SEC 13F Intelligence

Managers / Q3 2020 · view latest →

Private Capital Group, LLC

CIK 0001732854 · 29 SOUTH MAIN ST., WEST HARTFORD, CT, 06107 · 8605611162

Reported Value
$476M
Q3 2020
Positions
2,150
Filings on Record
15
2019–present window
Filed
Nov 12, 2020
original filing

Summary

Private Capital Group, LLC reported $476M in U.S.-listed holdings across 2,150 positions for Q3 2020.

Its largest position, VUG, represents 6.0% of the portfolio.

Compared with Q2 2020, the fund opened 113 new positions and exited 150.

Portfolio Metrics

Turnover
+5.0%
vs prior filed quarter
Top-10 Concentration
+34.8%
share of reported value
Largest Position
+6.0%
Vanguard Growth Etf
New / Exited
113 / 150
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $464MQ4 ’18Q1 ’19: $526MQ2 ’19: $438MQ2 ’19Q3 ’19: $564MQ4 ’19: $469MQ4 ’19Q1 ’20: $386MQ2 ’20: $462MQ2 ’20Q3 ’20: $476MQ4 ’20: $543MQ4 ’20Q1 ’21: $403MQ2 ’21: $440MQ2 ’21Q3 ’21: $444MQ4 ’21: $472MQ4 ’21Q1 ’22: $441MQ2 ’22: $133MQ2 ’22filingsflow.com

Portfolio Composition

By security type
ETP: 63.1%Common Stock: 28.7%ADR: 5.7%Other: 1.2%REIT: 1.0%Other: 0.3%
  • ETP · 63.1% · $300M
  • Common Stock · 28.7% · $137M
  • ADR · 5.7% · $27M
  • Other · 1.2% · $6M
  • REIT · 1.0% · $5M
  • Other · 0.3% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
HGR LIQUIDATING TR BEN INTNEW+62.6K62.6K+$133,000$133,000
AmerisourceBergen CorpNEW+1.3K1.3K+$127,000$127,000
CCMPCMC Materials IncNEW+867867+$124,000$124,000
PWRQuanta Services IncNEW+2.3K2.3K+$122,000$122,000
ABFLTrimTabs All Cap US Free-Cash-Flow ETFNEW+2.3K2.3K+$95,000$95,000
FUTUFutu Holdings LtdNEW+2.7K2.7K+$77,000$77,000
MTCHMATCH GROUP ORDNEW+683683+$76,000$76,000
KDPKeurig Dr Pepper IncNEW+2.0K2.0K+$54,000$54,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

