SEC 13F Intelligence

Managers / Q1 2020 · view latest →

Sargent Investment Group, LLC

CIK 0001766157 · 4920 ELM STREET, SUITE 305, BETHESDA, MD, 20814 · 2025806402

Reported Value
$217M
Q1 2020
Positions
137
Filings on Record
31
2019–present window
Filed
May 12, 2020
original filing

Summary

Sargent Investment Group, LLC reported $217M in U.S.-listed holdings across 137 positions for Q1 2020.

Its largest position, AAPL, represents 5.1% of the portfolio.

Compared with Q4 2019, the fund opened 7 new positions and exited 24.

Portfolio Metrics

Turnover
+4.0%
vs prior filed quarter
Top-10 Concentration
+40.9%
share of reported value
Largest Position
+5.1%
Apple
New / Exited
7 / 24
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $163MQ4 ’18Q1 ’19: $208MQ2 ’19: $219MQ3 ’19: $223MQ4 ’19: $534MQ4 ’19Q1 ’20: $217MQ2 ’20: $266MQ3 ’20: $275MQ4 ’20: $317MQ4 ’20Q1 ’21: $380MQ2 ’21: $421MQ3 ’21: $412MQ4 ’21: $439MQ4 ’21Q1 ’22: $397MQ2 ’22: $324MQ3 ’22: $321MQ4 ’22: $322MQ4 ’22Q1 ’23: $379MQ2 ’23: $412MQ3 ’23: $415MQ4 ’23: $457MQ4 ’23Q1 ’24: $456MQ2 ’24: $490MQ3 ’24: $557MQ4 ’24: $611MQ4 ’24Q1 ’25: $626MQ2 ’25: $740MQ3 ’25: $702MQ4 ’25: $797MQ4 ’25Q1 ’26: $759Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 71.6%ETP: 16.1%Closed-End Fund: 6.0%Other: 4.7%REIT: 1.5%Other: 0.1%
  • Common Stock · 71.6% · $156M
  • ETP · 16.1% · $35M
  • Closed-End Fund · 6.0% · $13M
  • Other · 4.7% · $10M
  • REIT · 1.5% · $3M
  • Other · 0.1% · $246,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
CGCARLYLE GROUP INCNEW+441.3K441.3K+$10M$10M
LPSNUSDLIVEPERSON INCNEW+16.3K16.3K+$370,000$370,000
VVISA INCNEW+1.7K1.7K+$273,000$273,000
ABERDEEN STD GOLD ETF TRNEW+16.1K16.1K+$243,000$243,000
PRUPRUDENTIAL FINL INCNEW+4.6K4.6K+$238,000$238,000
BALLBALL CORPNEW+3.6K3.6K+$233,000$233,000
LLYLILLY ELI & CONEW+1.6K1.6K+$224,000$224,000
IRON MTN INC NEWADDED+67.7K80.9K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2020

