SEC 13F Intelligence

Managers / Q3 2021 · view latest →

FOUNDATIONS INVESTMENT ADVISORS, LLC

CIK 0001743404 · 4050 E. COTTON CENTER BLVD., SUITE 40, PHOENIX, AZ, 85040 · 480-626-2970

Reported Value
$2.3B
Q3 2021
Positions
312
Filings on Record
30
2019–present window
Filed
Oct 13, 2021
original filing

Summary

Foundations Investment Advisors, Llc reported $2.3B in U.S.-listed holdings across 312 positions for Q3 2021.

The portfolio is heavily concentrated: TDSC alone accounts for 27.2% of reported value.

Compared with Q2 2021, the fund opened 43 new positions and exited 31.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $473MQ4 ’18Q1 ’19: $576MQ2 ’19: $666MQ3 ’19: $763MQ4 ’19: $813MQ4 ’19Q1 ’20: $863MQ2 ’20: $1.1BQ3 ’20: $456MQ4 ’20: $1.5BQ4 ’20Q1 ’21: $1.7BQ2 ’21: $2.1BQ3 ’21: $2.3BQ4 ’21: $2.7BQ4 ’21Q1 ’22: $2.6BQ2 ’22: $2.4BQ3 ’22: $2.3BQ4 ’22: $2.51TQ4 ’22Q1 ’23: $2.8BQ2 ’23: $3.0BQ3 ’23: $3.2BQ4 ’23: $3.7BQ4 ’23Q1 ’24: $3.8BQ2 ’24: $4.1BQ3 ’24: $4.8BQ4 ’24: $5.2BQ4 ’24Q1 ’25: $5.4BQ2 ’25: $6.3BQ3 ’25: $6.9BQ4 ’25: $7.6BQ4 ’25Q1 ’26: $8.1Bfilingsflow.com

Portfolio Composition

By security type
ETP: 63.6%Other: 29.0%Common Stock: 7.0%ADR: 0.1%Closed-End Fund: 0.1%Other: 0.1%
  • ETP · 63.6% · $1.5B
  • Other · 29.0% · $665M
  • Common Stock · 7.0% · $161M
  • ADR · 0.1% · $3M
  • Closed-End Fund · 0.1% · $3M
  • Other · 0.1% · $2M

Quarter-over-Quarter Changes full breakdown →

Holdings — Q3 2021

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#IssuerClass% PortfolioValueShares

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$8.1B1,616May 11, 202613F-HRchanges · EDGAR ↗
Q4 2025$7.6B1,395Feb 10, 202613F-HRchanges · EDGAR ↗
Q3 2025$6.9B1,047Nov 3, 202513F-HRchanges · EDGAR ↗
Q2 2025$6.3B1,111Aug 8, 202513F-HRchanges · EDGAR ↗
Q1 2025$5.4B1,047May 7, 202513F-HRchanges · EDGAR ↗
Q4 2024$5.2B837Jan 22, 202513F-HRchanges · EDGAR ↗
Q3 2024$4.8B816Oct 21, 202413F-HRchanges · EDGAR ↗
Q2 2024$4.1B752Aug 2, 202413F-HRchanges · EDGAR ↗
Q1 2024$3.8B703May 13, 202413F-HRchanges · EDGAR ↗
Q4 2023$3.7B665Feb 8, 202413F-HRchanges · EDGAR ↗
Q3 2023$3.2B639Oct 5, 202313F-HRchanges · EDGAR ↗
Q2 2023$3.0B573Jul 19, 202313F-HRchanges · EDGAR ↗
Q1 2023$2.8B514Apr 25, 202313F-HRchanges · EDGAR ↗
Q4 2022$2.51T443Jan 11, 202313F-HRchanges · EDGAR ↗
Q3 2022$2.3B399Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$2.4B395Jul 8, 202213F-HRchanges · EDGAR ↗
Q1 2022$2.6B347Apr 19, 202213F-HRchanges · EDGAR ↗
Q4 2021$2.7B343Jan 21, 202213F-HRchanges · EDGAR ↗
Q3 2021$2.3B312Oct 13, 202113F-HRchanges · EDGAR ↗
Q2 2021$2.1B300Jul 14, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.7B224Apr 9, 202113F-HRchanges · EDGAR ↗
Q4 2020$1.5B188Jan 13, 202113F-HRchanges · EDGAR ↗
Q3 2020$456M167Oct 7, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.1B163Jul 8, 202013F-HRchanges · EDGAR ↗
Q1 2020$863M118Apr 6, 202013F-HRchanges · EDGAR ↗
Q4 2019$813M128Jan 9, 202013F-HRchanges · EDGAR ↗
Q3 2019$763M129Oct 7, 201913F-HRchanges · EDGAR ↗
Q2 2019$666M119Jul 8, 201913F-HRchanges · EDGAR ↗
Q1 2019$576M97Apr 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$473M103Feb 11, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.