SEC 13F Intelligence

Managers / Q4 2021 · view latest →

Gates Foundation

CIK 0001663801 · 500 5TH AVE NORTH, SEATTLE, WA, 98109 · 206-709-3100

Reported Value
$330M
Q4 2021
Positions
11
Filings on Record
19
2019–present window
Filed
Feb 11, 2022
original filing

Summary

Gates Foundation reported $330M in U.S.-listed holdings across 11 positions for Q4 2021.

The portfolio is heavily concentrated: Curevac N V alone accounts for 32.6% of reported value.

Compared with Q3 2021, the fund opened 1 new position and exited 0.

Portfolio Metrics

Turnover
+20.7%
vs prior filed quarter
Top-10 Concentration
+99.9%
share of reported value
Largest Position
+32.6%
Curevac N V

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $438MQ4 ’20Q1 ’21: $656MQ2 ’21: $692MQ2 ’21Q3 ’21: $342MQ4 ’21: $330MQ4 ’21Q1 ’22: $186MQ2 ’22: $130MQ2 ’22Q3 ’22: $127MQ4 ’22: $130MQ4 ’22Q1 ’23: $113MQ2 ’23: $126MQ2 ’23Q3 ’23: $84MQ4 ’23: $90MQ4 ’23Q1 ’24: $84MQ2 ’24: $60MQ2 ’24Q3 ’24: $44Mfilingsflow.com

Portfolio Composition

By security type
Other: 47.7%ADR: 38.1%Common Stock: 14.2%
  • Other · 47.7% · $157M
  • ADR · 38.1% · $126M
  • Common Stock · 14.2% · $47M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
EXSCIENTIANEW+1.59M1.59M+$31M$31M
CUREVAC N VHELD+03.13M$64M$108M
IMCRIMMUNCORE HLDGS PLCHELD+0576.9K+$34M$56M
ATRECA INCHELD+01.40M$5M$4M
BFLYBUTTERFLY NETWORK INCHELD+01.01M$4M$7M
LUMIRADX LIMITEDHELD+05.57M+$4M$50M
SERASERA PROGNOSTICS INCHELD+0779.8K$3M$5M
AMYRIS INCHELD+0292.4K$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

11 positions
#IssuerClass% PortfolioValueShares
1CUREVAC N VCOM32.65%$108M3.13M
2IMCRIMMUNCORE HLDGS PLChistory →ADS16.93%$56M576.9K
3LUMIRADX LIMITEDSHS15.08%$50M5.57M
4BNTXBIONTECH SEhistory →SPONSORED ADS11.62%$38M148.7K
5EXSCIENTIAADS9.53%$31M1.59M
6VIRVIR BIOTECHNOLOGY INChistory →COM8.62%$28M677.8K
7BFLYBUTTERFLY NETWORK INChistory →CL A COM2.06%$7M1.01M
8SERASERA PROGNOSTICS INChistory →CL A COM1.64%$5M779.8K
9ATRECA INCCL A COM1.27%$4M1.40M
10AMYRIS INCCOM NEW0.49%$2M292.4K
11ZYUSDZYMERGEN INCCOM0.12%$400,00060.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2024$44M5Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$60M6Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$84M8May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$90M8Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$84M9Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$126M9Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$113M9May 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$130M9Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$127M10Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$130M9Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$186M11May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$330M11Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$342M10Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$692M8Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$656M7May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$438M5Feb 16, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.