SEC 13F Intelligence

Managers / Q3 2024 · view latest →

LifeSteps Financial, Inc.

CIK 0001801373 · 250 W. FIRST ST. #248, CLAREMONT, CA, 91711 · 909-2673770

Reported Value
$128M
Q3 2024
Positions
85
Filings on Record
26
2019–present window
Filed
Oct 16, 2024
original filing

Summary

Lifesteps Financial, Inc. reported $128M in U.S.-listed holdings across 85 positions for Q3 2024.

Its largest position, NDQ, represents 14.6% of the portfolio.

Compared with Q2 2024, the fund opened 7 new positions and exited 3.

Portfolio Metrics

Turnover
+1.3%
vs prior filed quarter
Top-10 Concentration
+58.3%
share of reported value
Largest Position
+14.6%
Invesco Qqq
New / Exited
7 / 3
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $106MQ4 ’19Q1 ’20: $87MQ2 ’20: $87MQ3 ’20: $95MQ4 ’20: $109MQ4 ’20Q1 ’21: $120MQ2 ’21: $130MQ3 ’21: $131MQ4 ’21: $141MQ4 ’21Q1 ’22: $135MQ2 ’22: $96MQ3 ’22: $89MQ4 ’22: $96MQ4 ’22Q1 ’23: $94MQ2 ’23: $101MQ3 ’23: $98MQ4 ’23: $113MQ4 ’23Q1 ’24: $133MQ2 ’24: $121MQ3 ’24: $128MQ4 ’24: $130MQ4 ’24Q1 ’25: $123MQ2 ’25: $146MQ3 ’25: $156MQ4 ’25: $156MQ4 ’25Q1 ’26: $158Mfilingsflow.com

Portfolio Composition

By security type
ETP: 57.3%Common Stock: 41.6%ADR: 0.7%Other: 0.3%Closed-End Fund: 0.1%
  • ETP · 57.3% · $73M
  • Common Stock · 41.6% · $53M
  • ADR · 0.7% · $882,428
  • Other · 0.3% · $395,794
  • Closed-End Fund · 0.1% · $92,966

Quarter-over-Quarter Changes full breakdown →

vs Q2 2024 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SFBSSERVISFIRST BANCSHARES INC COMNEW+3.0K3.0K+$241,350$241,350
ABTABBOTT LABS COMNEW+1.9K1.9K+$219,013$219,013
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUSTNEW+510510+$215,791$215,791
SRESEMPRA COMNEW+2.6K2.6K+$214,427$214,427
PHMPULTE GROUP INC COMNEW+1.4K1.4K+$207,630$207,630
NFLXNETFLIX INC COMNEW+291291+$206,398$206,398
NOCNORTHROP GRUMMAN CORP COMNEW+382382+$201,723$201,723
AVGOBROADCOM INC COMADDED+1.8K2.0K+$25,261$341,550