500 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VUGVanguard Growth ETFhistory →Exchange Traded Fund5.99%$28M125.2K
2VTVVanguard Value ETFhistory →Exchange Traded Fund5.89%$28M268.2K
3VOTVanguard Mid-Cap Growth ETFhistory →Exchange Traded Fund4.78%$23M126.3K
4SPYSPDR S&P 500 ETFhistory →Exchange Traded Fund4.10%$19M58.0K
5VOEVanguard Mid-Cap Value ETFhistory →Exchange Traded Fund3.81%$18M178.6K
6VEAVanguard FTSE Developed Markets ETFhistory →Exchange Traded Fund2.59%$12M300.8K
7VOOVanguard 500 ETFhistory →Exchange Traded Fund2.32%$11M35.7K
8AAPLApple Inchistory →Common Stock1.97%$9M80.9K
9VOVanguard Mid-Cap ETFhistory →Exchange Traded Fund1.70%$8M45.9K
10ITOTiShares Core S&P Total US Stock Mkt ETFhistory →Exchange Traded Fund1.60%$8M101.1K
11VBKVanguard Small-Cap Growth ETFhistory →Exchange Traded Fund1.50%$7M33.2K
12VVVanguard Large-Cap ETFhistory →Exchange Traded Fund1.47%$7M44.7K
13MSFTMicrosoft Corphistory →Common Stock1.43%$7M32.3K
14BNDVanguard Total Bond Market ETFhistory →Exchange Traded Fund1.39%$7M75.2K
15VTIVanguard Total Stock Market ETFhistory →Exchange Traded Fund1.31%$6M36.6K
16BSVVanguard Short-Term Bond ETFhistory →Exchange Traded Fund1.31%$6M74.9K
17VBRVanguard Small-Cap Value ETFhistory →Exchange Traded Fund1.30%$6M56.0K
18BNDXVanguard Total International Bond ETFhistory →Exchange Traded Fund1.13%$5M92.6K
19IVViShares Core S&P 500history →Exchange Traded Fund1.00%$5M14.2K
20VBVanguard Small-Cap ETFExchange Traded Fund1.00%$5M30.9K
21IWBiShares Russell 1000Exchange Traded Fund0.96%$5M24.3K
22AMZNAmazon.com IncCommon Stock0.83%$4M1.3K
23IEMGiShares Core MSCI Emerging Markets ETFExchange Traded Fund0.79%$4M71.5K
24IWFiShares Russell 1000 GrowthExchange Traded Fund0.79%$4M17.4K
25VNQVanguard REIT ETFExchange Traded Fund0.77%$4M46.3K
26VWOVanguard FTSE Emerging Markets ETFExchange Traded Fund0.63%$3M69.6K
27SPDR Blmbg Barclays High Yield Bd ETFExchange Traded Fund0.59%$3M26.7K
28EFAiShares MSCI EAFEExchange Traded Fund0.56%$3M42.0K
29IWDiShares Russell 1000 ValueExchange Traded Fund0.51%$2M20.5K
30BIVVanguard Intermediate-Term Bond ETFExchange Traded Fund0.51%$2M25.8K
31iShares iBoxx USD Investment Grade Corporate Bond ETFExchange Traded Fund0.50%$2M17.6K
32PGProcter & Gamble CoCommon Stock0.48%$2M16.3K
33IJRiShares Core S&P Small-CapExchange Traded Fund0.46%$2M30.9K
34KOCoca-Cola CoCommon Stock0.45%$2M42.6K
35IGSBIshares Tr Sh Tr Crport EtfExchange Traded Fund0.44%$2M38.5K
36GOVTiShares US Treasury BondExchange Traded Fund0.43%$2M73.6K
37METAFacebook Inc ACommon Stock0.43%$2M7.7K
38IJHiShares Core S&P Mid-CapExchange Traded Fund0.43%$2M10.9K
39ESGUiShares ESG Aware MSCI USA ETFExchange Traded Fund0.42%$2M25.9K
40QQQInvesco QQQ TrustExchange Traded Fund0.41%$2M7.0K
41SBUXStarbucks CorpCommon Stock0.38%$2M20.9K
42JNJJohnson & JohnsonCommon Stock0.37%$2M11.8K
43VZVerizon Communications IncCommon Stock0.37%$2M29.5K
44HDThe Home Depot IncCommon Stock0.36%$2M6.2K
45IWRiShares Russell Mid-CapExchange Traded Fund0.36%$2M29.5K
46JPMJPMorgan Chase & CoCommon Stock0.35%$2M17.1K
47VPLVanguard FTSE Pacific ETFExchange Traded Fund0.33%$2M23.4K
48VVisa Inc Class ACommon Stock0.32%$2M7.7K
49IGIBIshares Tr Intrm Tr Crp EtfExchange Traded Fund0.31%$1M24.0K
50EFGiShares MSCI EAFE Growth ETFExchange Traded Fund0.30%$1M15.7K
51UNHUnitedHealth Group IncCommon Stock0.29%$1M4.5K
52BRK/BBerkshire Hathaway Inc BCommon Stock0.29%$1M6.5K
53NVDANVIDIA CorpCommon Stock0.29%$1M2.6K
54SUSAiShares MSCI USA ESG Select ETFExchange Traded Fund0.29%$1M9.4K
55MAMastercard Inc ACommon Stock0.28%$1M3.9K
