SEC 13F Intelligence

Managers / Q3 2021 · view latest →

First Ascent Asset Management, LLC

CIK 0001805758 · 1401 LAWRENCE ST., #1600, DENVER, CO, 80202 · 720-465-7910

Reported Value
$450M
Q3 2021
Positions
34
Filings on Record
17
2019–present window
Filed
Nov 15, 2021
original filing

Summary

First Ascent Asset Management, LLC reported $450M in U.S.-listed holdings across 34 positions for Q3 2021.

Its largest position, Vanguard Index Fds, represents 14.7% of the portfolio.

Compared with Q2 2021, the fund opened 10 new positions and exited 0.

Portfolio Metrics

Turnover
+0.1%
vs prior filed quarter
Top-10 Concentration
+76.3%
share of reported value
Largest Position
+14.7%
Vanguard Index Fds

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’20: $146MQ1 ’20Q2 ’20: $140MQ3 ’20: $184MQ3 ’20Q4 ’20: $237MQ1 ’21: $276MQ1 ’21Q2 ’21: $377MQ3 ’21: $450MQ3 ’21Q4 ’21: $524MQ1 ’22: $556MQ1 ’22Q2 ’22: $529MQ3 ’22: $518MQ3 ’22Q4 ’22: $654MQ1 ’23: $675MQ1 ’23Q2 ’23: $751MQ3 ’23: $775MQ3 ’23Q4 ’23: $892Mfilingsflow.com

Portfolio Composition

By security type
ETP: 100.0%
  • ETP · 100.0% · $450M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
DFAXDIMENSIONAL ETF TRUSTNEW+955.9K955.9K+$25M$25M
ISHARES TRNEW+31.1K31.1K+$2M$2M
ESGDISHARES TRNEW+17.0K17.0K+$1M$1M
ISHARES TRNEW+23.9K23.9K+$1M$1M
AOKISHARES TRNEW+18.1K18.1K+$715,000$715,000
NUSHARES ETF TRNEW+13.9K13.9K+$603,000$603,000
ESGEISHARES INCNEW+13.3K13.3K+$550,000$550,000
ABERDEEN STD GOLD ETF TRNEW+15.1K15.1K+$255,000$255,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

14 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ESGDISHARES TRhistory →CORE TOTAL USD · NATIONAL MUN ETF · CORE INTL AGGR · CORE MSCI TOTAL · MSCI USA MULTIFT · MSCI INTL MULTFT · CORE S&P TTL STK · AGGRES ALLOC ETF · ESG MSCI LEADR · MSCI USA SML CP · GRWT ALLOCAT ETF · ESG AW MSCI EAFE · ESG ADV TTL USD · CONSER ALLOC ETF · MODERT ALLOC ETF29.75%$134M2.29M
2VANGUARD INDEX FDSS&P 500 ETF SHS · TOTAL STK MKT · EXTEND MKT ETF27.26%$123M436.5K
3DFACDIMENSIONAL ETF TRUSThistory →US CORE EQUITY 2 · WORLD EX US CORE14.23%$64M2.44M
4SPDR INDEX SHS FDSPORTFOLIO DEVLPD · PORTFOLIO EMG MK10.48%$47M1.25M
5VANGUARD STAR FDSVG TL INTL STK F5.93%$27M422.3K
6VANGUARD MUN BD FDSTAX EXEMPT BD4.84%$22M397.9K
7VANGUARD CHARLOTTE FDSTOTAL INT BD ETF3.45%$16M272.8K
8GOLDMAN SACHS ETF TRACTIVEBETA US LG · ACTIVEBETA INT · ACTIVEBETA EME2.90%$13M255.7K
9VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF0.73%$3M32.4K
10NUSHARES ETF TRNUVEEN ESG SMLCP0.13%$603,00013.9K
11ESGEISHARES INCESG AWR MSCI EM0.12%$550,00013.3K
12ABERDEEN STD GOLD ETF TRPHYSCL GOLD SHS0.06%$255,00015.1K
13VANGUARD SCOTTSDALE FDSLONG TERM TREAS0.06%$249,0002.8K
14SPDR SER TRSPDR BLOOMBERG0.05%$246,0002.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2023$892M53Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$775M53Nov 8, 202313F-HRchanges · EDGAR ↗
Q2 2023$751M71Aug 1, 202313F-HRchanges · EDGAR ↗
Q1 2023$675M69May 10, 202313F-HRchanges · EDGAR ↗
Q4 2022$654M68Feb 7, 202313F-HRchanges · EDGAR ↗
Q3 2022$518M41Oct 24, 202213F-HRchanges · EDGAR ↗
Q2 2022$529M41Jul 22, 202213F-HRchanges · EDGAR ↗
Q1 2022$556M40May 4, 202213F-HRchanges · EDGAR ↗
Q4 2021$524M34Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$450M34Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$377M24Aug 3, 202113F-HRchanges · EDGAR ↗
Q1 2021$276M22Apr 23, 202113F-HRchanges · EDGAR ↗
Q4 2020$237M25Feb 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$184M27Oct 27, 202013F-HRchanges · EDGAR ↗
Q2 2020$140M30Aug 3, 202013F-HRchanges · EDGAR ↗
Q1 2020$146M33Apr 28, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.