SEC 13F Intelligence

Managers / Q1 2019 · view latest →

Castle Rock Wealth Management, LLC

CIK 0001727605 · 1777 BOTELHO DRIVE, SUITE 105, WALNUT CREEK, CA, 94596 · 925-478-8800

Reported Value
$2M
Q1 2019
Positions
54
Filings on Record
33
2019–present window
Filed
May 16, 2019
amendment (RESTATEMENT)

Summary

Castle Rock Wealth Management, Llc reported $2M in U.S.-listed holdings across 54 positions for Q1 2019.

The portfolio is heavily concentrated: Nuveen Ca Qualty Mun Income alone accounts for 29.8% of reported value.

Compared with Q4 2018, the fund opened 47 new positions and exited 1.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $2MQ4 ’18Q1 ’19: $2MQ2 ’19: $90MQ3 ’19: $96MQ4 ’19: $111MQ4 ’19Q1 ’20: $116MQ2 ’20: $171MQ4 ’20: $241MQ1 ’21: $248MQ1 ’21Q2 ’21: $273MQ3 ’21: $292MQ4 ’21: $245MQ1 ’22: $217MQ1 ’22Q2 ’22: $196MQ3 ’22: $198MQ4 ’22: $223.8BQ1 ’23: $280MQ1 ’23Q2 ’23: $293MQ3 ’23: $298MQ4 ’23: $330MQ1 ’24: $366MQ1 ’24Q2 ’24: $400MQ3 ’24: $419MQ1 ’25: $370MQ2 ’25: $428MQ2 ’25Q3 ’25: $452MQ4 ’25: $463MQ1 ’26: $462MQ2 ’26: $509MQ2 ’26filingsflow.com

Portfolio Composition

By security type
Closed-End Fund: 40.0%Common Stock: 39.2%ETP: 19.9%Other: 0.8%REIT: 0.0%
  • Closed-End Fund · 40.0% · $933,000
  • Common Stock · 39.2% · $914,000
  • ETP · 19.9% · $464,000
  • Other · 0.8% · $19,000
  • REIT · 0.0% · $1,000

Quarter-over-Quarter Changes full breakdown →

Holdings — Q1 2019

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#IssuerClass% PortfolioValueShares

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$509M268Jul 8, 202613F-HRchanges · EDGAR ↗
Q1 2026$462M262Apr 8, 202613F-HRchanges · EDGAR ↗
Q4 2025$463M261Feb 5, 202613F-HRchanges · EDGAR ↗
Q3 2025$452M254Oct 16, 202513F-HRchanges · EDGAR ↗
Q2 2025$428M246Jul 23, 202513F-HRchanges · EDGAR ↗
Q1 2025$370M225Apr 9, 202513F-HRchanges · EDGAR ↗
Q3 2024$419M242Oct 9, 202413F-HRchanges · EDGAR ↗
Q2 2024$400M236Jul 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$366M232May 13, 202413F-HRchanges · EDGAR ↗
Q4 2023$330M226Jan 9, 202413F-HRchanges · EDGAR ↗
Q3 2023$298M214Oct 11, 202313F-HRchanges · EDGAR ↗
Q2 2023$293M209Jul 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$280M214May 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$223.8B218Jan 31, 202313F-HRchanges · EDGAR ↗
Q3 2022$198M199Oct 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$196M212Jul 13, 202213F-HRchanges · EDGAR ↗
Q1 2022$217M239Apr 25, 202213F-HRchanges · EDGAR ↗
Q4 2021$245M245Feb 2, 202213F-HRchanges · EDGAR ↗
Q3 2021$292M254Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$273M249Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$248M242Apr 27, 202113F-HRchanges · EDGAR ↗
Q4 2020$241M233Jan 29, 202113F-HRchanges · EDGAR ↗
Q2 2020$171M192Aug 10, 202013F-HRchanges · EDGAR ↗
Q1 2020$116M128May 18, 202013F-HRchanges · EDGAR ↗
Q4 2019$111M167Feb 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$96M158Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$90M146Aug 8, 201913F-HRchanges · EDGAR ↗
Q1 2019$2M54May 16, 2019RESTATEMENTchanges · EDGAR ↗
Q4 2018$2M8Feb 20, 2019RESTATEMENTchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.