Managers / Q1 2020 · view latest →

Berman Capital Advisors, LLC

CIK 0001720336 · 3445 PEACHTREE ROAD, SUITE 1400, ATLANTA, GA, 30326 · 4045544996

Reported Value

$310M

Q1 2020

Positions

2,761

Filings on Record

2019–present window

Filed

May 14, 2020

original filing

Summary

Berman Capital Advisors, LLC reported $310M in U.S.-listed holdings across 2,761 positions for Q1 2020.

Its largest position, Ishares Core Msci Eafe Etf, represents 11.2% of the portfolio.

Compared with Q4 2019, the fund opened 276 new positions and exited 166.

Portfolio Metrics

Turnover

+12.9%

vs prior filed quarter

Top-10 Concentration

+51.7%

share of reported value

Largest Position

+11.2%

Ishares Core Msci Eafe Etf

New / Exited

276 / 166

positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value

Portfolio Composition

By security type

ETP · 75.3% · $234M
Common Stock · 21.0% · $65M
Other · 1.0% · $3M
REIT · 0.9% · $3M
Closed-End Fund · 0.8% · $2M
Other · 1.0% · $3M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2019 (amended baseline)

Issuer	Move	Share Δ	Shares now	Value Δ	Value now
Vanguard FTSE Developed Markets ETF	NEW	+108.5K	108.5K	+$4M	$4M
iShares National Muni Bond ETF	NEW	+15.1K	15.1K	+$2M	$2M
SPDR Portfolio S&P 400 Mid Cap ETF	NEW	+47.2K	47.2K	+$1M	$1M
iShares Russell 3000 ETF	NEW	+4.5K	4.5K	+$673,000	$673,000
SPDR S&P Emerging Markets Small Cap ETF	NEW	+15.2K	15.2K	+$502,000	$502,000
iShares S&P 100 ETF	NEW	+2.8K	2.8K	+$328,000	$328,000
RLGT Radiant Logistics Inc Com	NEW	+72.5K	72.5K	+$280,000	$280,000
7S3 US Xpress Enterprises Inc Com Cl A	NEW	+79.9K	79.9K	+$266,000	$266,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2020

41 positions

Export to Excel

#	Issuer	Class	% Portfolio	Value ↓	Shares
1	iShares Core MSCI EAFE ETF	ETF	11.47%	$36M	712.9K
2	Vanguard Large-Cap Index Fund	ETF	10.53%	$33M	275.8K
3	Vanguard Total Bond Market Index	ETF	6.04%	$19M	219.5K
4	iShares Core S&P Total U.S. Stock Market ETF	ETF	5.47%	$17M	296.5K
5	Vanguard Mid-Cap Index Fund	ETF	5.12%	$16M	120.5K
6	iShares Russell 1000 Growth ETF	ETF	4.77%	$15M	98.3K
7	Vanguard Total International Stock ETF	ETF	4.74%	$15M	350.1K
8	iShares Edge MSCI USA Quality	ETF	3.66%	$11M	140.0K
9	SPDR S&P 500 Trust	ETF	2.64%	$8M	31.8K
10	iShares Core MSCI Emerging Markets ETF	ETF	2.61%	$8M	200.1K
11	VTV Vanguard Value Index Fund history →	ETF	2.45%	$8M	85.3K
12	Vanguard Total Stock Market Index Fund	ETF	1.80%	$6M	43.2K
13	AAPL Apple Inc Com history →	Stock	1.68%	$5M	20.4K
14	Vanguard FTSE All-World Ex US Index Fund	ETF	1.32%	$4M	99.5K
15	Vanguard FTSE Developed Markets ETF	ETF	1.17%	$4M	108.5K
16	Vanguard FTSE Emerging Markets ETF	ETF	1.13%	$3M	104.2K
17	iShares Core S&P Mid-Cap ETF	ETF	1.10%	$3M	23.8K
18	VUG Vanguard Growth Index Fund	ETF	0.84%	$3M	16.6K
19	Rivernorth Marketplace Lending	CEF	0.78%	$2M	150.4K
20	AMZN Amazon Com Inc Com	Stock	0.70%	$2M	1.1K
21	Vanguard Total World Stock Index Fund	ETF	0.69%	$2M	34.1K
22	Vanguard Dividend Appreciation Index Fund	ETF	0.68%	$2M	20.5K
23	MSFT Microsoft Corp Com	Stock	0.63%	$2M	12.3K
24	iShares National Muni Bond ETF	ETF	0.55%	$2M	15.1K
25	iShares Russell 2000 ETF	ETF	0.53%	$2M	14.3K
26	iShares MSCI EAFE ETF	ETF	0.41%	$1M	24.0K
27	iShares Russell Mid-Cap ETF	ETF	0.41%	$1M	29.2K
28	SPDR Portfolio S&P 400 Mid Cap ETF	ETF	0.39%	$1M	47.2K
29	iShares MSCI ACWI Ex US Index Fund	ETF	0.38%	$1M	31.5K
30	iShares Core S&P 500 ETF	ETF	0.32%	$1M	3.9K
31	iShares Core S&P U.S. Growth ETF	ETF	0.27%	$849,000	14.9K
32	iShares Russell 1000 Value ETF	ETF	0.26%	$819,000	8.3K
33	GOOGL Alphabet Inc Cap Stk Cl A	Stock	0.26%	$815,000	702
34	MA Mastercard Inc Cl A	Stock	0.26%	$809,000	3.4K
35	iShares Russell Mid-Cap Growth ETF	ETF	0.26%	$807,000	6.6K
36	LAMR Lamar Advertising Co New Cl A	REIT	0.25%	$769,000	15.0K
37	BABA Alibaba Group Hldg Ltd Sponsored ADS	ADR	0.24%	$759,000	3.9K
38	Tortoise North American Pipeline Fund	ETF	0.24%	$754,000	55.6K
39	NOW Servicenow Inc Com	Stock	0.24%	$737,000	2.6K
40	Schwab Emerging Markets Equity ETF	ETF	0.24%	$729,000	35.3K
41	JPMorgan Ultra-Short Income ETF	ETF	0.23%	$723,000	14.6K

Filing History

Quarter	Reported Value	Positions	Filed	Type	Links
Q3 2021	$636M	2,786	Oct 7, 2021	13F-HR	changes · EDGAR ↗
Q2 2021	$628M	2,553	Aug 11, 2021	13F-HR	changes · EDGAR ↗
Q1 2021	$479M	2,367	May 11, 2021	13F-HR	changes · EDGAR ↗
Q4 2020	$418M	2,177	Feb 19, 2021	RESTATEMENT	changes · EDGAR ↗
Q3 2020	$352M	2,273	Nov 5, 2020	13F-HR	changes · EDGAR ↗
Q2 2020	$381M	2,457	Aug 6, 2020	13F-HR	changes · EDGAR ↗
Q1 2020	$310M	2,761	May 14, 2020	13F-HR	changes · EDGAR ↗
Q4 2019	$347M	1,832	Feb 14, 2020	13F-HR	changes · EDGAR ↗
Q3 2019	$321M	1,841	Nov 14, 2019	13F-HR	changes · EDGAR ↗
Q2 2019	$314M	1,881	Jul 30, 2019	13F-HR	changes · EDGAR ↗
Q1 2019	$299M	1,737	May 8, 2019	13F-HR	changes · EDGAR ↗
Q4 2018	$255M	1,967	Feb 13, 2019	13F-HR	changes · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.