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2024

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1NDQINVESCO QQQ TRUST SERIES Ihistory →ETF14.60%$19M38.2K
2SPDR S&P 500 ETF TRUSTETF13.64%$17M30.4K
3AAPLAPPLE INC COMhistory →Stock6.01%$8M33.0K
4NVDANVIDIA CORPORATION COMhistory →Stock5.07%$6M53.3K
5MSFTMICROSOFT CORP COMhistory →Stock4.62%$6M13.7K
6ISHARES CORE S&P MID-CAP ETFETF3.26%$4M66.9K
7SPDR S&P DIVIDEND ETFETF3.18%$4M28.6K
8VANGUARD HIGH DIVIDEND YIELD INDEX ETFETF3.06%$4M30.5K
9TECHNOLOGY SELECT SECTOR SPDR FUNDETF2.72%$3M15.4K
10ISHARES RUSSELL 2000 ETFETF2.14%$3M12.4K
11VTVVANGUARD VALUE ETFhistory →ETF2.11%$3M15.4K
12USBUS BANCORP DEL COM NEWhistory →Stock1.82%$2M50.8K
13JPMJPMORGAN CHASE & CO. COMhistory →Stock1.62%$2M9.8K
14ISHARES S&P SMALL-CAP 600 VALUE ETFETF1.58%$2M18.7K
15SCHWAB U.S. MID-CAP ETFETF1.54%$2M23.7K
16VUGVANGUARD GROWTH ETFhistory →ETF1.53%$2M5.1K
17HDHOME DEPOT INC COMhistory →Stock1.51%$2M4.8K
18AMZNAMAZON COM INC COMhistory →Stock1.43%$2M9.8K
19SCHWAB US DIVIDEND EQUITY ETFETF1.40%$2M21.2K
20BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEWhistory →Stock1.20%$2M3.3K
21EXMOCEXXON MOBIL CORP COMhistory →Stock1.15%$1M12.6K
22ABBVABBVIE INC COMhistory →Stock1.15%$1M7.4K
23COSTCOSTCO WHSL CORP NEW COMhistory →Stock1.00%$1M1.4K
24VANGUARD MEGA CAP GROWTH ETFETF0.97%$1M3.8K
25ADPAUTOMATIC DATA PROCESSING INC COMStock0.93%$1M4.3K
26ISHARES S&P 500 GROWTH ETFETF0.88%$1M11.8K
27KOCOCA COLA CO COMStock0.76%$973,16713.5K
28NVONOVO-NORDISK A S ADRADR0.69%$882,4287.4K
29WFCWELLS FARGO CO NEW COMStock0.64%$814,04714.4K
30NEENEXTERA ENERGY INC COMStock0.63%$803,2049.5K
31JNJJOHNSON & JOHNSON COMStock0.62%$787,7324.9K
32CHVCHEVRON CORP NEW COMStock0.61%$784,8005.3K
33PGPROCTER AND GAMBLE CO COMStock0.57%$731,7704.2K
34ITWILLINOIS TOOL WKS INC COMStock0.56%$713,7362.7K
35SCHWAB U.S. LARGE-CAP GROWTH ETFETF0.55%$708,1936.8K
36CATCATERPILLAR INC COMStock0.54%$695,8021.8K
37WMTWALMART INC COMStock0.51%$657,1458.1K
38PEPPEPSICO INC COMStock0.50%$643,0843.8K
39FIDELITY MSCI HEALTH CARE INDEX ETFETF0.50%$635,3988.7K
40EMREMERSON ELEC CO COMStock0.50%$633,7995.8K
41TSLATESLA INC COMStock0.49%$626,6042.4K
42GOOGALPHABET INC CAP STK CL CStock0.45%$577,8093.5K
43AMGNAMGEN INC COMStock0.45%$575,7891.8K
44QCOMQUALCOMM INC COMStock0.44%$559,1243.3K
45ISHARES MSCI USA MIN VOL FACTOR ETFETF0.44%$557,9956.1K
46MAMASTERCARD INCORPORATED CL AStock0.43%$548,1181.1K
47METAMETA PLATFORMS INC CL AStock0.42%$532,369930
48ISHARES CORE S&P SMALL CAP ETFETF0.41%$524,5664.5K
49VANGUARD S&P 500 ETFETF0.40%$511,312969
50ISHARES MSCI USA MOMENTUM FACTOR ETFETF0.34%$438,1642.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$158M97Apr 22, 202613F-HRchanges · EDGAR ↗
Q4 2025$156M90Jan 28, 202613F-HRchanges · EDGAR ↗
Q3 2025$156M89Oct 16, 202513F-HRchanges · EDGAR ↗
Q2 2025$146M86Jul 23, 202513F-HRchanges · EDGAR ↗
Q1 2025$123M82Apr 23, 202513F-HRchanges · EDGAR ↗
Q4 2024$130M82Feb 3, 202513F-HRchanges · EDGAR ↗
Q3 2024$128M85Oct 16, 202413F-HRchanges · EDGAR ↗
Q2 2024$121M81Jul 17, 202413F-HRchanges · EDGAR ↗
Q1 2024$133M441Apr 26, 202413F-HRchanges · EDGAR ↗
Q4 2023$113M82Jan 19, 202413F-HRchanges · EDGAR ↗
Q3 2023$98M72Oct 25, 202313F-HRchanges · EDGAR ↗
Q2 2023$101M72Jul 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$94M67Apr 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$96M70Jan 18, 202313F-HRchanges · EDGAR ↗
Q3 2022$89M72Oct 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$96M75Jul 13, 202213F-HRchanges · EDGAR ↗
Q1 2022$135M82Apr 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$141M79Jan 26, 202213F-HRchanges · EDGAR ↗
Q3 2021$131M81Oct 6, 202113F-HRchanges · EDGAR ↗
Q2 2021$130M84Jul 9, 202113F-HRchanges · EDGAR ↗
Q1 2021$120M84Apr 20, 202113F-HRchanges · EDGAR ↗
Q4 2020$109M84Jan 25, 202113F-HRchanges · EDGAR ↗
Q3 2020$95M78Oct 21, 202013F-HRchanges · EDGAR ↗
Q2 2020$87M72Aug 5, 202013F-HRchanges · EDGAR ↗
Q1 2020$87M76May 21, 202013F-HRchanges · EDGAR ↗
Q4 2019$106M93Jan 30, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.