SEC 13F Intelligence

Managers / Q4 2019 · view latest →

Copperwynd Financial, LLC

CIK 0001687832 · 14256 N. NORTHSIGHT BLVD., SUITE B-115, SCOTTSDALE, AZ, 85260 · (480) 348-2100

Reported Value
$189M
Q4 2019
Positions
108
Filings on Record
27
2019–present window
Filed
Jan 23, 2020
original filing

Summary

Copperwynd Financial, LLC reported $189M in U.S.-listed holdings across 108 positions for Q4 2019.

Its largest position, IWB, represents 16.9% of the portfolio.

Compared with Q3 2019, the fund opened 7 new positions and exited 5.

Portfolio Metrics

Turnover
+22.6%
vs prior filed quarter
Top-10 Concentration
+64.0%
share of reported value
Largest Position
+16.9%
Ishares Tr
New / Exited
7 / 5
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $161MQ4 ’18Q1 ’19: $167MQ2 ’19: $174MQ3 ’19: $176MQ4 ’19: $189MQ4 ’19Q1 ’20: $211MQ2 ’20: $175MQ3 ’20: $188MQ4 ’20: $207MQ4 ’20Q1 ’21: $223MQ2 ’21: $236MQ3 ’21: $243MQ4 ’21: $263MQ4 ’21Q1 ’22: $241MQ2 ’22: $170MQ3 ’22: $174MQ4 ’22: $178MQ4 ’22Q1 ’23: $196MQ2 ’23: $215MQ3 ’23: $213MQ4 ’23: $251MQ4 ’23Q1 ’24: $278MQ2 ’24: $306MQ3 ’24: $332MQ4 ’24: $362MQ4 ’24Q1 ’25: $363MQ2 ’25: $401Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 58.0%ETP: 40.2%Other: 0.9%Closed-End Fund: 0.5%REIT: 0.3%
  • Common Stock · 58.0% · $110M
  • ETP · 40.2% · $76M
  • Other · 0.9% · $2M
  • Closed-End Fund · 0.5% · $1M
  • REIT · 0.3% · $542,000

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
QCOMQUALCOMM INCNEW+69.9K69.9K+$6M$6M
SPYMSPDR SERIES TRUSTNEW+159.3K159.3K+$6M$6M
MTUMISHARES TRNEW+39.3K39.3K+$5M$5M
DGROISHARES TRNEW+109.6K109.6K+$5M$5M
LGLVSPDR SERIES TRUSTNEW+39.6K39.6K+$5M$5M
ISHARES TRNEW+13.4K13.4K+$2M$2M
GDXJVANECK VECTORS ETF TRUSTNEW+5.0K5.0K+$211,000$211,000
TGTTARGET CORPADDED+48.9K55.8K+$6M$7M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

