SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Game Plan Financial Advisors, LLC

CIK 0001802952 · 26600, SUITE 270, WESTLAKE, OH, 44145 · (440) 209-6480

Reported Value
$168M
Q3 2021
Positions
107
Filings on Record
23
2019–present window
Filed
Oct 26, 2021
original filing

Summary

Game Plan Financial Advisors, LLC reported $168M in U.S.-listed holdings across 107 positions for Q3 2021.

Its largest position, AAPL, represents 5.5% of the portfolio.

Compared with Q2 2021, the fund opened 11 new positions and exited 7.

Portfolio Metrics

Turnover
+6.8%
vs prior filed quarter
Top-10 Concentration
+34.9%
share of reported value
Largest Position
+5.5%
Apple
New / Exited
11 / 7
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $107MQ4 ’19Q1 ’20: $85MQ2 ’20: $70MQ3 ’20: $100MQ3 ’20Q4 ’20: $141MQ1 ’21: $155MQ2 ’21: $168MQ2 ’21Q3 ’21: $168MQ4 ’21: $187MQ1 ’22: $168MQ1 ’22Q2 ’22: $125MQ3 ’22: $119MQ4 ’22: $121MQ4 ’22Q1 ’24: $198MQ2 ’24: $203MQ3 ’24: $207MQ3 ’24Q4 ’24: $211MQ1 ’25: $206MQ2 ’25: $229MQ2 ’25Q3 ’25: $241MQ4 ’25: $249MQ1 ’26: $222MQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 61.0%ETP: 34.1%Other: 4.3%Closed-End Fund: 0.6%
  • Common Stock · 61.0% · $102M
  • ETP · 34.1% · $57M
  • Other · 4.3% · $7M
  • Closed-End Fund · 0.6% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
J40TPROSHARES TRNEW+88.7K88.7K+$2M$2M
WMTWALMART INCNEW+8.0K8.0K+$1M$1M
IYFISHARES TRNEW+7.4K7.4K+$609,000$609,000
PROSHARES TRNEW+11.0K11.0K+$370,000$370,000
RGENREPLIGEN CORPNEW+700700+$202,000$202,000
BLACKSKY TECHNOLOGY INCNEW+14.0K14.0K+$145,000$145,000
PROSHARES TRNEW+14.0K14.0K+$121,000$121,000
DESKTOP METAL INCNEW+14.3K14.3K+$103,000$103,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

40 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHWAB STRATEGIC TRUS LCAP GR ETF · US MID-CAP ETF · US LCAP VA ETF · US SML CAP ETF · US DIVIDEND EQ · US BRD MKT ETF · US LRG CAP ETF15.12%$25M280.2K
2AAPLAPPLE INChistory →COM5.50%$9M65.2K
3XLFSELECT SECTOR SPDR TRFINANCIAL · ENERGY · TECHNOLOGY4.44%$7M154.9K
4GOOGALPHABET INChistory →CAP STK CL C4.06%$7M2.6K
5AMZNAMAZON COM INChistory →COM4.04%$7M2.1K
6QRVOQORVO INChistory →COM3.65%$6M36.6K
7HLITHARMONIC INChistory →COM3.41%$6M653.9K
8AXTIAXT INChistory →COM3.01%$5M606.0K
9VVISA INChistory →COM CL A2.77%$5M20.8K
10SPDR SER TRS&P REGL BKG · S&P SEMICNDCTR2.46%$4M48.8K
11ISHARES TRRUS 1000 VAL ETF · US AER DEF ETF2.40%$4M30.7K
12VLGEAVILLAGE SUPER MKT INChistory →CL A NEW2.39%$4M185.1K
13MSFTMICROSOFT CORPhistory →COM2.25%$4M13.4K
14EATON CORP PLCSHS1.90%$3M21.4K
15RPMRPM INTL INChistory →COM1.89%$3M40.8K
16NDQINVESCO QQQ TRhistory →UNIT SER 11.67%$3M7.8K
17JPMJPMORGAN CHASE & COhistory →COM1.53%$3M15.7K
18NVDANVIDIA CORPORATIONhistory →COM1.45%$2M11.7K
19BXBLACKSTONE INChistory →COM1.38%$2M19.9K
20ATVIEURACTIVISION BLIZZARD INChistory →COM1.37%$2M29.7K
21GLOBAL X FDSRBTCS ARTFL INTE1.36%$2M62.5K
22AMDADVANCED MICRO DEVICES INChistory →COM1.32%$2M21.5K
23AVGOBROADCOM INChistory →COM1.30%$2M4.5K
24QCOMQUALCOMM INChistory →COM1.27%$2M16.5K
25NKENIKE INChistory →CL B1.27%$2M14.6K
26APTIV PLCSHS1.24%$2M14.0K
27GSGOLDMAN SACHS GROUP INChistory →COM1.21%$2M5.4K
28FFORD MTR CO DELhistory →COM1.17%$2M138.6K
29METAFACEBOOK INChistory →CL A1.10%$2M5.4K
30HDHOME DEPOT INChistory →COM1.02%$2M5.2K
31J40TPROSHARES TRPSHS ULTSH 20YRS0.97%$2M88.7K
32BABOEING COCOM0.95%$2M7.2K
33XLNXEURXILINX INCCOM0.84%$1M9.4K
34VANECK ETF TRUSTSEMICONDUCTR ETF0.84%$1M5.5K
35NUENUCOR CORPCOM0.83%$1M14.2K
36DYHTARGET CORPCOM0.82%$1M6.0K
37ETF MANAGERS TRPRIME CYBR SCRTY0.80%$1M22.1K
38COSTCOSTCO WHSL CORP NEWCOM0.78%$1M2.9K
39HBANHUNTINGTON BANCSHARES INCCOM0.67%$1M73.3K
40AXPAMERICAN EXPRESS COCOM0.67%$1M6.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$222M348Apr 23, 202613F-HRchanges · EDGAR ↗
Q4 2025$249M368Jan 14, 202613F-HRchanges · EDGAR ↗
Q3 2025$241M355Oct 29, 202513F-HRchanges · EDGAR ↗
Q2 2025$229M365Jul 24, 202513F-HRchanges · EDGAR ↗
Q1 2025$206M372May 19, 202513F-HRchanges · EDGAR ↗
Q4 2024$211M389Jan 30, 202513F-HRchanges · EDGAR ↗
Q3 2024$207M398Oct 15, 202413F-HRchanges · EDGAR ↗
Q2 2024$203M390Aug 1, 202413F-HRchanges · EDGAR ↗
Q1 2024$198M445Apr 12, 202413F-HRchanges · EDGAR ↗
Q4 2022$121M87Feb 10, 202313F-HRchanges · EDGAR ↗
Q3 2022$119M93Nov 3, 202213F-HRchanges · EDGAR ↗
Q2 2022$125M99Aug 4, 202213F-HRchanges · EDGAR ↗
Q1 2022$168M106Apr 22, 202213F-HRchanges · EDGAR ↗
Q4 2021$187M110Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$168M107Oct 26, 202113F-HRchanges · EDGAR ↗
Q2 2021$168M106Jul 14, 202113F-HRchanges · EDGAR ↗
Q1 2021$155M100Apr 28, 202113F-HRchanges · EDGAR ↗
Q4 2020$141M92Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$100M45Nov 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$70M61Aug 3, 202013F-HRchanges · EDGAR ↗
Q1 2020$85M90May 7, 202013F-HRchanges · EDGAR ↗
Q4 2019$107M98Feb 13, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.