Managers / Q1 2023 · view latest →
Financial & Tax Architects, LLC
CIK 0001758543 · 12412 POWERSCOURT DRIVE, SUITE 25, ST LOUIS, MO, 63131 · 314-858-1122
Summary
Financial & Tax Architects, LLC reported $304M in U.S.-listed holdings across 76 positions for Q1 2023.
Its largest position, Spdr, represents 16.1% of the portfolio.
Compared with Q4 2022, the fund opened 7 new positions and exited 12.
Portfolio Metrics
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
Portfolio Composition
- ETP · 63.3% · $192M
- Common Stock · 33.7% · $103M
- Other · 2.1% · $7M
- ADR · 0.7% · $2M
- NY Reg Shrs · 0.1% · $334,245
- Other · 0.0% · $18,316
Quarter-over-Quarter Changes full breakdown →
vs Q4 2022 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| SPDR S&P 500 ETF TR | NEW | +37.7K | 37.7K | +$15M | $15M |
| VANGUARD INDEX FDS | NEW | +39.9K | 39.9K | +$8M | $8M |
| ITWILLINOIS TOOL WKS INC | NEW | +20.4K | 20.4K | +$5M | $5M |
| IAU*ISHARES GOLD TR | NEW | +80.8K | 80.8K | +$3M | $3M |
| PIMCO ETF TR | NEW | +30.2K | 30.2K | +$3M | $3M |
| SELECT SECTOR SPDR TR | NEW | +6.7K | 6.7K | +$1M | $1M |
| ISHARES INC | NEW | +22.0K | 22.0K | +$437,117 | $437,117 |
| FIDELITY MERRIMACK STR TR | SOLD OUT | −154.9K | 0 | −$7M | $0 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q1 2023
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | SPDR SER TR | BLOOMBERG 1-3 MO · PORTFOLIO AGRGTE | 18.01% | $55M | 760.2K |
| 2 | ISHARES TR | MSCI EAFE ETF · CORE US AGGBD ET · TIPS BD ETF · MSCI USA VALUE | 12.03% | $37M | 428.3K |
| 3 | SPDR S&P 500 ETF TR | TR UNIT | 5.08% | $15M | 37.7K |
| 4 | GOLDMAN SACHS ETF TR | ACCES TREASURY | 3.19% | $10M | 96.8K |
| 5 | INVESCO EXCH TRADED FD TR II | EMRNG MKT SVRG | 3.18% | $10M | 504.4K |
| 6 | VANGUARD INDEX FDS | TOTAL STK MKT | 2.68% | $8M | 39.9K |
| 7 | PROSHARES TR | S&P 500 DV ARIST | 2.54% | $8M | 84.6K |
| 8 | SCHWAB STRATEGIC TR | SHT TM US TRES | 2.19% | $7M | 136.6K |
| 9 | MDYSPDR S&P MIDCAP 400 ETF TRhistory → | UTSER1 S&PDCRP | 2.17% | $7M | 14.4K |
| 10 | VANGUARD MALVERN FDS | STRM INFPROIDX | 2.12% | $6M | 134.4K |
| 11 | MCDMCDONALDS CORPhistory → | COM | 1.79% | $5M | 19.5K |
| 12 | WMTWALMART INChistory → | COM | 1.79% | $5M | 36.9K |
| 13 | DYHTARGET CORPhistory → | COM | 1.74% | $5M | 32.0K |
| 14 | KOCOCA COLA COhistory → | COM | 1.71% | $5M | 83.7K |
| 15 | PEPPEPSICO INChistory → | COM | 1.71% | $5M | 28.4K |
| 16 | ABBVABBVIE INChistory → | COM | 1.70% | $5M | 32.4K |
| 17 | SPGIS&P GLOBAL INChistory → | COM | 1.69% | $5M | 14.9K |
| 18 | MEDTRONIC PLC | SHS | 1.68% | $5M | 63.2K |
| 19 | EXMOCEXXON MOBIL CORPhistory → | COM | 1.67% | $5M | 46.2K |
| 20 | PGPROCTER AND GAMBLE COhistory → | COM | 1.65% | $5M | 33.8K |
| 21 | LOWLOWES COS INChistory → | COM | 1.65% | $5M | 25.1K |
| 22 | IBMINTERNATIONAL BUSINESS MACHShistory → | COM | 1.65% | $5M | 38.2K |
| 23 | ITWILLINOIS TOOL WKS INChistory → | COM | 1.63% | $5M | 20.4K |
| 24 | ADPAUTOMATIC DATA PROCESSING INhistory → | COM | 1.61% | $5M | 22.0K |
| 25 | NEENEXTERA ENERGY INChistory → | COM | 1.60% | $5M | 63.2K |
| 26 | ABTABBOTT LABShistory → | COM | 1.60% | $5M | 48.1K |
| 27 | CHVCHEVRON CORP NEWhistory → | COM | 1.60% | $5M | 29.8K |
| 28 | BDXBECTON DICKINSON & COhistory → | COM | 1.59% | $5M | 19.6K |
| 29 | JNJJOHNSON & JOHNSONhistory → | COM | 1.56% | $5M | 30.6K |
| 30 | CATCATERPILLAR INChistory → | COM | 1.55% | $5M | 20.6K |
| 31 | FRANKLIN ETF TR | SHRT DUR US GOVT | 1.52% | $5M | 51.1K |
| 32 | VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 1.49% | $5M | 62.6K |
| 33 | XLBSELECT SECTOR SPDR TR | TECHNOLOGY · SBI INT-INDS · SBI MATERIALS · ENERGY | 1.26% | $4M | 38.7K |
| 34 | ISHARES INC | MSCI GBL GOLD MN · MSCI GBL ETF NEW | 1.24% | $4M | 120.4K |
| 35 | IAU*ISHARES GOLD TR | ISHARES NEW | 0.99% | $3M | 80.8K |
| 36 | PIMCO ETF TR | 0-5 HIGH YIELD | 0.91% | $3M | 30.2K |
| 37 | VDEVANGUARD WORLD FDS | ENERGY ETF | 0.62% | $2M | 16.4K |
| 38 | VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 0.60% | $2M | 44.9K |
| 39 | NVDANVIDIA CORPORATION | COM | 0.44% | $1M | 4.8K |
| 40 | INVESCO ACTIVELY MANAGED ETF | ULTRA SHRT DUR | 0.41% | $1M | 24.9K |
| 41 | MSFTMICROSOFT CORP | COM | 0.40% | $1M | 4.2K |
| 42 | AAPLAPPLE INC | COM | 0.33% | $1M | 6.1K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $448M | 108 | Apr 23, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $445M | 103 | Jan 21, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $453M | 104 | Nov 5, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $412M | 93 | Aug 13, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $398M | 101 | May 6, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $393M | 103 | Jan 15, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $389M | 95 | Nov 13, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $373M | 82 | Aug 9, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $363M | 85 | May 8, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $338M | 92 | Jan 25, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $322M | 82 | Oct 19, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $267M | 64 | Aug 25, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $304M | 76 | Apr 27, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $293M | 81 | Feb 9, 2023 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.