96 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IWBISHARES TRRUS 1000 ETF · CORE S&P MCP ETF · USA MOMENTUM FCT · MSCI EAFE ETF · CORE DIV GRWTH · IBOXX INV CP ETF · SHORT TREAS BD · 0-5YR HI YL CP16.90%$32M322.5K
2PEOPLES UTAH BANCORPCOM9.23%$17M578.3K
3SPYMSPDR SERIES TRUSTPORTFOLIO LR ETF · SSGA US LRG ETF · SPDR BLOOMBERG · PORTFOLIO AGRGTE · PORTFOLIO TL STK8.76%$17M308.2K
4MGKVANGUARD WORLD FDhistory →MEGA GRWTH IND5.46%$10M70.7K
5AAPLAPPLE INChistory →COM5.29%$10M34.0K
6SPYSPDR S&P 500 ETF TRhistory →TR UNIT4.40%$8M25.8K
7TGTTARGET CORPhistory →COM3.79%$7M55.8K
8KLACKLA CORPORATIONhistory →COM NEW3.65%$7M38.7K
9LAM RESEARCH CORPCOM3.28%$6M21.2K
10QCOMQUALCOMM INChistory →COM3.27%$6M69.9K
11INTCINTEL CORPhistory →COM1.66%$3M52.4K
12TPI COMPOSITES INCCOM1.28%$2M130.8K
13SBUXSTARBUCKS CORPhistory →COM1.16%$2M24.9K
14LULULULULEMON ATHLETICA INChistory →COM1.16%$2M9.4K
15PGPROCTER & GAMBLE COhistory →COM1.08%$2M16.3K
16MRKMERCK & CO INChistory →COM1.05%$2M21.7K
17COSTCOSTCO WHSL CORP NEWCOM1.00%$2M6.4K
18XELXCEL ENERGY INCCOM0.99%$2M29.5K
19WORLD GOLD TRSPDR GLD MINIS0.98%$2M122.2K
20QQQINVESCO QQQ TRUNIT SER 10.96%$2M8.6K
21DUKDUKE ENERGY CORP NEWCOM NEW0.91%$2M18.9K
22CTASCINTAS CORPCOM0.90%$2M6.3K
23VNQVANGUARD INDEX FDSREAL ESTATE ETF0.85%$2M17.2K
24GBILGOLDMAN SACHS ETF TRACCES TREASURY0.84%$2M15.9K
25VRSKVERISK ANALYTICS INCCOM0.81%$2M10.2K
26BRK/ABERKSHIRE HATHAWAY INC DELCL A · CL B NEW0.49%$926,0001.1K
27FISVFISERV INCCOM0.46%$871,0007.5K
28MAMASTERCARD INCCL A0.46%$860,0002.9K
29CSCOCISCO SYS INCCOM0.45%$851,00017.7K
30JPSTJP MORGAN EXCHANGE TRADED FDULTRA SHRT INC0.41%$768,00015.2K
31JPMJPMORGAN CHASE & COCOM0.40%$753,0005.4K
32METAFACEBOOK INCCL A0.40%$747,0003.6K
33TMOTHERMO FISHER SCIENTIFIC INCCOM0.39%$745,0002.3K
34NVDANVIDIA CORPCOM0.39%$741,0003.1K
35DHRDANAHER CORPORATIONCOM0.38%$715,0004.7K
36TSNTYSON FOODS INCCL A0.38%$714,0007.8K
37BACBANK AMER CORPCOM0.38%$714,00020.3K
38LOWLOWES COS INCCOM0.37%$700,0005.8K
39WMTWALMART INCCOM0.35%$661,0005.6K
40GOOGLALPHABET INCCAP STK CL A0.35%$660,000493
41DISDISNEY WALT COCOM DISNEY0.35%$659,0004.6K
42BIO/BBIO RAD LABS INCCL B0.35%$657,0001.8K
43UNPUNION PACIFIC CORPCOM0.34%$651,0003.6K
44ALLALLSTATE CORPCOM0.34%$650,0005.8K
45AMPAMERIPRISE FINL INCCOM0.34%$646,0003.9K
46NATRNATURES SUNSHINE PRODUCTS INCOM0.33%$632,00070.8K
47VZVERIZON COMMUNICATIONS INCCOM0.33%$628,00010.2K
48CVSCVS HEALTH CORPCOM0.33%$627,0008.4K
49COFCAPITAL ONE FINL CORPCOM0.33%$617,0006.0K
50LKQLKQ CORPCOM0.33%$614,00017.2K
51ALLERGAN PLCSHS0.32%$613,0003.2K
52DRIDARDEN RESTAURANTS INCCOM0.32%$613,0005.6K
53ROPROPER TECHNOLOGIES INCCOM0.32%$608,0001.7K
54APTIV PLCSHS0.32%$607,0006.4K
55CVXCHEVRON CORP NEWCOM0.32%$605,0005.0K
56CMICUMMINS INCCOM0.32%$600,0003.4K
57SWKSTANLEY BLACK & DECKER INCCOM0.31%$592,0003.6K
58STZCONSTELLATION BRANDS INCCL A0.31%$576,0003.0K
59COPCONOCOPHILLIPSCOM0.30%$574,0008.8K
60VYMVANGUARD WHITEHALL FDS INCHIGH DIV YLD0.30%$569,0006.1K
61PWRQUANTA SVCS INCCOM0.30%$569,00014.0K
62TRVTRAVELERS COMPANIES INCCOM0.30%$560,0004.1K
63ECLECOLAB INCCOM0.29%$552,0002.9K