45 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1FIRST TR EXCHANGE TRADED FDNASDAQ CYB ETF · CAP STRENGTH ETF · DJ INTERNT IDX · NASDQ ARTFCIAL · FST LOW OPPT EFT · DJ GLBL DIVID7.77%$17M519.0K
2AAPLAPPLE INChistory →COM5.10%$11M43.6K
3OLEDUNIVERSAL DISPLAY CORPhistory →COM5.02%$11M82.9K
4ATRSEURANTARES PHARMA INChistory →COM4.99%$11M4.60M
5EX9EXELIXIS INChistory →COM4.57%$10M576.8K
6CGCARLYLE GROUP INChistory →COM4.39%$10M441.3K
7BXBLACKSTONE GROUP INChistory →COM CL A4.27%$9M203.7K
8AMZNAMAZON COM INChistory →COM3.76%$8M4.2K
9MITKMITEK SYS INChistory →COM NEW2.85%$6M785.1K
10MSFTMICROSOFT CORPhistory →COM2.75%$6M38.0K
11AVID BIOSERVICES INCCOM2.74%$6M1.17M
12J P MORGAN EXCHANGE-TRADED FULTRA SHRT INC2.38%$5M104.0K
13ARCCARES CAPITAL CORPhistory →COM2.15%$5M434.0K
14GENERAL ELECTRIC COCOM2.04%$4M557.6K
15EASTERLY GOVT PPTYS INCCOM1.99%$4M175.7K
16XYZSQUARE INChistory →CL A1.88%$4M78.0K
17XHITXINVESCO HIGH INCOME 2023 TARhistory →COM1.76%$4M473.6K
18CTSOCYTOSORBENTS CORPhistory →COM NEW1.68%$4M471.8K
19PGIM ETF TRULTRA SHORT1.52%$3M67.8K
20ABTABBOTT LABShistory →COM1.50%$3M41.4K
21JNJJOHNSON & JOHNSONhistory →COM1.23%$3M20.4K
22GOOGALPHABET INChistory →CAP STK CL C1.21%$3M2.3K
23BOCBOSTON OMAHA CORPhistory →COM1.18%$3M142.1K
24RQICOHEN & STEERS QUALITY INCOMhistory →COM1.03%$2M248.2K
25WMTWALMART INCCOM0.95%$2M18.2K
26UTFCOHEN & STEERS INFRASTRUCTURCOM0.93%$2M107.2K
27IRON MTN INC NEWCOM0.89%$2M80.9K
28INTCINTEL CORPCOM0.84%$2M33.6K
29INVESCO HIGH INCOME 2024 TARCOM0.81%$2M239.5K
30TSLXUSDTPG SPECIALTY LENDING INCCOM0.71%$2M110.7K
31FIRST TR MORNINGSTAR DIVID LSHS0.69%$2M67.5K
32COSTCOSTCO WHSL CORP NEWCOM0.68%$1M5.2K
33JPMJPMORGAN CHASE & COCOM0.62%$1M14.9K
34CHRSCOHERUS BIOSCIENCES INCCOM0.61%$1M81.7K
35BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.61%$1M7.2K
36NOCNORTHROP GRUMMAN CORPCOM0.59%$1M4.3K
37PGPROCTER & GAMBLE COCOM0.59%$1M11.6K
38HDHOME DEPOT INCCOM0.55%$1M6.4K
39METAFACEBOOK INCCL A0.55%$1M7.2K
40UBSIUNITED BANKSHARES INC WEST VCOM0.53%$1M50.2K
41KOCOCA COLA COCOM0.53%$1M26.1K
42SLRCSOLAR CAP LTDCOM0.49%$1M91.1K
43STWDSTARWOOD PPTY TR INCCOM0.44%$963,00093.9K
44FSVFIRSTSERVICE CORP NEWCOM0.43%$929,00012.0K
45ADBEADOBE INCCOM0.42%$906,0002.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$759M271May 11, 202613F-HRchanges · EDGAR ↗
Q4 2025$797M263Feb 13, 202613F-HRchanges · EDGAR ↗
Q3 2025$702M121Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$740M235Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$626M233May 5, 202513F-HRchanges · EDGAR ↗
Q4 2024$611M236Jan 27, 202513F-HRchanges · EDGAR ↗
Q3 2024$557M216Nov 6, 202413F-HRchanges · EDGAR ↗
Q2 2024$490M220Aug 9, 202413F-HRchanges · EDGAR ↗
Q1 2024$456M201May 10, 202413F-HRchanges · EDGAR ↗
Q4 2023$457M212Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$415M205Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$412M201Jul 31, 202313F-HRchanges · EDGAR ↗
Q1 2023$379M198May 2, 202313F-HRchanges · EDGAR ↗
Q4 2022$322M193Jan 31, 202313F-HRchanges · EDGAR ↗
Q3 2022$321M190Oct 27, 202213F-HRchanges · EDGAR ↗
Q2 2022$324M192Jul 26, 202213F-HRchanges · EDGAR ↗
Q1 2022$397M193May 6, 202213F-HRchanges · EDGAR ↗
Q4 2021$439M194Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$412M203Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$421M223Aug 5, 202113F-HRchanges · EDGAR ↗
Q1 2021$380M209May 4, 202113F-HRchanges · EDGAR ↗
Q4 2020$317M199Feb 10, 202113F-HRchanges · EDGAR ↗
Q3 2020$275M167Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$266M147Aug 11, 202013F-HRchanges · EDGAR ↗
Q1 2020$217M137May 12, 202013F-HRchanges · EDGAR ↗
Q4 2019REVEALED$534M306Jan 30, 202013F-HRchanges · EDGAR ↗
Q3 2019$223M138Oct 29, 201913F-HRchanges · EDGAR ↗
Q2 2019$219M143Aug 12, 201913F-HRchanges · EDGAR ↗
Q1 2019$208M133May 13, 201913F-HRchanges · EDGAR ↗
Q4 2018$163M125Feb 12, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.