SEC 13F Intelligence

Managers / Q3 2023 · view latest →

Symphony Financial, Ltd. Co.

CIK 0001800687 · 4295 SAN FELIPE STREET, SUITE 300, HOUSTON, TX, 77027 · (281) 272-6800

Reported Value
$408M
Q3 2023
Positions
158
Filings on Record
26
2019–present window
Filed
Nov 7, 2023
original filing

Summary

Symphony Financial, Ltd. Co. reported $408M in U.S.-listed holdings across 158 positions for Q3 2023.

Its largest position, Ishares Tr, represents 6.9% of the portfolio.

Compared with Q2 2023, the fund opened 8 new positions and exited 34.

Portfolio Metrics

Turnover
+15.6%
vs prior filed quarter
Top-10 Concentration
+44.1%
share of reported value
Largest Position
+6.9%
Ishares Tr
New / Exited
8 / 34
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’20: $145MQ1 ’20Q2 ’20: $207MQ3 ’20: $245MQ4 ’20: $279MQ1 ’21: $378MQ1 ’21Q2 ’21: $294MQ3 ’21: $287MQ4 ’21: $360MQ1 ’22: $426MQ1 ’22Q2 ’22: $338MQ3 ’22: $306MQ4 ’22: $378MQ1 ’23: $386MQ1 ’23Q2 ’23: $407MQ3 ’23: $408MQ4 ’23: $465MQ1 ’24: $429MQ1 ’24Q2 ’24: $548MQ3 ’24: $605MQ4 ’24: $636MQ1 ’25: $169MQ1 ’25Q2 ’25: $763MQ3 ’25: $822MQ4 ’25: $744MQ1 ’26: $755MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 68.1%Common Stock: 30.0%REIT: 1.3%Other: 0.2%Royalty Trst: 0.2%Other: 0.1%
  • ETP · 68.1% · $278M
  • Common Stock · 30.0% · $123M
  • REIT · 1.3% · $5M
  • Other · 0.2% · $986,646
  • Royalty Trst · 0.2% · $924,287
  • Other · 0.1% · $552,856

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ISHARES TRNEW+67.2K67.2K+$2M$2M
SAMBOSTON BEER INCNEW+2.1K2.1K+$826,791$826,791
CECELANESE CORP DELNEW+4.5K4.5K+$552,370$552,370
OKEONEOK INC NEWNEW+4.0K4.0K+$246,368$246,368
BXBLACKSTONE INCNEW+2.0K2.0K+$209,878$209,878
CRWDCROWDSTRIKE HLDGS INCNEW+1.2K1.2K+$208,873$208,873
ODFLOLD DOMINION FREIGHT LINE INNEW+506506+$204,025$204,025
TOTALENERGIES SENEW+3.1K3.1K+$203,515$203,515

