SEC 13F Intelligence

Managers / Q1 2020 · view latest →

Johnson Financial Group, LLC

CIK 0001706327 · 1144 FIFTEENTH STREET, SUITE 3950, DENVER, CO, 80202 · 7204751195

Reported Value
$130M
Q1 2020
Positions
24
Filings on Record
30
2019–present window
Filed
May 12, 2020
original filing

Summary

Johnson Financial Group, LLC reported $130M in U.S.-listed holdings across 24 positions for Q1 2020.

The portfolio is heavily concentrated: Pimco Enhanced Short Maturity Strategy alone accounts for 35.9% of reported value.

Compared with Q4 2019, the fund opened 8 new positions and exited 3.

Portfolio Metrics

Turnover
+1.5%
vs prior filed quarter
Top-10 Concentration
+97.1%
share of reported value
Largest Position
+35.9%
Pimco Enhanced Short Maturity Strategy
New / Exited
8 / 3
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $185MQ4 ’18Q1 ’19: $130MQ2 ’19: $158MQ3 ’19: $145MQ4 ’19: $151MQ4 ’19Q1 ’20: $130MQ2 ’20: $276MQ3 ’20: $256MQ4 ’20: $369MQ4 ’20Q1 ’21: $429MQ2 ’21: $515MQ3 ’21: $514MQ4 ’21: $617MQ4 ’21Q1 ’22: $596MQ2 ’22: $492MQ3 ’22: $731MQ4 ’22: $584MQ4 ’22Q1 ’23: $666MQ2 ’23: $732MQ3 ’23: $700MQ4 ’23: $781MQ4 ’23Q1 ’24: $792MQ2 ’24: $765MQ3 ’24: $823MQ4 ’24: $854MQ4 ’24Q1 ’25: $948MQ2 ’25: $1.1BQ3 ’25: $1.1BQ4 ’25: $1.6BQ4 ’25Q1 ’26: $1.5Bfilingsflow.com

Portfolio Composition

By security type
ETP: 98.3%Common Stock: 1.6%MLP: 0.1%ADR: 0.0%
  • ETP · 98.3% · $128M
  • Common Stock · 1.6% · $2M
  • MLP · 0.1% · $69,000
  • ADR · 0.0% · $53,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
Vanguard Mid-Cap ETFNEW+3.4K3.4K+$451,000$451,000
iShares Exponential Technologies ETFNEW+9.7K9.7K+$345,000$345,000
iShares Core S&P Mid-CapNEW+2.0K2.0K+$289,000$289,000
iShares MSCI Europe Small-Cap ETFNEW+6.9K6.9K+$265,000$265,000
iShares Core S&P Small-CapNEW+4.2K4.2K+$235,000$235,000
WisdomTree EmMkts ex-Stt-Ownd Entrprs ETFNEW+9.2K9.2K+$224,000$224,000
AMZNAmazon.com IncNEW+105105+$205,000$205,000
BBVABanco Bilbao Vizcaya Argentaria SA ADRNEW+17.2K17.2K+$53,000$53,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2020

24 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1PIMCO Enhanced Short Maturity StrategyENHAN SHRT MA AC35.90%$47M472.0K
2Vanguard FTSE Developed Markets ETFFTSE DEV MKT ETF18.74%$24M731.3K
3Vanguard Large-Cap ETFLARGE CAP ETF18.46%$24M202.8K
4Vanguard Total Stock Market ETFTOTAL STK MKT10.28%$13M103.8K
5Vanguard FTSE Emerging Markets ETFFTSE EMR MKT ETF4.83%$6M187.2K
6Vanguard REIT ETFREAL ESTATE ETF4.45%$6M82.9K
7Vanguard Small-Cap Index Fund ETFSMALL CP ETF2.61%$3M29.4K
8EXMOCExxon Mobil CorporationCOM0.67%$876,00023.1K
9Schwab U.S. Broad Market ETFUS BRD MKT ETF0.57%$746,00012.3K
10CHVChevron CorpCOM0.57%$745,00010.3K
11ESGDiShares MSCI EAFE ESG Optimized ETFESG MSCI EAFE0.53%$694,00013.1K
12Vanguard Mid-Cap ETFMID CAP ETF0.35%$451,0003.4K
13Vanguard FTSE All-World ex-U.S ETFALLWRLD EX US0.28%$362,0008.8K
14iShares Exponential Technologies ETFEXPONENTIAL TECH0.27%$345,0009.7K
15Schwab International Equity ETFINTL EQTY ETF0.25%$321,00012.4K
16iShares Core S&P Mid-CapCORE S&P MCP ETF0.22%$289,0002.0K
17BRK/BBerkshire Hathaway Inc Class BCL B NEW0.22%$287,0001.6K
18iShares MSCI Europe Small-Cap ETFDEVSMCP EXNA ETF0.20%$265,0006.9K
19iShares Core S&P Small-CapCORE S&P SCP ETF0.18%$235,0004.2K
20WisdomTree EmMkts ex-Stt-Ownd Entrprs ETFEM EX ST-OWNED0.17%$224,0009.2K
21AMZNAmazon.com IncCOM0.16%$205,000105
22ETEnergy Transfer Equity LPCOM UT LTD PTN0.05%$69,00014.9K
23BBVABanco Bilbao Vizcaya Argentaria SA ADRSPONSORED ADR0.04%$53,00017.2K
24MKGIDEURMonaker Group Inc Com NewCOM NEW0.01%$12,00014.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.5B185May 14, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.6B120Feb 10, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.1B90Oct 30, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.1B77Aug 11, 202513F-HRchanges · EDGAR ↗
Q1 2025$948M99May 12, 202513F-HRchanges · EDGAR ↗
Q4 2024$854M50Feb 4, 202513F-HRchanges · EDGAR ↗
Q3 2024$823M45Oct 30, 202413F-HRchanges · EDGAR ↗
Q2 2024$765M41Aug 1, 202413F-HRchanges · EDGAR ↗
Q1 2024$792M37May 10, 202413F-HRchanges · EDGAR ↗
Q4 2023$781M46Feb 6, 202413F-HRchanges · EDGAR ↗
Q3 2023$700M39Nov 7, 202313F-HRchanges · EDGAR ↗
Q2 2023$732M39Jul 31, 202313F-HRchanges · EDGAR ↗
Q1 2023$666M35May 9, 202313F-HRchanges · EDGAR ↗
Q4 2022$584M38Feb 1, 202313F-HRchanges · EDGAR ↗
Q3 2022$731M49Nov 10, 202213F-HRchanges · EDGAR ↗
Q2 2022$492M50Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$596M47May 6, 202213F-HRchanges · EDGAR ↗
Q4 2021$617M73Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$514M74Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$515M82Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$429M67May 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$369M33Feb 3, 202113F-HRchanges · EDGAR ↗
Q3 2020$256M25Nov 3, 202013F-HRchanges · EDGAR ↗
Q2 2020$276M25Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$130M24May 12, 202013F-HRchanges · EDGAR ↗
Q4 2019$151M19Feb 6, 202013F-HRchanges · EDGAR ↗
Q3 2019$145M18Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$158M20Aug 1, 201913F-HRchanges · EDGAR ↗
Q1 2019$130M24May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$185M36Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.