SEC 13F Intelligence

Managers / Q4 2019 · view latest →

Golden State Wealth Management, LLC

CIK 0001776033 · 201 E. SANDPOINTE AVE, #460, SANTA ANA, CA, 92707 · 7143227410

Reported Value
$523M
Q4 2019
Positions
54
Filings on Record
22
2019–present window
Filed
Feb 13, 2020
original filing

Summary

Golden State Wealth Management, Llc reported $523M in U.S.-listed holdings across 54 positions for Q4 2019.

Its largest position, Invesco Qqq Tr, represents 11.5% of the portfolio.

Compared with Q3 2019, the fund opened 17 new positions and exited 1076.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $299MQ1 ’19Q2 ’19: $315MQ3 ’19: $303MQ4 ’19: $523MQ4 ’19Q1 ’20: $227MQ2 ’20: $390MQ3 ’20: $299MQ3 ’20Q4 ’20: $345MQ1 ’21: $303MQ2 ’21: $454MQ2 ’21Q3 ’21: $460MQ4 ’21: $581MQ1 ’22: $510MQ1 ’22Q4 ’24: $667MQ1 ’25: $673MQ2 ’25: $822MQ2 ’25Q3 ’25: $906MQ4 ’25: $947MQ1 ’26: $915MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 79.8%Other: 17.4%Common Stock: 2.6%REIT: 0.2%Closed-End Fund: 0.1%
  • ETP · 79.8% · $417M
  • Other · 17.4% · $91M
  • Common Stock · 2.6% · $13M
  • REIT · 0.2% · $862,000
  • Closed-End Fund · 0.1% · $322,000

Quarter-over-Quarter Changes full breakdown →

Holdings — Q4 2019

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#IssuerClass% PortfolioValueShares

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$915M1,666Apr 28, 202613F-HRchanges · EDGAR ↗
Q4 2025$947M1,737Feb 13, 202613F-HRchanges · EDGAR ↗
Q3 2025$906M1,719Nov 3, 202513F-HRchanges · EDGAR ↗
Q2 2025$822M1,620Aug 6, 202513F-HRchanges · EDGAR ↗
Q1 2025$673M1,636Apr 24, 2025RESTATEMENTchanges · EDGAR ↗
Q4 2024$667M1,557Jan 28, 202513F-HRchanges · EDGAR ↗
Q1 2022$510M306May 19, 2022RESTATEMENTchanges · EDGAR ↗
Q4 2021$581M362Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$460M313Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$454M308Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$303M199May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$345M241Jan 28, 202113F-HRchanges · EDGAR ↗
Q3 2020$299M425Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020REVEALED$390M343Aug 11, 202013F-HRchanges · EDGAR ↗
Q1 2020$227M1,021Apr 17, 202013F-HRchanges · EDGAR ↗
Q4 2019$523M54Feb 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$303M1,117Oct 23, 201913F-HRchanges · EDGAR ↗
Q2 2019$315M1,134Aug 9, 201913F-HRchanges · EDGAR ↗
Q1 2019$299M1,104May 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.