Managers / Q3 2019 · view latest →
A&I FINANCIAL SERVICES, LLC
CIK 0001728031 · 9605 KINGSTON COURT, SUITE 190, LONE TREE, CO, 80112 · 303-690-5070
Summary
A&I Financial Services, LLC reported $67M in U.S.-listed holdings across 25 positions for Q3 2019.
The portfolio is heavily concentrated: Spdr S P 500 Etf Tr Tr Unit alone accounts for 37.2% of reported value.
Compared with Q2 2019, the fund opened 2 new positions and exited 0.
Portfolio Metrics
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
Portfolio Composition
- ETP · 55.3% · $37M
- Common Stock · 39.7% · $27M
- Other · 5.0% · $3M
Quarter-over-Quarter Changes full breakdown →
vs Q2 2019 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| ISHARES TR BARCLAYS 7-10 YR TREAS BD ETF | NEW | +47.9K | 47.9K | +$5M | $5M |
| TAT&T INC COM | NEW | +6.1K | 6.1K | +$232,000 | $232,000 |
| FSICUSDFS KKR CAPITAL COPORATION | ADDED | +15.5K | 43.9K | +$87,000 | $256,000 |
| DISDISNEY (WALT) CO | ADDED | +419 | 2.4K | +$36,000 | $315,000 |
| CCCHEMOURS CO COM | ADDED | +13.8K | 90.6K | −$489,000 | $1M |
| ESGDISHARES TRUST | ADDED | +419 | 3.7K | +$26,000 | $240,000 |
| VANGUARD TAX MANAGED INTL FD MSCI | ADDED | +3.2K | 39.0K | +$108,000 | $2M |
| JWNUSDNORDSTROM INC | ADDED | +5.0K | 65.3K | +$279,000 | $2M |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q3 2019
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q2 2026 | $230M | 75 | Jul 9, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q1 2026 | $211M | 75 | Apr 15, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $211M | 79 | Jan 28, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $205M | 77 | Oct 23, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $177M | 73 | Jul 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $148M | 72 | May 1, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $103M | 72 | Feb 5, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $67M | 25 | Oct 9, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $61M | 23 | Aug 5, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $54M | 17 | May 1, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q4 2018 | $59M | 20 | Jan 30, 2019 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.