SEC 13F Intelligence

Managers / Q1 2021 · view latest →

Cetera Investment Advisers

CIK 0001666741 · 1450 AMERICAN LANE 6TH FLOOR, SUITE 650, SCHAUMBURG, IL, 60173-2096 · 844 337 2217

Reported Value
$5.1B
Q1 2021
Positions
1,614
Filings on Record
31
2019–present window
Filed
May 17, 2021
original filing

Summary

Cetera Investment Advisers reported $5.1B in U.S.-listed holdings across 1,614 positions for Q1 2021.

Its largest position, AAPL, represents 4.4% of the portfolio.

Compared with Q4 2020, the fund opened 185 new positions and exited 149.

Portfolio Metrics

Turnover
+11.9%
vs prior filed quarter
Top-10 Concentration
+17.9%
share of reported value
Largest Position
+4.4%
Apple
New / Exited
185 / 149
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $613MQ4 ’18Q1 ’19: $708MQ2 ’19: $776MQ3 ’19: $823MQ4 ’19: $996MQ4 ’19Q1 ’20: $817MQ2 ’20: $1.1BQ3 ’20: $1.2BQ4 ’20: $5.1BQ4 ’20Q1 ’21: $5.1BQ2 ’21: $6.2BQ3 ’21: $6.3BQ4 ’21: $7.0BQ4 ’21Q1 ’22: $7.0BQ2 ’22: $6.3BQ3 ’22: $5.0BQ4 ’22: $10.8BQ4 ’22Q1 ’23: $11.4BQ2 ’23: $11.9BQ3 ’23: $11.6BQ4 ’23: $12.3BQ4 ’23Q1 ’24: $42.4BQ2 ’24: $43.4BQ3 ’24: $45.7BQ4 ’24: $47.8BQ4 ’24Q1 ’25: $51.6BQ2 ’25: $59.3BQ3 ’25: $86.0BQ4 ’25: $91.5BQ4 ’25Q1 ’26: $94.0Bfilingsflow.com

Portfolio Composition

By security type
ETP: 58.5%Common Stock: 36.6%Other: 1.8%Closed-End Fund: 1.1%REIT: 1.0%Other: 1.1%
  • ETP · 58.5% · $3.0B
  • Common Stock · 36.6% · $1.9B
  • Other · 1.8% · $90M
  • Closed-End Fund · 1.1% · $57M
  • REIT · 1.0% · $49M
  • Other · 1.1% · $57M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
INVESCO EXCH TRADED FD TR IINEW+61.7K61.7K+$2M$2M
INVESCO EXCHANGE TRADED FD TNEW+24.9K24.9K+$2M$2M
INNOVATOR ETFS TRNEW+58.5K58.5K+$2M$2M
MLMMARTIN MARIETTA MATLS INCNEW+4.9K4.9K+$2M$2M
AMPLIFY ETF TRNEW+28.4K28.4K+$2M$2M
ZNGAEURZYNGA INCNEW+139.0K139.0K+$1M$1M
MOSMOSAIC CO NEWNEW+43.7K43.7K+$1M$1M
ISHARES TRNEW+13.0K13.0K+$1M$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

28 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRCORE S&P500 ETF · CORE S&P MCP ETF · CORE US AGGBD ET · CORE S&P SCP ETF · TIPS BD ETF · CORE DIV GRWTH · RUS 1000 GRW ETF · IBOXX INV CP ETF · CORE MSCI EAFE · RUS 1000 VAL ETF · CORE S&P TTL STK · MSCI USA MIN VOL · S&P 500 GRWT ETF8.05%$409M3.54M
2VUGVANGUARD INDEX FDSTOTAL STK MKT · GROWTH ETF · VALUE ETF · MCAP GR IDXVIP · S&P 500 ETF SHS · SM CP VAL ETF5.26%$267M1.33M
3AAPLAPPLE INChistory →COM4.36%$222M1.81M
4RDVYFIRST TR EXCHANGE-TRADED FDCAP STRENGTH ETF · FST LOW OPPT EFT · RISNG DIVD ACHIV · FIRST TR ENH NEW4.04%$205M3.50M
5NDQINVESCO QQQ TRhistory →UNIT SER 12.14%$109M340.9K
6SCHWAB STRATEGIC TRUS DIVIDEND EQ1.61%$82M1.12M
7MSFTMICROSOFT CORPhistory →COM1.50%$76M323.4K
8AMZNAMAZON COM INChistory →COM1.29%$65M21.1K
9GOOGLALPHABET INCCAP STK CL A · CAP STK CL C1.09%$55M26.8K
10VANGUARD BD INDEX FDSTOTAL BND MRKT · SHORT TRM BOND1.09%$55M660.7K
11FIRST TR VALUE LINE DIVID INSHS1.05%$53M1.40M
12SPDR S&P 500 ETF TRTR UNIT1.04%$53M133.1K
13ABTABBOTT LABShistory →COM0.70%$36M296.7K
14VANGUARD STAR FDSVG TL INTL STK F0.66%$33M532.1K
15METAFACEBOOK INChistory →CL A0.65%$33M111.7K
16SPDR SER TRS&P DIVID ETF0.63%$32M272.7K
17JPMJPMORGAN CHASE & COhistory →COM0.60%$30M199.9K
18WISDOMTREE TRUS QTLY DIV GRT0.55%$28M490.4K
19DISDISNEY WALT COhistory →COM0.55%$28M151.1K
20TSLATESLA INChistory →COM0.52%$26M39.6K
21FIRST TR EXCHNG TRADED FD VITCW OPPORTUNIS0.49%$25M474.3K
22PFEPFIZER INChistory →COM0.48%$24M673.7K
23TAT&T INChistory →COM0.47%$24M785.8K
24JNJJOHNSON & JOHNSONhistory →COM0.47%$24M144.1K
25VANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF0.45%$23M463.7K
26VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD0.44%$22M269.6K
27BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW0.42%$21M83.6K
28ISHARES INCCORE MSCI EMKT0.41%$21M325.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$94.0B4,790May 13, 202613F-HRchanges · EDGAR ↗
Q4 2025$91.5B4,685Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$86.0B4,566Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$59.3B4,085Aug 8, 202513F-HRchanges · EDGAR ↗
Q1 2025$51.6B3,975May 6, 202513F-HRchanges · EDGAR ↗
Q4 2024$47.8B3,762Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$45.7B3,714Nov 13, 202413F-HRchanges · EDGAR ↗
Q2 2024$43.4B3,724Aug 22, 202413F-HRchanges · EDGAR ↗
Q1 2024$42.4B3,696May 24, 2024RESTATEMENTchanges · EDGAR ↗
Q4 2023$12.3B2,235Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$11.6B2,201Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$11.9B2,192Aug 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$11.4B2,164May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$10.8B2,109Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$5.0B1,753Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$6.3B1,821Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$7.0B1,878May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$7.0B1,870Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$6.3B1,794Nov 16, 202113F-HRchanges · EDGAR ↗
Q2 2021$6.2B1,773Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$5.1B1,614May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$5.1B1,568Feb 17, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.2B642Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.1B612Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$817M541May 8, 202013F-HRchanges · EDGAR ↗
Q4 2019$996M587Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$823M536Nov 6, 201913F-HRchanges · EDGAR ↗
Q2 2019$776M522Aug 12, 201913F-HRchanges · EDGAR ↗
Q1 2019$708M487May 6, 201913F-HRchanges · EDGAR ↗
Q4 2018$613M455Feb 15, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.