Managers / Q1 2020 · view latest →
Alambic Investment Management, L.P.
CIK 0001663368 · 266 BEACH ROAD, BELVEDERE, CA, 94920 · 415-495-4900
Reported Value
$41M
Q1 2020
Positions
187
Filings on Record
9
2019–present window
Filed
May 11, 2020
original filing
Summary
Alambic Investment Management, L.P. reported $41M in U.S.-listed holdings across 187 positions for Q1 2020.
Its largest position, PM, represents 1.9% of the portfolio.
Compared with Q4 2019, the fund opened 34 new positions and exited 127.
Portfolio Metrics
Turnover
+11.5%
vs prior filed quarter
Top-10 Concentration
+15.5%
share of reported value
Largest Position
+1.9%
Philip Morris International
New / Exited
34 / 127
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- Common Stock · 94.0% · $39M
- Other · 6.0% · $2M
Quarter-over-Quarter Changes full breakdown →
vs Q4 2019 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| PMPHILIP MORRIS INTERNATIONAL | NEW | +10.5K | 10.5K | +$765,000 | $765,000 |
| EWEDWARDS LIFESCIENCES CORP | NEW | +3.6K | 3.6K | +$679,000 | $679,000 |
| PEPPEPSICO INC | NEW | +4.9K | 4.9K | +$588,000 | $588,000 |
| TMUST-MOBILE US INC | NEW | +5.3K | 5.3K | +$445,000 | $445,000 |
| POLYONE CORP | NEW | +20.1K | 20.1K | +$382,000 | $382,000 |
| ITTITT INC | NEW | +7.5K | 7.5K | +$339,000 | $339,000 |
| DNKNDUNKIN' BRANDS GROUP INC | NEW | +6.1K | 6.1K | +$325,000 | $325,000 |
| NVDANVIDIA CORP | NEW | +1.2K | 1.2K | +$312,000 | $312,000 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q1 2020
187 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | PMPHILIP MORRIS INTERNATIONALhistory → | COM NPV | 1.85% | $765,000 | 10.5K |
| 2 | LUNALUNA INNOVATIONS INChistory → | COM | 1.71% | $708,000 | 115.1K |
| 3 | EWEDWARDS LIFESCIENCES CORPhistory → | COM | 1.64% | $679,000 | 3.6K |
| 4 | NEOPHOTONICS CORP | COM | 1.53% | $633,000 | 87.3K |
| 5 | SSDSIMPSON MANUFACTURING INChistory → | COM NPV | 1.48% | $613,000 | 9.9K |
| 6 | INSWINTERNATIONAL SEAWAYS INChistory → | COM | 1.48% | $613,000 | 25.6K |
| 7 | HUMHUMANA INChistory → | COM NPV | 1.47% | $609,000 | 1.9K |
| 8 | ZYNGA INC | COM CL A | 1.44% | $595,000 | 86.9K |
| 9 | PEPPEPSICO INChistory → | COM | 1.42% | $588,000 | 4.9K |
| 10 | SENEASENECA FOODS CORPhistory → | CL A COM NPV | 1.41% | $584,000 | 14.7K |
| 11 | MTRNMATERION CORPhistory → | COM | 1.27% | $527,000 | 15.1K |
| 12 | PEWPCTEL INChistory → | COM | 1.26% | $520,000 | 78.2K |
| 13 | EPAMEPAM SYSTEMS INChistory → | COM | 1.22% | $503,000 | 2.7K |
| 14 | ADMARCHER-DANIELS-MIDLAND COhistory → | COM NPV | 1.17% | $482,000 | 13.7K |
| 15 | AXONAXON ENTERPRISE INChistory → | COM | 1.12% | $462,000 | 6.5K |
| 16 | COMMUNICATIONS SYSTEMS INC | COM | 1.10% | $456,000 | 102.1K |
| 17 | ANABANAPTYSBIO INChistory → | COM | 1.10% | $453,000 | 32.1K |
| 18 | ERA GROUP INC | CL A COM | 1.08% | $446,000 | 83.6K |
| 19 | TMUST-MOBILE US INChistory → | COM | 1.08% | $445,000 | 5.3K |
| 20 | TELENAV INC | COM | 1.07% | $442,000 | 102.2K |
