SEC 13F Intelligence

Managers / Q3 2023 · view latest →

Pegasus Asset Management, Inc.

CIK 0001729049 · 44 WHIPPANY ROAD, SUITE 101, MORRISTOWN, NJ, 07960 · 8453699422

Reported Value
$215M
Q3 2023
Positions
70
Filings on Record
30
2019–present window
Filed
Nov 2, 2023
original filing

Summary

Pegasus Asset Management, Inc. reported $215M in U.S.-listed holdings across 70 positions for Q3 2023.

Its largest position, Schwab Strategic Tr, represents 9.2% of the portfolio.

Compared with Q2 2023, the fund opened 2 new positions and exited 4.

Portfolio Metrics

Turnover
+3.6%
vs prior filed quarter
Top-10 Concentration
+42.4%
share of reported value
Largest Position
+9.2%
Schwab Strategic Tr
New / Exited
2 / 4
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $106MQ4 ’18Q1 ’19: $121MQ2 ’19: $129MQ3 ’19: $137MQ4 ’19: $152MQ4 ’19Q1 ’20: $121MQ2 ’20: $146MQ3 ’20: $160MQ4 ’20: $182MQ4 ’20Q1 ’21: $197MQ2 ’21: $214MQ3 ’21: $218MQ4 ’21: $244MQ4 ’21Q1 ’22: $230MQ2 ’22: $184MQ3 ’22: $177MQ4 ’22: $185MQ4 ’22Q1 ’23: $202MQ2 ’23: $225MQ3 ’23: $215MQ4 ’23: $233MQ4 ’23Q1 ’24: $258MQ2 ’24: $261MQ3 ’24: $262MQ4 ’24: $265MQ4 ’24Q1 ’25: $250MQ2 ’25: $292MQ3 ’25: $312MQ4 ’25: $325MQ4 ’25Q1 ’26: $313Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 78.3%ETP: 15.6%Other: 5.8%REIT: 0.3%
  • Common Stock · 78.3% · $168M
  • ETP · 15.6% · $34M
  • Other · 5.8% · $13M
  • REIT · 0.3% · $683,378

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ROKROCKWELL AUTOMATION INCNEW+9.7K9.7K+$3M$3M
VRTXVERTEX PHARMACEUTICALS INCNEW+5.3K5.3K+$2M$2M
ATVIEURACTIVISION BLIZZARD INCSOLD OUT−35.3K0−$3M$0
BACBANK AMERICA CORPSOLD OUT−97.8K0−$3M$0
WFCWELLS FARGO CO NEWSOLD OUT−5.2K0−$222,577$0
LXRXLEXICON PHARMACEUTICALS INCSOLD OUT−10.0K0−$22,900$0
SCHWAB STRATEGIC TRTRIMMED−1.8K7.7K−$107,827$387,698
SCHWAB STRATEGIC TRTRIMMED−1.7K8.2K−$73,214$278,438

