SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Exeter Financial, LLC

CIK 0001752045 · 7001 N. SCOTTSDALE ROAD, SUITE 1055, SCOTTSDALE, AZ, 85253-3644 · 480 588-0830

Reported Value
$167M
Q3 2021
Positions
79
Filings on Record
30
2019–present window
Filed
Oct 22, 2021
original filing

Summary

Exeter Financial, LLC reported $167M in U.S.-listed holdings across 79 positions for Q3 2021.

Its largest position, First Tr Enhanced Equity, represents 5.4% of the portfolio.

Compared with Q2 2021, the fund opened 1 new position and exited 4.

Portfolio Metrics

Turnover
+2.1%
vs prior filed quarter
Top-10 Concentration
+35.6%
share of reported value
Largest Position
+5.4%
First Tr Enhanced Equity
New / Exited
1 / 4
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $106MQ4 ’18Q1 ’19: $116MQ2 ’19: $120MQ3 ’19: $126MQ4 ’19: $129MQ4 ’19Q1 ’20: $106MQ2 ’20: $120MQ3 ’20: $128MQ4 ’20: $144MQ4 ’20Q1 ’21: $159MQ2 ’21: $172MQ3 ’21: $167MQ4 ’21: $183MQ4 ’21Q1 ’22: $184MQ2 ’22: $179MQ3 ’22: $172MQ4 ’22: $192MQ4 ’22Q1 ’23: $200MQ2 ’23: $194MQ3 ’23: $189MQ4 ’23: $206MQ4 ’23Q1 ’24: $217MQ2 ’24: $210MQ3 ’24: $226MQ4 ’24: $218MQ4 ’24Q1 ’25: $223MQ2 ’25: $225MQ3 ’25: $232MQ4 ’25: $235MQ4 ’25Q1 ’26: $245Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 87.6%Closed-End Fund: 5.4%ETP: 3.7%Other: 3.3%
  • Common Stock · 87.6% · $147M
  • Closed-End Fund · 5.4% · $9M
  • ETP · 3.7% · $6M
  • Other · 3.3% · $5M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
DIMENSIONAL ETF TRUSTNEW+8.1K8.1K+$362,000$362,000
PIMCO ETF TRSOLD OUT−11.3K0−$1M$0
VVISA INCSOLD OUT−1.2K0−$285,000$0
HDHOME DEPOT INCSOLD OUT−6740−$218,000$0
UNHUNITEDHEALTH GROUP INCSOLD OUT−5110−$209,000$0
ISHARES TRADDED+27.6K68.0K+$1M$3M
HRLHORMEL FOODS CORPTRIMMED−1.9K4.9K−$126,000$202,000
VANGUARD INDEX FDSADDED+3311.6K+$125,000$638,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1FIRST TR ENHANCED EQUITY INCCOM5.42%$9M460.3K
2AAPLAPPLE INChistory →COM5.15%$9M60.9K
3MSFTMICROSOFT CORPhistory →COM4.78%$8M28.4K
4DYHTARGET CORPhistory →COM3.85%$6M28.2K
5MCDMCDONALDS CORPhistory →COM3.06%$5M21.3K
6INTCINTEL CORPhistory →COM3.05%$5M95.9K
7CSCOCISCO SYS INChistory →COM2.75%$5M84.7K
8EMREMERSON ELEC COhistory →COM2.60%$4M46.2K
9AFLAFLAC INChistory →COM2.52%$4M80.8K
10JNJJOHNSON & JOHNSONhistory →COM2.47%$4M25.6K
11WMTWALMART INChistory →COM2.43%$4M29.2K
12ORCLORACLE CORPhistory →COM2.20%$4M42.3K
13PEPPEPSICO INChistory →COM2.16%$4M24.0K
14CAGCONAGRA BRANDS INChistory →COM2.10%$4M103.6K
15GDGENERAL DYNAMICS CORPhistory →COM2.07%$3M17.6K
16ISHARES TRBLACKROCK ULTRA2.05%$3M68.0K
17BACVERIZON COMMUNICATIONS INChistory →COM1.97%$3M61.0K
18TROWPRICE T ROWE GROUP INChistory →COM1.86%$3M15.9K
19USBUS BANCORP DELhistory →COM NEW1.79%$3M50.4K
20MMM3M COhistory →COM1.77%$3M16.9K
21UPSUNITED PARCEL SERVICE INChistory →CL B1.69%$3M15.6K
22CHVCHEVRON CORP NEWhistory →COM1.60%$3M26.5K
