SEC 13F Intelligence

Managers / Q4 2019

Advisor Group, Inc.

CIK 0001681115 · 2800 N. CENTRAL AVENUE, SUITE 2100, PHOENIX, AZ, 85004 · 800-552-3319

Reported Value
$14.5B
Q4 2019
Positions
16,477
Filings on Record
5
2019–present window
Filed
Feb 12, 2020
original filing

Summary

Advisor Group, Inc. reported $14.5B in U.S.-listed holdings across 16,477 positions for Q4 2019.

Its largest position, IVV, represents 2.9% of the portfolio.

Compared with Q3 2019, the fund opened 308 new positions and exited 259.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $10.2BQ4 ’18Q1 ’19: $12.2BQ1 ’19Q2 ’19: $13.0BQ2 ’19Q3 ’19: $13.6BQ3 ’19Q4 ’19: $14.5BQ4 ’19filingsflow.com

Portfolio Composition

By security type
ETP: 66.3%Common Stock: 27.5%Other: 2.0%Closed-End Fund: 1.4%REIT: 1.4%Other: 1.4%
  • ETP · 66.3% · $9.6B
  • Common Stock · 27.5% · $4.0B
  • Other · 2.0% · $287M
  • Closed-End Fund · 1.4% · $206M
  • REIT · 1.4% · $199M
  • Other · 1.4% · $198M

Quarter-over-Quarter Changes full breakdown →

Holdings — Q4 2019

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#IssuerClass% PortfolioValueShares

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2019$14.5B16,477Feb 12, 202013F-HRchanges · EDGAR ↗
Q3 2019$13.6B16,705Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$13.0B16,517Jul 31, 201913F-HRchanges · EDGAR ↗
Q1 2019$12.2B16,415May 9, 201913F-HRchanges · EDGAR ↗
Q4 2018$10.2B15,928Feb 11, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 5 additional managers.

  • ROYAL ALLIANCE ASSOCIATES INC
  • SAGEPOINT FINANCIAL, INC.
  • FSC Securities CORP
  • WOODBURY FINANCIAL SERVICES, INC.
  • Vision2020 Wealth Management Copr.

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.