64HPQHP INCCOM0.29%$549,00026.7K
65DTEDTE ENERGY COCOM0.29%$545,0004.2K
66IBMINTERNATIONAL BUSINESS MACHSCOM0.29%$543,0004.1K
67HSTHOST HOTELS & RESORTS INCCOM0.29%$542,00029.2K
68VLOVALERO ENERGY CORP NEWCOM0.28%$535,0005.7K
69CFCF INDS HLDGS INCCOM0.28%$530,00011.1K
70PEGPUBLIC SVC ENTERPRISE GRP INCOM0.28%$525,0008.9K
71LMTLOCKHEED MARTIN CORPCOM0.27%$519,0001.3K
72MCKMCKESSON CORPCOM0.27%$509,0003.7K
73ALKALASKA AIR GROUP INCCOM0.27%$508,0007.5K
74GLDSPDR GOLD TRUSTGOLD SHS0.26%$498,0003.5K
75FISFIDELITY NATL INFORMATION SVCOM0.26%$495,0003.6K
76HDHOME DEPOT INCCOM0.25%$471,0002.2K
77PFEPFIZER INCCOM0.25%$464,00011.8K
78WBAWALGREENS BOOTS ALLIANCE INCCOM0.24%$449,0007.6K
79NATIONAL OILWELL VARCO INCCOM0.23%$440,00017.6K
80UNHUNITEDHEALTH GROUP INCCOM0.22%$414,0001.4K
81UNMUNUM GROUPCOM0.22%$407,00014.0K
82ALXNALEXION PHARMACEUTICALS INCCOM0.21%$405,0003.7K
83EXMOCEXXON MOBIL CORPCOM0.21%$400,0005.7K
84EWBCEAST WEST BANCORP INCCOM0.20%$369,0007.6K
85WFCWELLS FARGO CO NEWCOM0.17%$326,0006.1K
86XEXGXEATON VANCE TAX MNGD GBL DVCOM0.16%$295,00033.6K
87XEADXWELLS FARGO INCOME OPPORTUNIWF INC OPPTY FD0.15%$287,00034.1K
88VOYA PRIME RATE TRSH BEN INT0.15%$280,00055.9K
89ALLIANZGI NFJ DIVID INT & PRCOM0.14%$266,00020.4K
90BABOEING COCOM0.13%$246,000756
91SPROTT PHYSICAL GOLD & SILVETR UNIT0.12%$235,00016.0K
92PTYPIMCO CORPORATE & INCOME OPPCOM0.11%$214,00011.3K
93GDXJVANECK VECTORS ETF TRUSTJR GOLD MINERS E0.11%$211,0005.0K
94XPMQXPIMCO MUN INCOME FD IIICOM0.11%$206,00016.4K
95QEPQEP RES INCCOM0.10%$185,00041.0K
96IAGIAMGOLD CORPCOM0.05%$86,00023.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2025$401M156Jul 24, 202513F-HRchanges · EDGAR ↗
Q1 2025$363M144May 5, 202513F-HRchanges · EDGAR ↗
Q4 2024$362M136Feb 10, 202513F-HRchanges · EDGAR ↗
Q3 2024$332M141Nov 4, 202413F-HRchanges · EDGAR ↗
Q2 2024$306M146Aug 15, 202413F-HRchanges · EDGAR ↗
Q1 2024$278M140Apr 30, 202413F-HRchanges · EDGAR ↗
Q4 2023$251M136Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$213M128Nov 7, 202313F-HRchanges · EDGAR ↗
Q2 2023$215M135Aug 8, 202313F-HRchanges · EDGAR ↗
Q1 2023$196M135Apr 28, 202313F-HRchanges · EDGAR ↗
Q4 2022$178M132Feb 2, 202313F-HRchanges · EDGAR ↗
Q3 2022$174M123Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$170M119Aug 5, 202213F-HRchanges · EDGAR ↗
Q1 2022$241M120Apr 21, 202213F-HRchanges · EDGAR ↗
Q4 2021$263M116Feb 4, 202213F-HRchanges · EDGAR ↗
Q3 2021$243M116Nov 3, 202113F-HRchanges · EDGAR ↗
Q2 2021$236M120Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$223M116May 6, 202113F-HRchanges · EDGAR ↗
Q4 2020$207M119Feb 10, 202113F-HRchanges · EDGAR ↗
Q3 2020$188M114Nov 5, 202013F-HRchanges · EDGAR ↗
Q2 2020$175M112Aug 7, 202013F-HRchanges · EDGAR ↗
Q1 2020$211M83May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$189M108Jan 23, 202013F-HRchanges · EDGAR ↗
Q3 2019$176M106Nov 12, 201913F-HRchanges · EDGAR ↗
Q2 2019$174M103Aug 7, 201913F-HRchanges · EDGAR ↗
Q1 2019$167M104May 13, 201913F-HRchanges · EDGAR ↗
Q4 2018$161M90Feb 8, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.