW+206.2K206.2K+$5M$5M
VTIVANGUARD INDEX FDSNEW+1.1K1.1K+$245,000$245,000
MRNAMODERNA INCNEW+535535+$206,000$206,000
FISKER INCNEW+11.8K11.8K+$173,000$173,000
NVDANVIDIA CORPORATIONADDED+4.3K6.2K−$222,000$1M
CHURCHILL CAPITAL CORP IVSOLD OUT−149.5K0−$4M$0
TWITTER INCSOLD OUT−7.5K0−$515,000$0
PYPLPAYPAL HLDGS INCSOLD OUT−1.5K0−$444,000$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

88 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IVVISHARES TRCORE S&P500 ETF · CORE US AGGBD ET · MSCI EAFE ETF · S&P 500 VAL ETF · CORE S&P MCP ETF · RUS MD CP GR ETF · MSCI USA MIN VOL · IBOXX INV CP ETF · S&P 500 GRWT ETF · SHRT NAT MUN ETF · CORE S&P SCP ETF · NATIONAL MUN ETF · MSCI EAFE MIN VL · BLACKROCK ULTRA · RUS 1000 GRW ETF · MSCI EMG MKT ETF · 0-5YR HI YL CP · MSCI USA MMENTM · RUS 1000 VAL ETF · RUSSELL 2000 ETF · CORE MSCI EAFE · CORE MSCI INTL38.98%$78M608.0K
2AAPLAPPLE INChistory →COM7.77%$16M110.2K
3AMZNAMAZON COM INChistory →COM5.07%$10M3.1K
4METAFACEBOOK INChistory →CL A4.87%$10M28.8K
5BONDPIMCO ETF TRACTIVE BD ETF · ENHAN SHRT MA AC2.84%$6M52.2K
6LUCID GROUP INCCOM2.61%$5M206.2K
7TOTLSSGA ACTIVE ETF TRhistory →SPDR TR TACTIC2.42%$5M100.4K
8HRTGHERITAGE INSURANCE HLDGS INChistory →COM2.02%$4M595.5K
9MSFTMICROSOFT CORPhistory →COM1.94%$4M13.8K
10IEMGISHARES INChistory →CORE MSCI EMKT1.67%$3M54.1K
11GOOGALPHABET INCCAP STK CL C · CAP STK CL A1.40%$3M1.1K
12SPYSPDR S&P 500 ETF TRhistory →TR UNIT1.27%$3M5.9K
13VOVANGUARD INDEX FDSMID CAP ETF · TOTAL STK MKT · VALUE ETF1.26%$3M11.5K
14TSLATESLA INChistory →COM1.26%$3M3.3K
15TGTXTG THERAPEUTICS INChistory →COM1.24%$2M75.0K
16NORTHERN LIGHTS FD TRTOEWS AGILTY SHS1.10%$2M70.6K
17CHECKPOINT THERAPEUTICS INCCOM1.09%$2M661.6K
18GILDGILEAD SCIENCES INChistory →COM1.06%$2M30.5K
19UALUNITED AIRLS HLDGS INCCOM0.78%$2M32.9K
20VVISA INCCOM CL A0.74%$1M6.6K
21SRESEMPRACOM0.69%$1M11.0K
22AAALCOA CORPCOM0.66%$1M27.1K
23BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.66%$1M4.8K
24BSVVANGUARD BD INDEX FDSSHORT TRM BOND · TOTAL BND MRKT0.65%$1M15.7K
25NVDANVIDIA CORPORATIONCOM0.64%$1M6.2K
26WMTWALMART INCCOM0.63%$1M9.0K
27BMYBRISTOL-MYERS SQUIBB COCOM0.59%$1M19.9K
28FMBFIRST TR EXCH TRADED FD IIIMANAGD MUN ETF0.55%$1M19.5K
29XLESELECT SECTOR SPDR TRENERGY0.51%$1M19.6K
30GLDSPDR GOLD TRGOLD SHS0.50%$1M6.1K
31XMLVINVESCO EXCH TRADED FD TR IIS&P MIDCP LOW0.47%$937,00017.8K
32SCHFSCHWAB STRATEGIC TRINTL EQTY ETF · US LRG CAP ETF0.43%$869,00017.0K
33NFLXNETFLIX INCCOM0.43%$868,0001.4K
34CRMSALESFORCE COM INCCOM0.43%$859,0003.2K
35MUSTANG BIO INCCOM0.41%$821,000305.3K
36VEAVANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF0.40%$793,00015.7K
37RLMDRELMADA THERAPEUTICS INCCOM0.40%$793,00030.3K
38DEDEERE & COCOM0.38%$763,0002.3K
39SPYGSPDR SER TRPRTFLO S&P500 GW · PORTFOLIO S&P4000.37%$751,00013.3K
40ABTABBOTT LABSCOM0.37%$747,0006.3K
41SBUXSTARBUCKS CORPCOM0.36%$722,0006.5K
42INTCINTEL CORPCOM0.35%$708,00013.3K
43MAMASTERCARD INCORPORATEDCL A0.34%$684,0002.0K
