SEC 13F Intelligence

Managers / Q3 2021 · view latest →

FSA Wealth Management LLC

CIK 0001804256 · 144 GOULD STREET, SUITE 120, NEEDHAM, MA, 02494 · 7814551020

Reported Value
$161M
Q3 2021
Positions
43
Filings on Record
23
2019–present window
Filed
Nov 15, 2021
original filing

Summary

Fsa Wealth Management LLC reported $161M in U.S.-listed holdings across 43 positions for Q3 2021.

The portfolio is heavily concentrated: Ishares Trust Rus 1000 Grw Etf alone accounts for 20.8% of reported value.

Compared with Q2 2021, the fund opened 2 new positions and exited 1.

Portfolio Metrics

Turnover
+1.3%
vs prior filed quarter
Top-10 Concentration
+81.3%
share of reported value
Largest Position
+20.8%
Ishares Trust Rus 1000 Grw Etf
New / Exited
2 / 1
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $142MQ4 ’19Q1 ’20: $119MQ2 ’20: $147MQ3 ’20: $156MQ3 ’20Q4 ’20: $200MQ1 ’21: $149MQ2 ’21: $159MQ2 ’21Q3 ’21: $161MQ4 ’21: $172MQ1 ’22: $172MQ1 ’22Q2 ’22: $36MQ3 ’22: $143MQ4 ’22: $172MQ4 ’22Q1 ’23: $172MQ2 ’23: $185MQ3 ’23: $179MQ3 ’23Q3 ’24: $250MQ4 ’24: $246MQ1 ’25: $236MQ1 ’25Q2 ’25: $256MQ3 ’25: $273Mfilingsflow.com

Portfolio Composition

By security type
ETP: 90.9%Common Stock: 9.1%
  • ETP · 90.9% · $146M
  • Common Stock · 9.1% · $15M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
JPMJP MORGAN CHASE & CO COMNEW+2.2K2.2K+$357,000$357,000
RTXRAYTHEON TECH CORP COMNEW+2.6K2.6K+$227,000$227,000
UNPUNION PACIFIC CORP COMSOLD OUT−1.0K0−$220,000$0
KOCOCA-COLA CO COMADDED+1.4K6.6K+$64,000$346,000
SOSOUTHERN CO COMADDED+5004.0K+$36,000$250,000
GOOGALPHABET INC COM CL CADDED+19236+$85,000$629,000
VANGUARD TOTAL STK MKT ETFADDED+3194.3K+$68,000$946,000
AAPLAPPLE INC COMADDED+98114.6K+$201,000$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

42 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRUST RUS 1000 GRW ETFEQUITY20.82%$33M122.2K
2ISHARES TRUST RUS 1000 VAL ETFEQUITY18.61%$30M191.2K
3VANGUARD FTSE DEV MKT ETFEQUITY9.93%$16M316.1K
4VANGUARD TOTAL BND MRKT ETFEQUITY6.30%$10M118.4K
5ISHARES TRUST RUS MD CP GR ETFEQUITY6.06%$10M86.9K
6ISHARES TRUST RUS MDCP VAL ETFEQUITY4.93%$8M70.0K
7ISHARES TRUST RUS 2000 VAL ETFEQUITY4.00%$6M40.1K
8ISHARES TRUST RUS 2000 GRW ETFEQUITY3.94%$6M21.6K
9ISHARES TRUST CORE MSCI TOTAL ETFEQUITY3.59%$6M81.4K
10VANGUARD FTSE EMR MKT ETFEQUITY3.12%$5M100.1K
11SPDR SERIES TRUST NUVEEN BRC MUNIC ETFEQUITY2.64%$4M82.2K
12SPDR SERIES TRUST S&P DIVID ETFEQUITY2.51%$4M34.3K
13TSLATESLA INC COMhistory →EQUITY2.34%$4M4.9K
14AAPLAPPLE INC COMhistory →EQUITY1.28%$2M14.6K
15SPDR SERIES TRUST NUVEEN BLMBRG SR ETFEQUITY1.18%$2M38.3K
16SPDR SERIES TRUST PORTFOLI S&P 1500 COMP STK ETFEQUITY0.80%$1M24.3K
17INTUINTUIT INC COMEQUITY0.73%$1M2.2K
18CWSTCASELLA WASTE SYSTEMS COM CL AEQUITY0.73%$1M15.4K
19MSFTMICROSOFT CORP COMEQUITY0.71%$1M4.1K
20GOOGALPHABET INC COM CL CEQUITY0.64%$1M384
21VANGUARD TOTAL STK MKT ETFEQUITY0.59%$946,0004.3K
22ISHARES TRUST NATIONAL MUN ETFEQUITY0.40%$643,0005.5K
23VTVVANGUARD VALUE ETFEQUITY0.33%$533,0003.9K
24SPDR S&P500 ETF TRUST TR UNIT ETFEQUITY0.30%$486,0001.1K
25EXMOCEXXON MOBIL CORPORATION COMEQUITY0.29%$468,0008.0K
26FITBFIFTH THIRD BANCORP COMEQUITY0.26%$422,0009.9K
27ISHARES TRUST SELECT DIVID ETFEQUITY0.24%$384,0003.3K
28PGPROCTER & GAMBLE CO COMEQUITY0.24%$381,0002.7K
29JPMJP MORGAN CHASE & CO COMEQUITY0.22%$357,0002.2K
30PNCPNC FINANCIAL SERVICES GROUP COMEQUITY0.22%$348,0001.8K
31KOCOCA-COLA CO COMEQUITY0.22%$346,0006.6K
32USBUS BANCORP COMEQUITY0.21%$338,0005.7K
33PYPLPAYPAL HOLDINGS INC COMEQUITY0.21%$336,0001.3K
34TAT&T INC COMEQUITY0.20%$323,00011.9K
35JNJJOHNSON & JOHNSON COMEQUITY0.17%$276,0001.7K
36ISHARES TRUST CORE S&P500 ETFEQUITY0.16%$262,000609
37ISHARES TRUST RUSSELL 2000 ETFEQUITY0.16%$254,0001.2K
38SOSOUTHERN CO COMEQUITY0.16%$250,0004.0K
39SPDR INDEX SHARES FUNDS PORTFOLIO DEVLPD ETFEQUITY0.15%$248,0006.9K
40RTXRAYTHEON TECH CORP COMEQUITY0.14%$227,0002.6K
41AMZNAMAZON COM INC COMEQUITY0.14%$223,00068
42NDQINVESCO QQQ TRUST UNIT SER 1 ETFEQUITY0.13%$213,000594

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2025$273M581Nov 17, 202513F-HRchanges · EDGAR ↗
Q2 2025$256M552Aug 11, 202513F-HRchanges · EDGAR ↗
Q1 2025$236M512May 15, 202513F-HRchanges · EDGAR ↗
Q4 2024$246M571Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$250M564Nov 14, 202413F-HRchanges · EDGAR ↗
Q1 2024Under review628May 16, 202413F-HRchanges · EDGAR ↗
Q4 2023Under review614Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$179M49Nov 15, 202313F-HRchanges · EDGAR ↗
Q2 2023$185M48Jul 31, 202313F-HRchanges · EDGAR ↗
Q1 2023$172M44Apr 21, 202313F-HRchanges · EDGAR ↗
Q4 2022$172M51Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$143M48Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$36M95Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$172M47May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$172M47Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$161M43Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$159M42Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$149M44May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$200M273Feb 11, 202113F-HRchanges · EDGAR ↗
Q3 2020$156M52Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$147M406Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$119M400May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$142M476Feb 21, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.