SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Compass Advisory Group LLC

CIK 0001720292 · 155 PINELAWN ROAD, SUITE 210 N, MELVILLE, NY, 11747 · 5169382400

Reported Value
$170M
Q3 2021
Positions
53
Filings on Record
22
2019–present window
Filed
Nov 9, 2021
original filing

Summary

Compass Advisory Group LLC reported $170M in U.S.-listed holdings across 53 positions for Q3 2021.

Its largest position, Allianzim U S Large Cap Buffer20 Jul Etf, represents 12.5% of the portfolio.

Compared with Q2 2021, the fund opened 6 new positions and exited 2.

Portfolio Metrics

Turnover
+1.3%
vs prior filed quarter
Top-10 Concentration
+70.6%
share of reported value
Largest Position
+12.5%
Allianzim U S Large Cap Buffer20 Jul Etf
New / Exited
6 / 2
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’21: $150MQ1 ’21Q2 ’21: $161MQ3 ’21: $170MQ4 ’21: $185MQ4 ’21Q1 ’22: $192MQ2 ’22: $184MQ3 ’22: $178MQ3 ’22Q4 ’22: $174MQ1 ’23: $171MQ2 ’23: $190MQ2 ’23Q3 ’23: $191MQ4 ’23: $209MQ1 ’24: $226MQ1 ’24Q2 ’24: $225MQ3 ’24: $257MQ4 ’24: $279MQ4 ’24Q1 ’25: $287MQ2 ’25: $316MQ3 ’25: $356MQ3 ’25Q4 ’25: $370MQ1 ’26: $374Mfilingsflow.com