23WMWASTE MGMT INC DELhistory →COM1.60%$3M17.9K
24ADPAUTOMATIC DATA PROCESSING INhistory →COM1.56%$3M13.0K
25RYROYAL BK CDAhistory →COM1.49%$2M25.1K
26ABBVABBVIE INChistory →COM1.42%$2M22.1K
27CVSCVS HEALTH CORPhistory →COM1.39%$2M27.4K
28APDAIR PRODS & CHEMS INChistory →COM1.36%$2M8.9K
29BACBK OF AMERICA CORPhistory →COM1.34%$2M52.8K
30GISGENERAL MLS INChistory →COM1.30%$2M36.3K
31LINDE PLCSHS1.26%$2M7.2K
32PGPROCTER AND GAMBLE COhistory →COM1.18%$2M14.1K
33COPCONOCOPHILLIPShistory →COM1.13%$2M27.9K
34IBMINTERNATIONAL BUSINESS MACHShistory →COM1.12%$2M13.5K
35SBUXSTARBUCKS CORPhistory →COM1.09%$2M16.5K
36ITWILLINOIS TOOL WKS INChistory →COM1.09%$2M8.8K
37MEDTRONIC PLCSHS1.07%$2M14.3K
38TRVTRAVELERS COMPANIES INChistory →COM1.03%$2M11.4K
39KOCOCA COLA COhistory →COM1.01%$2M32.2K
40PAYXPAYCHEX INChistory →COM1.00%$2M14.9K
41LMTLOCKHEED MARTIN CORPCOM0.99%$2M4.8K
42SYYSYSCO CORPCOM0.93%$2M19.8K
43PFEPFIZER INCCOM0.91%$2M35.5K
44CLXCLOROX CO DELCOM0.90%$2M9.1K
45GLAXOSMITHKLINE PLCSPONSORED ADR0.77%$1M33.7K
46WBAWALGREENS BOOTS ALLIANCE INCCOM0.76%$1M27.0K
47ADMARCHER DANIELS MIDLAND COCOM0.75%$1M21.1K
48KMBKIMBERLY-CLARK CORPCOM0.75%$1M9.5K
49CLCOLGATE PALMOLIVE COCOM0.74%$1M16.4K
50AMGNAMGEN INCCOM0.73%$1M5.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$245M98Apr 23, 202613F-HRchanges · EDGAR ↗
Q4 2025$235M97Jan 7, 202613F-HRchanges · EDGAR ↗
Q3 2025$232M92Oct 6, 202513F-HRchanges · EDGAR ↗
Q2 2025$225M91Jul 16, 202513F-HRchanges · EDGAR ↗
Q1 2025$223M90Apr 4, 202513F-HRchanges · EDGAR ↗
Q4 2024$218M91Jan 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$226M93Oct 8, 202413F-HRchanges · EDGAR ↗
Q2 2024$210M88Jul 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$217M90Apr 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$206M88Jan 16, 202413F-HRchanges · EDGAR ↗
Q3 2023$189M87Oct 16, 202313F-HRchanges · EDGAR ↗
Q2 2023$194M88Jul 27, 202313F-HRchanges · EDGAR ↗
Q1 2023$200M88May 10, 202313F-HRchanges · EDGAR ↗
Q4 2022$192M84Jan 24, 202313F-HRchanges · EDGAR ↗
Q3 2022$172M88Oct 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$179M86Jul 20, 202213F-HRchanges · EDGAR ↗
Q1 2022$184M84Apr 27, 202213F-HRchanges · EDGAR ↗
Q4 2021$183M83Jan 25, 202213F-HRchanges · EDGAR ↗
Q3 2021$167M79Oct 22, 202113F-HRchanges · EDGAR ↗
Q2 2021$172M82Jul 30, 202113F-HRchanges · EDGAR ↗
Q1 2021$159M78Apr 30, 202113F-HRchanges · EDGAR ↗
Q4 2020$144M77Feb 5, 202113F-HRchanges · EDGAR ↗
Q3 2020$128M70Oct 8, 202013F-HRchanges · EDGAR ↗
Q2 2020$120M68Jul 21, 202013F-HRchanges · EDGAR ↗
Q1 2020$106M66Apr 23, 202013F-HRchanges · EDGAR ↗
Q4 2019$129M68Jan 29, 202013F-HRchanges · EDGAR ↗
Q3 2019$126M69Oct 28, 201913F-HRchanges · EDGAR ↗
Q2 2019$120M69Jul 26, 201913F-HRchanges · EDGAR ↗
Q1 2019$116M68Apr 9, 201913F-HRchanges · EDGAR ↗
Q4 2018$106M65Feb 12, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.