Managers / Q3 2019 · view latest →

Global Financial Private Capital, Inc

CIK 0001704642 · 501 NORTH CATTLEMEN ROAD, SUITE 106, SARASOTA, FL, 34232 · 866-641-2186

Reported Value

$2.0B

Q3 2019

Positions

396

Filings on Record

2019–present window

Filed

Nov 13, 2019

original filing

Summary

Global Financial Private Capital, Inc reported $2.0B in U.S.-listed holdings across 396 positions for Q3 2019.

Its largest position, Ssga Active Etf Tr Spdr Tr Tactic, represents 3.0% of the portfolio.

Compared with Q2 2019, the fund opened 14 new positions and exited 78.

Portfolio Metrics

Turnover

+13.7%

vs prior filed quarter

Top-10 Concentration

+22.9%

share of reported value

Largest Position

+3.0%

Ssga Active Etf Tr Spdr Tr Tactic

New / Exited

14 / 78

positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value

Portfolio Composition

By security type

ETP · 72.3% · $1.4B
Common Stock · 22.2% · $439M
REIT · 2.0% · $39M
ADR · 1.8% · $37M
Other · 1.6% · $32M
Other · 0.0% · $61,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

Issuer	Move	Share Δ	Shares now	Value Δ	Value now
LYONDELLBASELL INDUSTRIES N SHS - A -	NEW	+34.3K	34.3K	+$3M	$3M
SPDR INDEX SHS FDS PORTFLO EURP ETF	NEW	+92.1K	92.1K	+$3M	$3M
FIS FIDELITY NATL INFORMATION SV COM	NEW	+22.2K	22.2K	+$3M	$3M
TRP TC ENERGY CORP COM	NEW	+55.8K	55.8K	+$3M	$3M
AZO AUTOZONE INC COM	NEW	+1.7K	1.7K	+$2M	$2M
VANGUARD WORLD FDS COMM SRVC ETF	NEW	+19.5K	19.5K	+$2M	$2M
SLB SCHLUMBERGER LTD COM	NEW	+10.6K	10.6K	+$363,000	$363,000
AKX ANSYS INC COM	NEW	+1.2K	1.2K	+$270,000	$270,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