| 21 | TXTTEXTRON INChistory → | COM | 1.06% | $439,000 | 16.4K |
| 22 | DJCODAILY JOURNAL CORPhistory → | COM | 1.06% | $437,000 | 1.9K |
| 23 | CSGPCOSTAR GROUP INChistory → | COM | 1.04% | $429,000 | 730 |
| 24 | CSWCSW INDUSTRIALS INChistory → | COM | 1.03% | $426,000 | 6.6K |
| 25 | EFTTECHTARGET INChistory → | COM | 1.02% | $423,000 | 20.5K |
| 26 | COLLECTORS UNIVERSE INC | COM | 1.01% | $419,000 | 26.8K |
| 27 | MNSTMONSTER BEVERAGE CORPhistory → | COM | 1.01% | $416,000 | 7.4K |
| 28 | DSP GROUP INC | COM | 1.00% | $412,000 | 30.8K |
| 29 | BELFBBEL FUSE INC | CL B | 0.94% | $388,000 | 39.8K |
| 30 | SRJSPARTANNASH CO | COM NPV | 0.93% | $386,000 | 27.0K |
| 31 | POLYONE CORP | COM | 0.92% | $382,000 | 20.1K |
| 32 | LPGDORIAN LPG LTD | COM | 0.92% | $380,000 | 43.6K |
| 33 | IESCIES HOLDINGS INC | COM | 0.92% | $379,000 | 21.5K |
| 34 | FLGTFULGENT GENETICS INC | COM | 0.90% | $374,000 | 34.8K |
| 35 | GSITGSI TECHNOLOGY INC | COM | 0.89% | $366,000 | 52.6K |
| 36 | TPCOTRIBUNE PUBLISHING CO | COM | 0.88% | $364,000 | 44.9K |
| 37 | PFGCPERFORMANCE FOOD GROUP CO | COM | 0.86% | $354,000 | 14.3K |
| 38 | CHANNELADVISOR CORP | COM | 0.85% | $352,000 | 48.5K |
| 39 | CORTCORCEPT THERAPEUTICS INC | COM | 0.85% | $351,000 | 29.5K |
| 40 | LEUCENTRUS ENERGY CORP | CL A COM | 0.84% | $349,000 | 68.9K |
| 41 | VAPOTHERM INC | COM | 0.84% | $347,000 | 18.5K |
| 42 | RYZRYERSON HOLDING CORP | COM | 0.84% | $347,000 | 65.2K |
| 43 | GTSTRIPLE-S MANAGEMENT CORP | CL B COM | 0.84% | $347,000 | 24.6K |
| 44 | BRCBRADY CORP | CL A COM | 0.83% | $343,000 | 7.6K |
| 45 | CMCCOMMERCIAL METALS | COM | 0.82% | $340,000 | 21.5K |
| 46 | ITTITT INC | COM | 0.82% | $339,000 | 7.5K |
| 47 | NEXTGEN HEALTHCARE INC | COM | 0.82% | $339,000 | 32.4K |
| 48 | RSRELIANCE STEEL & ALUMINUM CO | COM NPV | 0.81% | $333,000 | 3.8K |
| 49 | ORION ENERGY SYSTEMS INC | COM NPV | 0.79% | $326,000 | 88.2K |
| 50 | DNKNDUNKIN' BRANDS GROUP INC | COM | 0.79% | $325,000 | 6.1K |
| 51 | CAHCARDINAL HEALTH INC | COM NPV | 0.76% | $316,000 | 6.6K |
| 52 | NVDANVIDIA CORP | COM | 0.75% | $312,000 | 1.2K |
| 53 | CENTACENTRAL GARDEN & PET CO | CL A COM | 0.75% | $308,000 | 12.0K |
| 54 | SCPHSCPHARMACEUTICALS INC | COM | 0.74% | $307,000 | 41.5K |
| 55 | ZBRAZEBRA TECHNOLOGIES CP -CL A | CL A COM | 0.72% | $298,000 | 1.6K |
| 56 | SECUREWORKS CORP | CL A COM | 0.71% | $295,000 | 25.7K |
| 57 | ELVANTHEM INC | COM | 0.71% | $295,000 | 1.3K |
| 58 | CCKCROWN HOLDINGS INC | COM | 0.71% | $294,000 | 5.1K |
| 59 | IBPINSTALLED BLDG PRODUCTS INC | COM | 0.69% | $285,000 | 7.2K |
| 60 | ACHOWENS & MINOR INC | COM | 0.68% | $282,000 | 30.8K |
| 61 | MITKMITEK SYSTEMS INC | COM | 0.68% | $280,000 | 35.5K |
| 62 | GEOSGEOSPACE TECHNOLOGIES CORP | COM | 0.67% | $278,000 | 43.5K |
| 63 | LUMINEX CORP | COM | 0.67% | $278,000 | 10.1K |
| 64 | FFORD MOTOR CO | COM | 0.66% | $273,000 | 56.5K |
| 65 | EAELECTRONIC ARTS INC | COM | 0.65% | $270,000 | 2.7K |
| 66 | LEVILEVI STRAUSS & CO | NEW CL ACOM | 0.65% | $267,000 | 21.5K |