56VOOGVanguard S&P 500 Growth ETFExchange Traded Fund0.28%$1M6.3K
57VGKVanguard FTSE Europe ETFExchange Traded Fund0.27%$1M24.5K
58TAT&T IncCommon Stock0.27%$1M44.3K
59PEPPepsiCo IncCommon Stock0.25%$1M8.5K
60MRKMerck & Co IncCommon Stock0.24%$1M13.9K
61VONGVanguard Russell 1000 Growth ETFExchange Traded Fund0.24%$1M5.1K
62EXMOCExxon Mobil CorpCommon Stock0.23%$1M31.6K
63PYPLPayPal Holdings IncCommon Stock0.22%$1M5.4K
64BACBank of America CorporationCommon Stock0.22%$1M43.6K
65INTCIntel CorpCommon Stock0.22%$1M20.1K
66ADBEAdobe Systems IncCommon Stock0.22%$1M2.1K
67SCHDSchwab US Dividend Equity ETFExchange Traded Fund0.21%$1M18.4K
68IWMiShares Russell 2000Exchange Traded Fund0.21%$981,0006.5K
69IEFAiShares Core MSCI EAFEExchange Traded Fund0.20%$973,00016.1K
70ESGEiShares ESG Aware MSCI EM ETFExchange Traded Fund0.20%$945,00026.5K
71CMCSAComcast Corp Class ACommon Stock0.20%$945,00020.4K
72IYWIshares U S Technology EtfExchange Traded Fund0.20%$933,0003.1K
73TMOThermo Fisher Scientific IncCommon Stock0.20%$929,0002.1K
74NSRGYNestle SA ADRCommon Stock0.19%$883,0007.4K
75DHRDanaher CorpCommon Stock0.19%$882,0004.1K
76WMTWal-Mart Stores IncCommon Stock0.18%$877,0006.3K
77CSCOCisco Systems IncCommon Stock0.18%$877,00022.3K
78ABTAbbott LaboratoriesCommon Stock0.18%$873,0008.0K
79TSMTaiwan Semiconductor Manufacturing Co LtdCommon Stock0.18%$871,00010.7K
80PFEPfizer IncCommon Stock0.18%$867,00023.6K
81MDYSPDR S&P MidCap 400 ETFExchange Traded Fund0.18%$866,0002.5K
82IWSiShares Russell Mid-Cap Value ETFExchange Traded Fund0.18%$861,00010.7K
83AMGNAmgen IncCommon Stock0.18%$860,0003.4K
84TMUST-Mobile US IncCommon Stock0.18%$852,0007.4K
85SNPSSynopsys IncCommon Stock0.18%$851,0004.0K
86TXNTexas Instruments IncCommon Stock0.18%$851,0006.0K
87VCITVanguard Intermediate-Term Corp Bd ETFExchange Traded Fund0.18%$836,0008.7K
88AGGiShares Core US Aggregate BondExchange Traded Fund0.17%$827,0007.0K
89IJKiShares S&P Mid-Cap 400 GrowthExchange Traded Fund0.17%$823,0003.4K
90IVWiShares S&P 500 GrowthExchange Traded Fund0.17%$800,0003.5K
91MDTMedtronic PLCCommon Stock0.17%$794,0007.6K
92CICigna CorpCommon Stock0.16%$781,0004.6K
93GOOGAlphabet Inc CCommon Stock0.16%$780,000531
94iShares iBonds Dec 2022 Term Corp ETFExchange Traded Fund0.16%$778,00030.4K
95VONVVanguard Russell 1000 Value ETFExchange Traded Fund0.16%$777,0007.5K
96DISWalt Disney CoCommon Stock0.16%$753,0006.1K
97IJJiShares S&P Mid-Cap 400 Value ETFExchange Traded Fund0.16%$752,0005.6K
98SHYGiShares 0-5 Year High Yield Corp Bd ETFExchange Traded Fund0.16%$747,00017.0K
99RHHBYRoche Holding AG ADRCommon Stock0.15%$735,00017.1K
100DVYiShares Select DividendExchange Traded Fund0.15%$733,0009.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2022$133M1,944Jul 28, 202213F-HRchanges · EDGAR ↗
Q1 2022$441M2,193Apr 21, 202213F-HRchanges · EDGAR ↗
Q4 2021$472M2,179Jan 24, 202213F-HRchanges · EDGAR ↗
Q3 2021$444M2,199Oct 13, 202113F-HRchanges · EDGAR ↗
Q2 2021$440M2,156Jul 26, 202113F-HRchanges · EDGAR ↗
Q1 2021$403M2,138Apr 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$543M2,177Jan 26, 202113F-HRchanges · EDGAR ↗
Q3 2020$476M2,150Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$462M2,189Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$386M2,161May 7, 202013F-HRchanges · EDGAR ↗
Q4 2019$469M2,212Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$564M2,376Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$438M2,335Aug 15, 201913F-HRchanges · EDGAR ↗
Q1 2019$526M2,333Apr 26, 201913F-HRchanges · EDGAR ↗
Q4 2018$464M2,349Jan 28, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.