SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Laurel Wealth Advisors LLC

CIK 0001757128 · 1355 GREENWOOD CLIFF, SUITE 301, CHARLOTTE, NC, 28204 · 7049274379

Reported Value
$452M
Q3 2021
Positions
691
Filings on Record
39
2019–present window
Filed
Nov 12, 2021
original filing

Summary

Laurel Wealth Advisors LLC reported $452M in U.S.-listed holdings across 691 positions for Q3 2021.

Its largest position, Vanguard Specialized Funds, represents 4.8% of the portfolio.

Compared with Q2 2021, the fund opened 41 new positions and exited 108.

Portfolio Metrics

Turnover
+2.8%
vs prior filed quarter
Top-10 Concentration
+29.8%
share of reported value
Largest Position
+4.8%
Vanguard Specialized Funds
New / Exited
41 / 108
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $234MQ4 ’18Q1 ’19: $259MQ2 ’19: $270MQ3 ’19: $280MQ4 ’19: $303MQ4 ’19Q1 ’20: $255MQ2 ’20: $293MQ3 ’20: $322MQ4 ’20: $385MQ4 ’20Q1 ’21: $455MQ2 ’21: $463MQ3 ’21: $452MQ4 ’21: $488MQ4 ’21Q1 ’22: $476MQ2 ’22: $414MQ3 ’22: $401MQ4 ’22: $442MQ4 ’22Q1 ’23: $473MQ2 ’23: $499MQ3 ’23: $473MQ4 ’23: $527MQ4 ’23Q1 ’24: $586MQ2 ’24: $576MQ3 ’24: $628MQ4 ’24: $640MQ4 ’24Q1 ’25: $639MQ4 ’25: $756MQ1 ’26: $1.0Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 60.8%ETP: 37.1%Other: 1.6%REIT: 0.3%ADR: 0.2%Other: 0.0%
  • Common Stock · 60.8% · $275M
  • ETP · 37.1% · $168M
  • Other · 1.6% · $7M
  • REIT · 0.3% · $1M
  • ADR · 0.2% · $775,000
  • Other · 0.0% · $163,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
GENERAL ELECTRIC CONEW+3.1K3.1K+$317,000$317,000
VANGUARD INDEX FDSNEW+745745+$136,000$136,000
CPTAUSDLOGAN RIDGE FINANCE CORPNEW+4.7K4.7K+$122,000$122,000
VANGUARD SCOTTSDALE FDSNEW+968968+$52,000$52,000
VANGUARD BD INDEX FDSNEW+426426+$44,000$44,000
INVESCO EXCH TRADED FD TR IINEW+700700+$43,000$43,000
ISHARES TRNEW+100100+$16,000$16,000
XPELXPEL INCNEW+150150+$11,000$11,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

