SEC 13F Intelligence

Managers / Q1 2021 · view latest →

Sound View Wealth Advisors Group, LLC

CIK 0001784777 · 1 SKIDAWAY VILLAGE WALK, SUITE 201, SAVANNAH, GA, 31411 · 9122394630

Reported Value
$429M
Q1 2021
Positions
267
Filings on Record
29
2019–present window
Filed
Apr 28, 2021
original filing

Summary

Sound View Wealth Advisors Group, LLC reported $429M in U.S.-listed holdings across 267 positions for Q1 2021.

Its largest position, IWF, represents 16.9% of the portfolio.

Compared with Q4 2020, the fund opened 18 new positions and exited 6.

Portfolio Metrics

Turnover
+2.8%
vs prior filed quarter
Top-10 Concentration
+39.4%
share of reported value
Largest Position
+16.9%
Ishares Tr
New / Exited
18 / 6
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q2 ’19: $338MQ2 ’19Q3 ’19: $336MQ4 ’19: $354MQ1 ’20: $289MQ2 ’20: $355MQ2 ’20Q3 ’20: $380MQ4 ’20: $409MQ1 ’21: $429MQ2 ’21: $476MQ2 ’21Q3 ’21: $479MQ4 ’21: $529MQ1 ’22: $526MQ2 ’22: $478MQ2 ’22Q3 ’22: $446MQ4 ’22: $473MQ1 ’23: $729MQ2 ’23: $763MQ2 ’23Q3 ’23: $804MQ4 ’23: $907MQ1 ’24: $938MQ2 ’24: $970MQ2 ’24Q3 ’24: $1.2BQ4 ’24: $1.2BQ1 ’25: $1.2BQ2 ’25: $1.4BQ2 ’25Q3 ’25: $1.5BQ4 ’25: $1.5BQ1 ’26: $1.5Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 62.3%ETP: 28.0%Other: 6.2%ADR: 1.5%Closed-End Fund: 1.3%Other: 0.9%
  • Common Stock · 62.3% · $267M
  • ETP · 28.0% · $120M
  • Other · 6.2% · $26M
  • ADR · 1.5% · $6M
  • Closed-End Fund · 1.3% · $5M
  • Other · 0.9% · $4M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
KANSAS CITY SOUTHERNNEW+2.0K2.0K+$534,000$534,000
TTENTOTAL SENEW+11.0K11.0K+$513,000$513,000
VBVANGUARD INDEX FDSNEW+2.3K2.3K+$487,000$487,000
IEMGISHARES INCNEW+5.6K5.6K+$361,000$361,000
IBMPISHARES TRNEW+12.5K12.5K+$337,000$337,000
IBMOISHARES TRNEW+12.5K12.5K+$335,000$335,000
VTWOVANGUARD SCOTTSDALE FDSNEW+1.6K1.6K+$291,000$291,000
SLBSCHLUMBERGER LTDNEW+9.1K9.1K+$247,000$247,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

