SEC 13F Intelligence

Managers / Q3 2023 · view latest →

Soundwatch Capital LLC

CIK 0001803253 · 137 ROWAYTON AVE, SUITE 120, ROWAYTON, CT, 06853 · 646-442-9655

Reported Value
$464M
Q3 2023
Positions
29
Filings on Record
26
2019–present window
Filed
Nov 13, 2023
original filing

Summary

Soundwatch Capital LLC reported $464M in U.S.-listed holdings across 29 positions for Q3 2023.

The portfolio is heavily concentrated: Spdr S P 500 Etf Tr alone accounts for 48.0% of reported value.

Compared with Q2 2023, the fund opened 4 new positions and exited 9.

Portfolio Metrics

Turnover
+0.7%
vs prior filed quarter
Top-10 Concentration
+98.1%
share of reported value
Largest Position
+48.0%
Spdr S P 500 Etf Tr
New / Exited
4 / 9
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $224MQ4 ’19Q1 ’20: $142MQ3 ’20: $309MQ4 ’20: $147MQ4 ’20Q1 ’21: $274MQ3 ’21: $983MQ4 ’21: $467MQ4 ’21Q1 ’22: $111MQ2 ’22: $105MQ3 ’22: $103MQ3 ’22Q4 ’22: $99MQ1 ’23: $435MQ2 ’23: $393MQ2 ’23Q3 ’23: $464MQ4 ’23: $208MQ1 ’24: $513MQ1 ’24Q2 ’24: $18MQ3 ’24: $634MQ4 ’24: $946MQ4 ’24Q1 ’25: $220MQ2 ’25: $588MQ3 ’25: $624MQ3 ’25Q4 ’25: $645MQ1 ’26: $793Mfilingsflow.com

Portfolio Composition

By security type
ETP: 94.3%Common Stock: 3.3%Other: 2.4%
  • ETP · 94.3% · $438M
  • Common Stock · 3.3% · $16M
  • Other · 2.4% · $11M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ISHARES TRNEW+5.3K5.3K+$261,122$261,122
SCHWAB STRATEGIC TRNEW+3.1K3.1K+$218,685$218,685
ISHARES TRNEW+791791+$210,398$210,398
INVESCO EXCH TRADED FD TR IINEW+1.4K1.4K+$205,984$205,984
VANGUARD WORLD FDADDED+48.6K48.6K+$86,671$4M
GSGOLDMAN SACHS GROUP INCADDED+1.8K1.8K+$1,836$576,602
TRUST FOR ADVISED PORTFOLIOSADDED+413.9K477.1K+$2M$11M
ISHARES TRSOLD OUT−6.4K0−$400,818$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

20 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SPDR S&P 500 ETF TRTR UNIT48.02%$223M521.6K
2ISHARES TRCORE S&P500 ETF · MSCI USA QLT FCT · RUS 1000 ETF · CORE S&P TTL STK · S&P 100 ETF · U.S. TECH ETF · CORE DIV GRWTH · RUS 1000 GRW ETF40.77%$189M463.7K
3VANGUARD INDEX FDSS&P 500 ETF SHS · LARGE CAP ETF3.28%$15M53.4K
4TRUST FOR ADVISED PORTFOLIOSSOUNDWATCH HEDGD2.37%$11M477.1K
5AAPLAPPLE INChistory →COM2.36%$11M64.1K
6NDQINVESCO QQQ TRUNIT SER 10.94%$4M12.2K
7VANGUARD WORLD FDESG US STK ETF0.79%$4M48.6K
8AMZNAMAZON COM INCCOM0.23%$1M8.4K
9UNHUNITEDHEALTH GROUP INCCOM0.22%$1M2.0K
10MSFTMICROSOFT CORPCOM0.22%$1M3.2K
11SCHWAB STRATEGIC TRUS LCAP GR ETF · US DIVIDEND EQ0.14%$629,9748.7K
12GSGOLDMAN SACHS GROUP INCCOM0.12%$576,6021.8K
13VANECK ETF TRUSTMRNGSTR WDE MOAT0.10%$473,9856.3K
14SPDR DOW JONES INDL AVERAGEUT SER 10.08%$377,1541.1K
15VANGUARD WORLD FDSINF TECH ETF0.08%$364,282878
16ADBEADOBE INCCOM0.08%$348,262683
17TXNTEXAS INSTRS INCCOM0.06%$272,0661.7K
18AMATAPPLIED MATLS INCCOM0.06%$266,9321.9K
19INVESCO EXCH TRADED FD TR IINASDAQ 100 ETF0.04%$205,9841.4K
20SELECT SECTOR SPDR TRSBI HEALTHCARE0.04%$204,3101.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$793M47May 5, 202613F-HRchanges · EDGAR ↗
Q4 2025$645M48Feb 10, 202613F-HRchanges · EDGAR ↗
Q3 2025$624M39Nov 5, 202513F-HRchanges · EDGAR ↗
Q2 2025$588M147Aug 12, 202513F-HRchanges · EDGAR ↗
Q1 2025$220M29May 6, 202513F-HRchanges · EDGAR ↗
Q4 2024$946M37Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$634M34Nov 8, 202413F-HRchanges · EDGAR ↗
Q2 2024$18M14Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$513M13May 8, 202413F-HRchanges · EDGAR ↗
Q4 2023$208M32Feb 7, 202413F-HRchanges · EDGAR ↗
Q3 2023$464M29Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$393M34Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$435M24May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$99M17Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$103M12Nov 10, 202213F-HRchanges · EDGAR ↗
Q2 2022$105M13Aug 17, 202213F-HRchanges · EDGAR ↗
Q1 2022$111M16May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$467M39Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$983M37Nov 15, 202113F-HRchanges · EDGAR ↗
Q1 2021$274M26May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$147M29Jan 29, 202113F-HRchanges · EDGAR ↗
Q3 2020$309M23Nov 16, 202013F-HRchanges · EDGAR ↗
Q1 2020$142M12May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$224M14Feb 14, 202013F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • Apexium Financial, LP028-19109

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.