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

35 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRCORE S&P MCP ETF · CORE MSCI EAFE · CORE S&P US VLU · CORE S&P US GWT · MSCI USA QLT FCT · RUSSELL 2000 ETF · CORE S&P500 ETF · NATIONAL MUN ETF27.51%$112M1.06M
2SPDR SER TRPORTFOLI S&P1500 · PRTFLO S&P500 GW · PRTFLO S&P500 VL · PORTFOLIO S&P40013.11%$54M1.05M
3AMERICAN CENTY ETF TRUS SML CP VALU · INTL EQT ETF · AVANTIS EMGMKT6.43%$26M400.3K
4VANGUARD INDEX FDSTOTAL STK MKT · S&P 500 ETF SHS5.76%$24M104.5K
5MSFTMICROSOFT CORPhistory →COM2.88%$12M36.6K
6GQ9SPDR GOLD TRhistory →GOLD SHS2.00%$8M48.3K
7WISDOMTREE TRYIELD ENHANCD US1.98%$8M196.3K
8VANECK ETF TRUSTFALLEN ANGEL HG1.80%$7M273.8K
9J P MORGAN EXCHANGE TRADED FULTRA SHRT INC1.66%$7M135.8K
10EXMOCEXXON MOBIL CORPhistory →COM1.51%$6M53.3K
11BACVERIZON COMMUNICATIONS INChistory →COM1.43%$6M184.5K
12INVESCO EXCHANGE TRADED FD TS&P500 QUALITY1.40%$6M113.8K
13ISHARES INCCORE MSCI EMKT1.03%$4M89.7K
144I1PHILIP MORRIS INTL INCCOM0.99%$4M44.3K
15FIRST TR EXCHANGE-TRADED FDFIRST TR ENH NEW0.98%$4M67.1K
16LIESUN LIFE FINANCIAL INC.COM0.86%$4M73.2K
17COSTCOSTCO WHSL CORP NEWCOM0.82%$3M5.8K
18NVDANVIDIA CORPORATIONCOM0.81%$3M7.4K
19CRMSALESFORCE INCCOM0.73%$3M14.7K
20CHVCHEVRON CORP NEWCOM0.69%$3M16.9K
21LOWLOWES COS INCCOM0.69%$3M13.7K
22LPLALPL FINL HLDGS INCCOM0.67%$3M11.6K
23VANGUARD BD INDEX FDSTOTAL BND MRKT0.65%$3M38.6K
24AVGOBROADCOM INCCOM0.65%$3M3.2K
25EDCONSOLIDATED EDISON INCCOM0.57%$2M28.6K
26SPDR S&P 500 ETF TRTR UNIT0.55%$2M5.2K
27WMTWALMART INCCOM0.53%$2M13.6K
28BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.50%$2M5.9K
29FQIDIGITAL RLTY TR INCCOM0.49%$2M16.9K
30DUKDUKE ENERGY CORP NEWCOM NEW0.45%$2M21.7K
31HDHOME DEPOT INCCOM0.44%$2M6.0K
32PGIM ETF TRPGIM ULTRA SH BD0.42%$2M35.1K
33TSLATESLA INCCOM0.41%$2M6.8K
34TXNTEXAS INSTRS INCCOM0.41%$2M10.5K
35LLYELI LILLY & COCOM0.40%$2M3.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$755M315May 1, 202613F-HRchanges · EDGAR ↗
Q4 2025$744M286Feb 11, 202613F-HRchanges · EDGAR ↗
Q3 2025$822M270Oct 31, 202513F-HRchanges · EDGAR ↗
Q2 2025$763M257Aug 15, 2025RESTATEMENTchanges · EDGAR ↗
Q1 2025$169M90Apr 23, 202513F-HRchanges · EDGAR ↗
Q4 2024$636M222Jan 24, 202513F-HRchanges · EDGAR ↗
Q3 2024$605M224Oct 21, 202413F-HRchanges · EDGAR ↗
Q2 2024$548M209Jul 18, 202413F-HRchanges · EDGAR ↗
Q1 2024$429M192Apr 17, 202413F-HRchanges · EDGAR ↗
Q4 2023$465M199Jan 18, 202413F-HRchanges · EDGAR ↗
Q3 2023$408M158Nov 7, 202313F-HRchanges · EDGAR ↗
Q2 2023$407M183Jul 12, 202313F-HRchanges · EDGAR ↗
Q1 2023$386M202May 3, 202313F-HRchanges · EDGAR ↗
Q4 2022$378M190Jan 26, 202313F-HRchanges · EDGAR ↗
Q3 2022$306M196Oct 28, 202213F-HRchanges · EDGAR ↗
Q2 2022$338M179Jul 18, 202213F-HRchanges · EDGAR ↗
Q1 2022$426M192May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$360M175Jan 19, 202213F-HRchanges · EDGAR ↗
Q3 2021$287M170Oct 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$294M162Jul 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$378M193Apr 15, 202113F-HRchanges · EDGAR ↗
Q4 2020$279M153Jan 13, 202113F-HRchanges · EDGAR ↗
Q3 2020$245M137Oct 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$207M133Jul 8, 202013F-HRchanges · EDGAR ↗
Q1 2020$145M94May 7, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.