217 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IWFISHARES TRIBONDS DEC23 ETF · IBONDS DEC25 ETF · IBONDS DEC22 ETF · IBONDS DEC24 ETF · IBONDS DEC21 ETF · RUS 1000 GRW ETF · PFD AND INCM SEC · CORE 1 5 YR USD · CORE DIV GRWTH · CORE US AGGBD ET · NATIONAL MUN ETF · MSCI USA MIN VOL · RUS 1000 VAL ETF · RUSSELL 2000 ETF · CORE MSCI EAFE · IBONDS DEC2026 · RUS 1000 ETF · CORE S&P500 ETF · CORE S&P SCP ETF · CORE HIGH DV ETF · RUS MID CAP ETF · SELECT DIVID ETF · INTRM GOV CR ETF · IBONDS 27 ETF · NASDAQ BIOTECH · ISHS 1-5YR INVS · MSCI EAFE ETF · IBONDS DEC 27 · IBONDS DEC 26 · RUS 2000 GRW ETF · SHRT NAT MUN ETF · MSCI USA ESG SLC · IBONDS DEC2022 · IBONDS DEC202116.91%$73M2.02M
2AAPLAPPLE INChistory →COM3.57%$15M125.4K
3MSFTMICROSOFT CORPhistory →COM3.20%$14M58.2K
4SCHXSCHWAB STRATEGIC TRUS LRG CAP ETF · US DIVIDEND EQ2.86%$12M142.8K
5VTVVANGUARD INDEX FDSVALUE ETF · S&P 500 ETF SHS · GROWTH ETF · TOTAL STK MKT · SMALL CP ETF · MID CAP ETF · SML CP GRW ETF · REAL ESTATE ETF2.61%$11M56.1K
6JNJJOHNSON & JOHNSONhistory →COM2.46%$11M64.2K
7VIGVANGUARD SPECIALIZED FUNDShistory →DIV APP ETF2.21%$10M64.6K
8HDHOME DEPOT INChistory →COM1.94%$8M27.4K
9AMZNAMAZON COM INChistory →COM1.85%$8M2.6K
10VGTVANGUARD WORLD FDSINF TECH ETF · HEALTH CAR ETF · CONSUM STP ETF1.81%$8M25.5K
11PGPROCTER AND GAMBLE COhistory →COM1.80%$8M57.0K
12GOOGALPHABET INCCAP STK CL C · CAP STK CL A1.72%$7M3.6K
13JPMJPMORGAN CHASE & COhistory →COM1.68%$7M47.3K
14VZVERIZON COMMUNICATIONS INChistory →COM1.66%$7M122.5K
15INTCINTEL CORPhistory →COM1.38%$6M92.7K
16KOCOCA COLA COhistory →COM1.32%$6M107.8K
17MCDMCDONALDS CORPhistory →COM1.23%$5M23.5K
18SOSOUTHERN COhistory →COM1.21%$5M83.6K
19AMGNAMGEN INChistory →COM1.18%$5M20.4K
20ABBVABBVIE INChistory →COM1.12%$5M44.6K
21QQQINVESCO QQQ TRhistory →UNIT SER 11.08%$5M14.5K
22LLYLILLY ELI & COhistory →COM1.06%$5M24.5K
23KMBKIMBERLY-CLARK CORPhistory →COM1.05%$4M32.3K
24SPHQINVESCO EXCHANGE TRADED FD Thistory →S&P500 QUALITY1.04%$4M100.5K
25PFEPFIZER INChistory →COM1.02%$4M121.0K
26NOBLPROSHARES TRS&P 500 DV ARIST0.99%$4M49.5K
27BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.94%$4M15.7K
28DIASPDR DOW JONES INDL AVERAGEUT SER 10.93%$4M12.1K
29PEPPEPSICO INCCOM0.91%$4M27.5K
30MRKMERCK & CO. INCCOM0.88%$4M49.2K
31CVXCHEVRON CORP NEWCOM0.79%$3M32.4K
32DNPDNP SELECT INCOME FD INCCOM0.71%$3M309.6K
33WMTWALMART INCCOM0.69%$3M21.8K
34DISDISNEY WALT COCOM0.65%$3M15.0K
35GDGENERAL DYNAMICS CORPCOM0.60%$3M14.1K
36GISGENERAL MLS INCCOM0.59%$3M41.0K
37IVOOVANGUARD ADMIRAL FDS INCMIDCP 400 IDX0.58%$3M14.2K
38DEODIAGEO PLCSPON ADR NEW0.57%$2M14.8K
39NEENEXTERA ENERGY INCCOM0.55%$2M31.4K
40ABTABBOTT LABSCOM0.55%$2M19.6K
41SDYSPDR SER TRS&P DIVID ETF · S&P1500MOMTILT0.54%$2M17.3K
42GPNGLOBAL PMTS INCCOM0.54%$2M11.4K
43HONHONEYWELL INTL INCCOM0.52%$2M10.3K
44IBMINTERNATIONAL BUSINESS MACHSCOM0.51%$2M16.4K
45QCOMQUALCOMM INCCOM0.49%$2M15.7K
46MOALTRIA GROUP INCCOM0.48%$2M40.2K
47AFLAFLAC INCCOM0.47%$2M39.5K
48CMCSACOMCAST CORP NEWCL A0.45%$2M36.0K
49VVISA INCCOM CL A0.45%$2M9.1K
50PMPHILIP MORRIS INTL INCCOM0.44%$2M21.4K
51ADPAUTOMATIC DATA PROCESSING INCOM0.43%$2M9.8K
52GSLCGOLDMAN SACHS ETF TRACTIVEBETA US LG0.42%$2M22.8K
53ITWILLINOIS TOOL WKS INCCOM0.42%$2M8.1K
54AVGOBROADCOM INCCOM0.41%$2M3.8K
55TXNTEXAS INSTRS INCCOM0.40%$2M9.2K
56CSCOCISCO SYS INCCOM0.40%$2M33.0K
57AEPAMERICAN ELEC PWR CO INCCOM0.39%$2M19.9K
58EMREMERSON ELEC COCOM0.38%$2M18.0K