Portfolio Composition

By security type
ETP: 97.5%Common Stock: 2.5%Other: 0.0%
  • ETP · 97.5% · $166M
  • Common Stock · 2.5% · $4M
  • Other · 0.0% · $48,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
AUIDIPSIDY INC COM NEWNEW+66.7K66.7K+$746,000$746,000
SCHWSCHWAB CHARLES CORP COMNEW+10.0K10.0K+$728,000$728,000
AOKISHARES CORE CONSERVATIVE ALLOCATION ETFNEW+12.6K12.6K+$498,000$498,000
INVESCO DWA CONSUMER STAPLES MOMENTUM ETFNEW+3.3K3.3K+$292,000$292,000
ISHARES GROWTH ALLOCATION FUNDNEW+4.3K4.3K+$238,000$238,000
METAFACEBOOK INC CL ANEW+602602+$204,000$204,000
ISHARES MODERATE ALLOCATION FUNDADDED+10.8K19.7K+$478,000$880,000
INNOVATOR EMERGING MARKETS POWER BUFFER ETF - JANUARYADDED+13.1K25.8K+$376,000$773,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ALLIANZIM U.S. LARGE CAP BUFFER20 JUL ETFETF12.48%$21M799.6K
2VANGUARD TOTAL STOCK MARKET INDEX FUNDETF12.03%$20M92.1K
3VTVVANGUARD VALUE INDEX FUNDhistory →ETF7.69%$13M96.5K
4VANGUARD SHORT-TERM CORPORATE BOND INDEX FUNDETF6.60%$11M136.0K
5KJULINNOVATOR RUSSELL 2000 POWER BUFFER ETF - JULYhistory →ETF6.40%$11M416.6K
6VANGUARD DIVIDEND APPRECIATION INDEX FUNDETF5.86%$10M64.8K
7VGSHVANGUARD SHORT-TERM GOVERNMENT BOND ETFhistory →ETF5.69%$10M157.5K
8INNOVATOR U.S. EQUITY POWER BUFFER ETF - JULYETF5.65%$10M322.6K
9VANGUARD S&P 500 ETFETF4.60%$8M19.8K
10VANGUARD MID-CAP VALUE INDEX FUNDETF3.65%$6M44.4K
11VANGUARD TAX-EXEMPT BOND ETFETF3.07%$5M95.4K
12VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETFETF3.07%$5M55.2K
13JANUS HENDERSON SHORT DURATION INCOME ETFETF2.97%$5M100.4K
14INNOVATOR U.S. EQUITY POWER BUFFER ETF - JANUARYETF1.83%$3M95.0K
15INNOVATOR INTERNATIONAL DEVELOPED POWER BUFFER ETF - JANUARYETF1.79%$3M114.0K
16INNOVATOR RUSSELL 2000 POWER BUFFER ETF - JANUARYETF1.70%$3M92.6K
17VANGUARD INTERMEDIATE-TERM GOVERNMENT BOND ETFETF1.12%$2M28.1K
18INNOVATOR U.S. EQUITY POWER BUFFER ETF A DECEMBERETF0.95%$2M52.7K
19SCHWAB U.S. BROAD MARKET ETFETF0.93%$2M15.2K
20FIDELITY TOTAL BOND ETFETF0.72%$1M22.9K
21VANGUARD FTSE ALL-WORLD EX US INDEX FUNDETF0.71%$1M19.7K
22ISHARES SHORT-TERM NATIONAL MUNI BOND ETFETF0.69%$1M10.9K
23ISHARES NATIONAL MUNI BOND ETFETF0.65%$1M9.5K
24SCHWAB U.S. LARGE-CAP GROWTH ETFETF0.61%$1M7.0K
25VANGUARD EXTENDED MARKET INDEX FUNDETF0.58%$987,0005.4K
26INNOVATOR U.S. EQUITY ULTRA BUFFER ETF - JANUARYETF0.55%$927,00029.8K
27SCHWAB U.S. LARGE-CAP VALUE ETFETF0.53%$903,00013.4K
28ISHARES MODERATE ALLOCATION FUNDETF0.52%$880,00019.7K
29INNOVATOR EMERGING MARKETS POWER BUFFER ETF - JANUARYETF0.45%$773,00025.8K
30INNOVATOR U.S. EQUITY ULTRA BUFFER ETF A DECEMBERETF0.45%$759,00025.6K
31AUIDIPSIDY INC COM NEWStock0.44%$746,00066.7K
32SCHWSCHWAB CHARLES CORP COMStock0.43%$728,00010.0K
33ALLIANZIM U.S. LARGE CAP BUFFER20 APR ETFETF0.41%$696,00026.2K
34BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEWStock0.36%$619,0002.3K
35SCHWAB U.S. MID-CAP ETFETF0.30%$514,0006.7K
36INVESCO S&P 500 LOW VOLATILITY ETFETF0.30%$505,0008.3K
37AAPLAPPLE INC COMStock0.30%$503,0003.6K
38VANGUARD INTERMEDIATE-TERM BOND INDEX FUNDETF0.29%$499,0005.6K
39AOKISHARES CORE CONSERVATIVE ALLOCATION ETFETF0.29%$498,00012.6K
40CMCSACOMCAST CORP NEW CL AStock0.25%$429,000406.0K
41LYFTLYFT INC CL A COMStock0.23%$397,0007.4K
42VANGUARD MID-CAP INDEX FUNDETF0.22%$375,0001.6K
43INNOVATOR U.S. EQUITY POWER BUFFER ETF - APRILETF0.20%$335,00011.7K
44AMZNAMAZON COM INC COMStock0.19%$325,00099
45INNOVATOR RUSSELL 2000 POWER BUFFER ETF -APRILETF0.18%$314,00011.5K
46SNAPSNAP INC CL AStock0.17%$297,0004.0K
47INVESCO DWA CONSUMER STAPLES MOMENTUM ETFETF0.17%$292,0003.3K
48VUGVANGUARD GROWTH INDEX FUNDETF0.17%$284,000979
49SCHWAB U.S. SMALL-CAP ETFETF0.16%$267,0002.7K
50ISHARES GROWTH ALLOCATION FUNDETF0.14%$238,0004.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$374M86Apr 21, 202613F-HRchanges · EDGAR ↗
Q4 2025$370M84Jan 21, 202613F-HRchanges · EDGAR ↗
Q3 2025$356M82Nov 6, 202513F-HRchanges · EDGAR ↗
Q2 2025$316M75Jul 28, 202513F-HRchanges · EDGAR ↗
Q1 2025$287M75May 13, 202513F-HRchanges · EDGAR ↗
Q4 2024$279M73Jan 24, 202513F-HRchanges · EDGAR ↗
Q3 2024$257M71Oct 23, 202413F-HRchanges · EDGAR ↗
Q2 2024$225M68Jul 31, 202413F-HRchanges · EDGAR ↗
Q1 2024$226M79Apr 30, 202413F-HRchanges · EDGAR ↗
Q4 2023$209M69Jan 29, 202413F-HRchanges · EDGAR ↗
Q3 2023$191M70Oct 24, 202313F-HRchanges · EDGAR ↗
Q2 2023$190M66Jul 18, 202313F-HRchanges · EDGAR ↗
Q1 2023$171M63Apr 20, 202313F-HRchanges · EDGAR ↗
Q4 2022$174M66Jan 19, 202313F-HRchanges · EDGAR ↗
Q3 2022$178M65Oct 20, 202213F-HRchanges · EDGAR ↗
Q2 2022$184M66Jul 14, 202213F-HRchanges · EDGAR ↗
Q1 2022$192M62May 9, 202213F-HRchanges · EDGAR ↗
Q4 2021$185M62Jan 19, 202213F-HRchanges · EDGAR ↗
Q3 2021$170M53Nov 9, 202113F-HRchanges · EDGAR ↗
Q2 2021$161M49Jul 22, 202113F-HRchanges · EDGAR ↗
Q1 2021$150M42Apr 26, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.