40 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRTRS FLT RT BD · CORE S&P SCP ETF · MBS ETF · MSCI EAFE ETF · 0-3 MNTH TREASRY · NATIONAL MUN ETF · GNMA BOND ETF · RUSSELL 2000 ETF9.25%$42M530.9K
2VANGUARD SPECIALIZED FUNDSDIV APP ETF4.80%$22M141.5K
3AAPLAPPLE INChistory →COM4.47%$20M143.0K
4BRK/ABERKSHIRE HATHAWAY INC DELCL A · CL B NEW3.83%$17M18.4K
5MSFTMICROSOFT CORPhistory →COM3.76%$17M60.3K
6GOOGLALPHABET INCCAP STK CL A · CAP STK CL C3.20%$14M5.4K
7VANGUARD MALVERN FDSSTRM INFPROIDX2.93%$13M251.7K
8SPDR S&P 500 ETF TRTR UNIT2.19%$10M23.1K
9HDHOME DEPOT INChistory →COM2.14%$10M29.4K
10JPMJPMORGAN CHASE & COhistory →COM2.05%$9M56.8K
11JNJJOHNSON & JOHNSONhistory →COM1.95%$9M54.7K
12MAMASTERCARD INCORPORATEDhistory →CL A1.83%$8M23.8K
13BACBK OF AMERICA CORPhistory →COM1.79%$8M190.6K
14AMZNAMAZON COM INChistory →COM1.58%$7M2.2K
15DUKDUKE ENERGY CORP NEWhistory →COM NEW1.54%$7M71.6K
16DISDISNEY WALT COhistory →COM1.38%$6M36.9K
17VUGVANGUARD INDEX FDShistory →GROWTH ETF1.33%$6M20.7K
18WMTWALMART INChistory →COM1.22%$6M39.7K
19PYPLPAYPAL HLDGS INChistory →COM1.22%$6M21.2K
20PGPROCTER AND GAMBLE COhistory →COM1.19%$5M38.6K
21NKENIKE INChistory →CL B1.16%$5M36.2K
22AMGNAMGEN INChistory →COM1.15%$5M24.6K
23ABTABBOTT LABShistory →COM1.14%$5M43.6K
24LLYLILLY ELI & COhistory →COM1.11%$5M21.8K
25MCDMCDONALDS CORPhistory →COM1.04%$5M19.5K
26CSCOCISCO SYS INCCOM0.93%$4M77.4K
27CRMSALESFORCE COM INCCOM0.88%$4M14.6K
28METAFACEBOOK INCCL A0.85%$4M11.4K
29PEPPEPSICO INCCOM0.84%$4M25.3K
30UPSUNITED PARCEL SERVICE INCCL B0.84%$4M20.8K
31BACVERIZON COMMUNICATIONS INCCOM0.82%$4M68.8K
32KOCOCA COLA COCOM0.81%$4M69.6K
33HONGBPHONEYWELL INTL INCCOM0.78%$4M16.7K
34DGDOLLAR GEN CORP NEWCOM0.76%$3M16.1K
35ADPAUTOMATIC DATA PROCESSING INCOM0.75%$3M17.0K
36TFCTRUIST FINL CORPCOM0.75%$3M57.6K
37ENBENBRIDGE INCCOM0.72%$3M81.7K
38ABBVABBVIE INCCOM0.69%$3M29.1K
39XLFSELECT SECTOR SPDR TRFINANCIAL0.67%$3M80.4K
40MMM3M COCOM0.64%$3M16.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.0B192May 13, 202613F-HRchanges · EDGAR ↗
Q4 2025$756M703Jan 30, 202613F-HRchanges · EDGAR ↗
Q3 2025Under review188Nov 24, 2025RESTATEMENTchanges · EDGAR ↗
Q2 2025Under review698Aug 12, 202513F-HRchanges · EDGAR ↗
Q1 2025$639M696Apr 15, 202513F-HRchanges · EDGAR ↗
Q4 2024$640M734Jan 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$628M699Nov 5, 202413F-HRchanges · EDGAR ↗
Q2 2024$576M651Jul 31, 202413F-HRchanges · EDGAR ↗
Q1 2024$586M637May 13, 202413F-HRchanges · EDGAR ↗
Q4 2023$527M578Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$473M593Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$499M588Aug 15, 202313F-HRchanges · EDGAR ↗
Q1 2023$473M595May 8, 202313F-HRchanges · EDGAR ↗
Q4 2022$442M573Feb 7, 202313F-HRchanges · EDGAR ↗
Q3 2022$401M535Nov 15, 202213F-HRchanges · EDGAR ↗
Q2 2022$414M626Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$476M705May 2, 202213F-HRchanges · EDGAR ↗
Q4 2021$488M695Feb 1, 202213F-HRchanges · EDGAR ↗
Q3 2021$452M691Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$463M758Aug 2, 202113F-HRchanges · EDGAR ↗
Q1 2021REVEALED$455M658May 4, 202113F-HRchanges · EDGAR ↗
Q4 2020$385M584Feb 4, 202113F-HRchanges · EDGAR ↗
Q3 2020$322M551Nov 10, 202013F-HRchanges · EDGAR ↗
Q2 2020$293M535Aug 6, 202013F-HRchanges · EDGAR ↗
Q1 2020$255M546Apr 30, 202013F-HRchanges · EDGAR ↗
Q4 2019$303M547Jan 31, 202013F-HRchanges · EDGAR ↗
Q3 2019$280M533Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$270M514Aug 7, 201913F-HRchanges · EDGAR ↗
Q1 2019$259M487May 9, 201913F-HRchanges · EDGAR ↗
Q4 2018$234M498Feb 8, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.