59BMYBRISTOL-MYERS SQUIBB COCOM0.38%$2M25.6K
60MDTMEDTRONIC PLCSHS0.37%$2M13.5K
61MMM3M COCOM0.37%$2M8.2K
62UNHUNITEDHEALTH GROUP INCCOM0.36%$2M4.2K
63METAFACEBOOK INCCL A0.36%$2M5.2K
64WRBBERKLEY W R CORPCOM0.36%$2M20.5K
65DUKDUKE ENERGY CORP NEWCOM NEW0.36%$2M16.0K
66TMOTHERMO FISHER SCIENTIFIC INCCOM0.36%$2M3.4K
67NVDANVIDIA CORPORATIONCOM0.36%$2M2.9K
68EXMOCEXXON MOBIL CORPCOM0.35%$2M27.2K
69DLRDIGITAL RLTY TR INCCOM0.34%$1M10.3K
70BACBK OF AMERICA CORPCOM0.34%$1M37.3K
71TAT&T INCCOM0.33%$1M46.8K
72VEUVANGUARD INTL EQUITY INDEX FALLWRLD EX US · FTSE EMR MKT ETF0.31%$1M23.2K
73PNCPNC FINL SVCS GROUP INCCOM0.29%$1M7.2K
74ORCLORACLE CORPCOM0.28%$1M17.3K
75APDAIR PRODS & CHEMS INCCOM0.28%$1M4.3K
76LOWLOWES COS INCCOM0.28%$1M6.3K
77XLKSELECT SECTOR SPDR TRTECHNOLOGY · SBI HEALTHCARE · SBI CONS STPLS0.28%$1M11.1K
78AZNNASTRAZENECA PLCSPONSORED ADR0.27%$1M23.7K
79KMIKINDER MORGAN INC DELCOM0.26%$1M68.1K
80CMECME GROUP INCCOM0.25%$1M5.4K
81RTXRAYTHEON TECHNOLOGIES CORPCOM0.25%$1M14.0K
82TSLATESLA INCCOM0.24%$1M1.6K
83FHIFEDERATED HERMES INCCL B0.24%$1M33.5K
84AONAON PLCSHS CL A0.23%$984,0004.3K
85UTGREAVES UTIL INCOME FDCOM SH BEN INT0.22%$961,00028.7K
86PAYXPAYCHEX INCCOM0.22%$958,0009.8K
87NSCNORFOLK SOUTHN CORPCOM0.22%$947,0003.5K
88SHOPSHOPIFY INCCL A0.22%$939,000849
89REGNREGENERON PHARMACEUTICALSCOM0.21%$915,0001.9K
90BAXBAXTER INTL INCCOM0.21%$889,00010.5K
91EFXEQUIFAX INCCOM0.21%$887,0004.9K
92NFLXNETFLIX INCCOM0.20%$838,0001.6K
93LAM RESEARCH CORPCOM0.19%$833,0001.4K
94LMTLOCKHEED MARTIN CORPCOM0.19%$814,0002.2K
95PPLPPL CORPCOM0.19%$808,00028.0K
96SYKSTRYKER CORPORATIONCOM0.19%$803,0003.3K
97CRMSALESFORCE COM INCCOM0.18%$786,0003.7K
98PEGPUBLIC SVC ENTERPRISE GRP INCOM0.18%$780,00013.0K
99NKENIKE INCCL B0.18%$776,0005.8K
100ZBHZIMMER BIOMET HOLDINGS INCCOM0.17%$750,0004.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.5B422May 6, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.5B416Jan 8, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.5B425Nov 10, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.4B423Aug 7, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.2B407May 8, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.2B415Feb 7, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.2B407Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$970M358Aug 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$938M371May 9, 202413F-HRchanges · EDGAR ↗
Q4 2023$907M385Feb 13, 2024RESTATEMENTchanges · EDGAR ↗
Q3 2023$804M365Nov 7, 202313F-HRchanges · EDGAR ↗
Q2 2023$763M363Aug 8, 202313F-HRchanges · EDGAR ↗
Q1 2023$729M365May 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$473M268Feb 8, 202313F-HRchanges · EDGAR ↗
Q3 2022$446M267Nov 8, 202213F-HRchanges · EDGAR ↗
Q2 2022$478M280Aug 5, 202213F-HRchanges · EDGAR ↗
Q1 2022$526M286May 11, 202213F-HRchanges · EDGAR ↗
Q4 2021$529M290Jan 20, 202213F-HRchanges · EDGAR ↗
Q3 2021$479M284Oct 21, 202113F-HRchanges · EDGAR ↗
Q2 2021$476M284Jul 21, 202113F-HRchanges · EDGAR ↗
Q1 2021$429M267Apr 28, 202113F-HRchanges · EDGAR ↗
Q4 2020$409M255Feb 2, 202113F-HRchanges · EDGAR ↗
Q3 2020$380M247Nov 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$355M242Aug 7, 202013F-HRchanges · EDGAR ↗
Q1 2020$289M213May 12, 202013F-HRchanges · EDGAR ↗
Q4 2019$354M238Jan 27, 202013F-HRchanges · EDGAR ↗
Q3 2019$336M238Nov 7, 201913F-HRchanges · EDGAR ↗
Q2 2019$338M247Aug 7, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.