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHWAB STRATEGIC TRUS BRD MKT ETF9.18%$20M396.0K
2AAPLAPPLE INChistory →COM7.38%$16M92.7K
3MSFTMICROSOFT CORPhistory →COM5.46%$12M37.2K
4GOOGALPHABET INChistory →CAP STK CL C3.71%$8M60.5K
5EATON CORP PLCSHS3.19%$7M32.2K
6MAMASTERCARD INCORPORATEDhistory →CL A3.19%$7M17.3K
7PHPARKER-HANNIFIN CORPhistory →COM2.75%$6M15.2K
8ACCENTURE PLC IRELANDSHS CLASS A2.62%$6M18.4K
9ADPAUTOMATIC DATA PROCESSING INhistory →COM2.47%$5M22.1K
10BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW2.46%$5M15.1K
11PEPPEPSICO INChistory →COM2.28%$5M29.0K
12METAMETA PLATFORMS INChistory →CL A2.21%$5M15.8K
13BLKCHFBLACKROCK INChistory →COM2.17%$5M7.2K
14CHVCHEVRON CORP NEWhistory →COM2.14%$5M27.3K
15JPMJPMORGAN CHASE & COhistory →COM2.12%$5M31.4K
16PGPROCTER AND GAMBLE COhistory →COM2.10%$5M31.0K
17AMZNAMAZON COM INChistory →COM2.10%$5M35.5K
18GSGOLDMAN SACHS GROUP INChistory →COM2.01%$4M13.4K
19CARRCARRIER GLOBAL CORPORATIONhistory →COM2.01%$4M78.3K
20JNJJOHNSON & JOHNSONhistory →COM1.97%$4M27.2K
21ONON SEMICONDUCTOR CORPhistory →COM1.88%$4M43.4K
22MRKMERCK & CO INChistory →COM1.67%$4M34.8K
23SPDR S&P 500 ETF TRTR UNIT1.64%$4M8.2K
24RTXRTX CORPORATIONhistory →COM1.59%$3M47.7K
25NVDANVIDIA CORPORATIONhistory →COM1.56%$3M7.7K
26AGCOAGCO CORPhistory →COM1.55%$3M28.2K
27FTNTFORTINET INChistory →COM1.54%$3M56.6K
28CRMSALESFORCE INChistory →COM1.50%$3M15.9K
29VANGUARD INDEX FDSTOTAL STK MKT1.43%$3M14.4K
30EWEDWARDS LIFESCIENCES CORPhistory →COM1.34%$3M41.7K
31ELVELEVANCE HEALTH INChistory →COM1.31%$3M6.5K
32DUKDUKE ENERGY CORP NEWhistory →COM NEW1.31%$3M31.8K
33ROKROCKWELL AUTOMATION INChistory →COM1.29%$3M9.7K
34MDYSPDR S&P MIDCAP 400 ETF TRhistory →UTSER1 S&PDCRP1.24%$3M5.8K
35NKENIKE INChistory →CL B1.20%$3M26.9K
36DVNDEVON ENERGY CORP NEWhistory →COM1.16%$2M52.2K
37DISDISNEY WALT COhistory →COM1.13%$2M30.1K
38WMTWALMART INCCOM0.97%$2M13.1K
39VRTXVERTEX PHARMACEUTICALS INCCOM0.86%$2M5.3K
40MARMARRIOTT INTL INC NEWCL A0.81%$2M8.9K
41CSCOCISCO SYS INCCOM0.80%$2M31.8K
42LLYELI LILLY & COCOM0.70%$2M2.8K
43HDHOME DEPOT INCCOM0.63%$1M4.5K
44SYKSTRYKER CORPORATIONCOM0.58%$1M4.6K
45MDXGMIMEDX GROUP INCCOM0.57%$1M167.0K
46HONGBPHONEYWELL INTL INCCOM0.50%$1M5.8K
47EXMOCEXXON MOBIL CORPCOM0.48%$1M8.9K
48GQ9SPDR GOLD TRGOLD SHS0.41%$888,9695.2K
49EDCONSOLIDATED EDISON INCCOM0.41%$875,82810.2K
50SOFISOFI TECHNOLOGIES INCCOM0.41%$872,053109.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$313M67Apr 21, 202613F-HRchanges · EDGAR ↗
Q4 2025$325M68Feb 2, 202613F-HRchanges · EDGAR ↗
Q3 2025$312M69Nov 3, 202513F-HRchanges · EDGAR ↗
Q2 2025$292M72Jul 25, 202513F-HRchanges · EDGAR ↗
Q1 2025$250M64Apr 21, 202513F-HRchanges · EDGAR ↗
Q4 2024$265M66Feb 3, 202513F-HRchanges · EDGAR ↗
Q3 2024$262M70Oct 21, 202413F-HRchanges · EDGAR ↗
Q2 2024$261M71Jul 25, 202413F-HRchanges · EDGAR ↗
Q1 2024$258M69May 2, 202413F-HRchanges · EDGAR ↗
Q4 2023$233M69Feb 9, 202413F-HRchanges · EDGAR ↗
Q3 2023$215M70Nov 2, 202313F-HRchanges · EDGAR ↗
Q2 2023$225M72Aug 1, 202313F-HRchanges · EDGAR ↗
Q1 2023$202M70Apr 24, 202313F-HRchanges · EDGAR ↗
Q4 2022$185M72Jan 26, 202313F-HRchanges · EDGAR ↗
Q3 2022$177M72Nov 8, 202213F-HRchanges · EDGAR ↗
Q2 2022$184M72Aug 1, 202213F-HRchanges · EDGAR ↗
Q1 2022$230M77Apr 20, 202213F-HRchanges · EDGAR ↗
Q4 2021$244M76Jan 18, 202213F-HRchanges · EDGAR ↗
Q3 2021$218M76Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$214M74Jul 29, 202113F-HRchanges · EDGAR ↗
Q1 2021$197M73Apr 28, 202113F-HRchanges · EDGAR ↗
Q4 2020$182M71Jan 15, 202113F-HRchanges · EDGAR ↗
Q3 2020$160M71Oct 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$146M70Aug 11, 202013F-HRchanges · EDGAR ↗
Q1 2020$121M67Apr 27, 202013F-HRchanges · EDGAR ↗
Q4 2019$152M72Jan 22, 202013F-HRchanges · EDGAR ↗
Q3 2019$137M69Oct 31, 201913F-HRchanges · EDGAR ↗
Q2 2019$129M68Aug 5, 201913F-HRchanges · EDGAR ↗
Q1 2019$121M66Apr 24, 201913F-HRchanges · EDGAR ↗
Q4 2018$106M67Feb 12, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.