| 67 | WTSWATTS WATER TECHNOLOGIES INC | CL A COM | 0.65% | $267,000 | 3.2K |
| 68 | GNSSGENASYS INC | COM | 0.64% | $266,000 | 81.3K |
| 69 | MTWMANITOWOC CO | COM | 0.64% | $265,000 | 31.2K |
| 70 | KEKIMBALL ELECTRONICS INC | COM NPV | 0.64% | $264,000 | 24.2K |
| 71 | CYBEROPTICS CORP | COM NPV | 0.64% | $264,000 | 15.4K |
| 72 | RAYTHEON CO | COM | 0.64% | $264,000 | 2.0K |
| 73 | KVHIKVH INDUSTRIES INC | COM | 0.64% | $264,000 | 27.9K |
| 74 | AMBAAMBARELLA INC | COM | 0.63% | $262,000 | 5.4K |
| 75 | MDMEDNAX INC | COM | 0.62% | $256,000 | 22.0K |
| 76 | KEYSKEYSIGHT TECHNOLOGIES INC | COM | 0.62% | $255,000 | 3.0K |
| 77 | EOGEOG RESOURCES INC | COM NPV | 0.60% | $248,000 | 6.9K |
| 78 | CORAMERISOURCEBERGEN CORP | COM | 0.59% | $245,000 | 2.8K |
| 79 | ASYSAMTECH SYSTEMS INC | COM | 0.59% | $244,000 | 56.2K |
| 80 | URIUNITED RENTALS INC | COM | 0.59% | $242,000 | 2.4K |
| 81 | AGCOAGCO CORP | COM | 0.58% | $241,000 | 5.1K |
| 82 | WCCWESCO INTL INC | CL A COM | 0.55% | $229,000 | 10.0K |
| 83 | XRXXEROX HOLDINGS CORP | COM | 0.55% | $227,000 | 12.0K |
| 84 | LIONS GATE ENTERTAINMENT CP | CL A VTG | 0.53% | $221,000 | 36.4K |
| 85 | GLUUGLU MOBILE INC | COM | 0.53% | $218,000 | 34.6K |
| 86 | FOAFONAR CORP | COM | 0.51% | $212,000 | 14.5K |
| 87 | BAHBOOZ ALLEN HAMILTON HLDG CP | CL A COM | 0.50% | $208,000 | 3.0K |
| 88 | INTEVAC INC | COM NPV | 0.49% | $203,000 | 49.7K |
| 89 | TEXTEREX CORP | COM | 0.47% | $194,000 | 13.5K |
| 90 | BRIGHTCOVE INC | COM | 0.45% | $188,000 | 27.0K |
| 91 | ASPNASPEN AEROGELS INC | COM | 0.45% | $186,000 | 30.2K |
| 92 | CAMBIUM NETWORKS CORP | ORD | 0.43% | $179,000 | 32.0K |
| 93 | RMBSRAMBUS INC | COM | 0.43% | $176,000 | 15.9K |
| 94 | CROXCROCS INC | COM | 0.42% | $173,000 | 10.2K |
| 95 | CYMABAY THERAPEUTICS INC | COM | 0.41% | $171,000 | 115.5K |
| 96 | FARMER BROTHERS CO | COM | 0.41% | $169,000 | 24.3K |
| 97 | GNKGENCO SHIPPING & TRADING | COM NPV | 0.41% | $169,000 | 26.3K |
| 98 | PSNLPERSONALIS INC | COM | 0.40% | $164,000 | 20.3K |
| 99 | UTIUNIVERSAL TECHNICAL INST | COM | 0.39% | $162,000 | 27.2K |
| 100 | OSMOTICA PHARMACEUTIC | COM | 0.38% | $159,000 | 50.0K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2021 | $0 | 1 | May 14, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $0 | 1 | Feb 1, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $9M | 73 | Nov 13, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $40M | 163 | Aug 14, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $41M | 187 | May 11, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $119M | 280 | Feb 12, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $133M | 297 | Nov 12, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $162M | 293 | Aug 13, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $244M | 343 | May 9, 2019 | 13F-HR | changes · EDGAR ↗ |
Other Included Managers
This filing reports holdings on behalf of 1 additional manager.
- Prelude Capital Partners, LLC
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.