44VRIGINVESCO ACTIVELY MANAGED ETFVAR RATE INVT0.31%$613,00024.4K
45ABBVABBVIE INCCOM0.30%$603,0005.6K
46PLSEPULSE BIOSCIENCES INCCOM0.28%$571,00026.4K
47WELLWELLTOWER INCCOM0.27%$541,0006.6K
48JETSETF SER SOLUTIONSUS GLB JETS0.27%$535,00022.6K
49LOWLOWES COS INCCOM0.25%$496,0002.4K
50IQVIQVIA HLDGS INCCOM0.25%$494,0002.1K
51QQQINVESCO QQQ TRUNIT SER 10.24%$475,0001.3K
52ORCLORACLE CORPCOM0.23%$454,0005.2K
53JPMJPMORGAN CHASE & COCOM0.22%$448,0002.7K
54MDYSPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP0.22%$433,000901
55JNJJOHNSON & JOHNSONCOM0.21%$416,0002.6K
56VTEBVANGUARD MUN BD FDSTAX EXEMPT BD0.20%$409,0007.5K
57MCDMCDONALDS CORPCOM0.20%$407,0001.7K
58BKNGBOOKING HOLDINGS INCCOM0.19%$380,000160
59UBERUBER TECHNOLOGIES INCCOM0.19%$376,0008.4K
60UPSUNITED PARCEL SERVICE INCCL B0.18%$369,0002.0K
61CVXCHEVRON CORP NEWCOM0.17%$344,0003.4K
62BACBK OF AMERICA CORPCOM0.17%$343,0008.1K
63ADBEADOBE SYSTEMS INCORPORATEDCOM0.16%$328,000570
64UNHUNITEDHEALTH GROUP INCCOM0.16%$321,000821
65ENBENBRIDGE INCCOM0.16%$318,0008.0K
66VCITVANGUARD SCOTTSDALE FDSINT-TERM CORP0.16%$312,0003.3K
67CMCSACOMCAST CORP NEWCL A0.15%$307,0005.5K
68DUKDUKE ENERGY CORP NEWCOM NEW0.15%$307,0003.1K
69VZVERIZON COMMUNICATIONS INCCOM0.15%$307,0005.7K
70TSMTAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADS0.15%$301,0002.7K
71DRAFTKINGS INCCOM CL A0.15%$299,0006.2K
72PFEPFIZER INCCOM0.14%$285,0006.6K
73CORAMERISOURCEBERGEN CORPCOM0.13%$270,0002.3K
74NVSNOVARTIS AGSPONSORED ADR0.13%$268,0003.3K
75DISDISNEY WALT COCOM0.13%$251,0001.5K
76HDHOME DEPOT INCCOM0.12%$250,000761
77EBAYEBAY INC.COM0.12%$240,0003.4K
78SCHWSCHWAB CHARLES CORPCOM0.11%$224,0003.1K
79ELVANTHEM INCCOM0.11%$221,000594
80VWOVANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF0.11%$214,0004.3K
81UNILEVER PLCSPON ADR NEW0.11%$213,0003.9K
82GDGENERAL DYNAMICS CORPCOM0.10%$208,0001.1K
83MRNAMODERNA INCCOM0.10%$206,000535
84FISKER INCCL A COM STK0.09%$173,00011.8K
85SRPTSAREPTA THERAPEUTICS INCCOM0.03%$65,000700
86REEDS INCCOM0.02%$46,00076.0K
87FORTRESS BIOTECH INCCOM0.02%$34,00010.7K
88BLACKSTONE MORTGAGE TRUST INNOTE 4.750% 3/10.01%$25,00025.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2024$143M260Jul 24, 202413F-HRchanges · EDGAR ↗
Q1 2024$140M258May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$110M247Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$110M247Nov 15, 202313F-HRchanges · EDGAR ↗
Q2 2023$112M252Aug 9, 202313F-HRchanges · EDGAR ↗
Q1 2023$101M77May 16, 202313F-HRchanges · EDGAR ↗
Q3 2022$101M77Nov 18, 202213F-HRchanges · EDGAR ↗
Q3 2021$201M117Oct 28, 202113F-HRchanges · EDGAR ↗
Q2 2021$260M131Aug 11, 202113F-HRchanges · EDGAR ↗
Q1 2021$266M133Apr 7, 202113F-HRchanges · EDGAR ↗
Q4 2020$269M138Feb 8, 202113F-HRchanges · EDGAR ↗
Q3 2020$255M155Oct 30, 202013F-HRchanges · EDGAR ↗
Q2 2020$239M140Jul 23, 202013F-HRchanges · EDGAR ↗
Q1 2020$188M117Apr 13, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.