50 positions

Export to Excel

#	Issuer	Class	% Portfolio	Value ↓	Shares
1	SSGA ACTIVE ETF TR SPDR TR TACTIC	ETF	2.96%	$58M	1.19M
2	ISHARES TR MSCI MIN VOL ETF	ETF	2.88%	$57M	889.4K
3	ISHARES TR CORE S&P TTL STK	ETF	2.79%	$55M	822.5K
4	ISHARES TR RUS 1000 ETF	ETF	2.27%	$45M	273.2K
5	INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT	ETF	2.14%	$42M	392.0K
6	ISHARES US ETF TR SHT MAT BD ETF	ETF	2.10%	$42M	824.7K
7	VANGUARD INDEX FDS S&P 500 ETF SHS	ETF	2.08%	$41M	150.2K
8	VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF	ETF	1.96%	$39M	944.0K
9	SPDR SERIES TRUST PORTFOLIO AGRGTE	ETF	1.86%	$37M	1.24M
10	VTV VANGUARD INDEX FDS VALUE ETF history →	ETF	1.81%	$36M	320.6K
11	JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC	ETF	1.80%	$36M	705.1K
12	VUG VANGUARD INDEX FDS GROWTH ETF history →	ETF	1.74%	$34M	206.8K
13	VANGUARD CHARLOTTE FDS INTL BD IDX ETF	ETF	1.74%	$34M	583.1K
14	ISHARES TR MSCI EAFE ETF	ETF	1.71%	$34M	517.8K
15	ISHARES TR SHORT TREAS BD	ETF	1.55%	$31M	276.9K
16	SPDR S&P 500 ETF TR TR UNIT	ETF	1.47%	$29M	97.1K
17	ISHARES TR INTRM TR CRP ETF	ETF	1.40%	$28M	478.4K
18	ISHARES TR 1 3 YR TREAS BD	ETF	1.29%	$25M	300.1K
19	VANGUARD SCOTTSDALE FDS MORTG-BACK SEC	ETF	1.29%	$25M	476.9K
20	ISHARES TR JPMORGAN USD EMG	ETF	1.27%	$25M	221.6K
21	ISHARES TR FLTG RATE NT ETF	ETF	1.25%	$25M	485.4K
22	FIRST TR EXCHANGE TRADED FD SENIOR LN FD	ETF	1.22%	$24M	507.3K
23	SELECT SECTOR SPDR TR RL EST SEL SEC	ETF	1.20%	$24M	602.8K
24	SPDR INDEX SHS FDS PORTFOLIO DEVLPD	ETF	1.19%	$23M	799.4K
25	ISHARES TR SH TR CRPORT ETF	ETF	1.15%	$23M	423.1K
26	SELECT SECTOR SPDR TR TECHNOLOGY	ETF	1.15%	$23M	281.4K
27	SPDR SERIES TRUST DJ REIT ETF	ETF	1.14%	$22M	214.7K
28	XLC SELECT SECTOR SPDR TR COMMUNICATION history →	ETF	1.13%	$22M	451.4K
29	VANGUARD BD INDEX FD INC SHORT TRM BOND	ETF	1.06%	$21M	260.2K
30	VANGUARD WORLD FD MEGA CAP VAL ETF	ETF	1.03%	$20M	250.2K
31	VANGUARD WORLD FD MEGA GRWTH IND	ETF	1.03%	$20M	153.4K
32	ISHARES TR US TREAS BD ETF	ETF	0.95%	$19M	710.1K
33	FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT	ETF	0.91%	$18M	345.8K
34	ISHARES TR IBOXX INV CP ETF	ETF	0.89%	$18M	138.7K
35	INVESCO ACTIVELY MANAGD ETF ULTRA SHRT DUR	ETF	0.87%	$17M	342.8K
36	ISHARES TR INTRM GOV CR ETF	ETF	0.85%	$17M	148.5K
37	BAC VERIZON COMMUNICATIONS INC COM history →	COM	0.85%	$17M	277.8K
38	ISHARES TR MSCI EMG MKT ETF	ETF	0.81%	$16M	389.5K
39	VANECK VECTORS ETF TR FALLEN ANGEL HG	ETF	0.79%	$16M	535.3K
40	ISHARES TR A RATE CP BD ETF	ETF	0.79%	$16M	284.3K
41	4I1 PHILIP MORRIS INTL INC COM history →	COM	0.73%	$14M	185.9K
42	T AT&T INC COM history →	COM	0.72%	$14M	377.1K
43	CHV CHEVRON CORP NEW COM history →	COM	0.71%	$14M	118.2K
44	ISHARES TR IBOXX HI YD ETF	ETF	0.69%	$14M	156.2K
45	EXMOC EXXON MOBIL CORP COM history →	COM	0.61%	$12M	171.8K
46	VANGUARD BD INDEX FD INC LONG TERM BOND	ETF	0.61%	$12M	117.7K
47	ABBV ABBVIE INC COM history →	COM	0.61%	$12M	159.4K
48	OUSAGBP OSI ETF TR OSHARS FTSE US history →	ETF	0.59%	$12M	332.2K
49	CM CDN IMPERIAL BK COMM TORONTO COM history →	COM	0.58%	$11M	136.7K
50	WISDOMTREE TR EUROPE HEDGED EQ	ETF	0.57%	$11M	168.8K

Filing History

Quarter	Reported Value	Positions	Filed	Type	Links
Q2 2020	$1.6B	388	Aug 11, 2020	13F-HR	changes · EDGAR ↗
Q1 2020	$1.6B	401	May 12, 2020	13F-HR	changes · EDGAR ↗
Q4 2019	$2.0B	409	Feb 11, 2020	13F-HR	changes · EDGAR ↗
Q3 2019	$2.0B	396	Nov 13, 2019	13F-HR	changes · EDGAR ↗
Q2 2019	$2.1B	464	Aug 14, 2019	13F-HR	changes · EDGAR ↗
Q1 2019	$2.1B	370	May 10, 2019	13F-HR	changes · EDGAR ↗
Q4 2018	$1.8B	337	Feb 5, 2019	13F-HR	changes · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.