SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Caption Management, LLC

CIK 0001706766 · 499 W SHERIDAN AVE, SUITE 2250, OKLAHOMA CITY, OK, 73102 · 3477975104

Reported Value
$8.7B
Q3 2021
Positions
1,465
Filings on Record
30
2019–present window
Filed
Nov 12, 2021
original filing

Summary

Caption Management, Llc reported $8.7B in U.S.-listed holdings across 1,465 positions for Q3 2021.

Compared with Q2 2021, the fund opened 331 new positions and exited 255.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $1.3BQ4 ’18Q1 ’19: $1.8BQ2 ’19: $2.0BQ3 ’19: $1.9BQ4 ’19: $3.0BQ4 ’19Q1 ’20: $1.8BQ2 ’20: $3.0BQ3 ’20: $4.3BQ4 ’20: $4.4BQ4 ’20Q1 ’21: $4.7BQ2 ’21: $7.7BQ3 ’21: $8.7BQ4 ’21: $8.9BQ4 ’21Q1 ’22: $8.3BQ2 ’22: $7.3BQ3 ’22: $7.2BQ4 ’22: $6.41TQ4 ’22Q1 ’23: $5.2BQ2 ’23: $5.6BQ3 ’23: $6.5BQ4 ’23: $7.4BQ4 ’23Q1 ’24: $6.6BQ2 ’24: $6.5BQ3 ’24: $6.3BQ4 ’24: $10.6BQ4 ’24Q1 ’25: $10.4BQ2 ’25: $9.0BQ3 ’25: $12.8BQ4 ’25: $14.6BQ4 ’25Q1 ’26: $17.1Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 75.4%Other: 10.9%ADR: 7.9%ETP: 3.3%REIT: 2.0%Other: 0.6%
  • Common Stock · 75.4% · $6.6B
  • Other · 10.9% · $953M
  • ADR · 7.9% · $693M
  • ETP · 3.3% · $286M
  • REIT · 2.0% · $171M
  • Other · 0.6% · $52M

Quarter-over-Quarter Changes full breakdown →

Holdings — Q3 2021

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Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$17.1B1,484May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$14.6B1,512Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$12.8B1,607Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$9.0B1,379Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$10.4B1,439May 15, 202513F-HRchanges · EDGAR ↗
Q4 2024$10.6B1,418Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$6.3B1,226Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$6.5B1,114Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$6.6B1,125May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$7.4B1,292Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$6.5B1,240Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$5.6B1,059Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$5.2B1,031May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$6.41T1,231Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$7.2B1,459Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$7.3B1,412Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$8.3B1,403May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$8.9B1,546Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$8.7B1,465Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$7.7B1,246Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$4.7B992May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$4.4B935Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$4.3B997Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$3.0B894Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$1.8B822May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$3.0B801Feb 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.9B680Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$2.0B641Aug 13, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.8B540May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$1.3B452Jan 30, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.