SEC 13F Intelligence

Managers / Q3 2023 · view latest →

Krilogy Financial LLC

CIK 0001659047 · 275 N. LINDBERGH BLVD, SUITE 20, ST. LOUIS, MO, 63141 · (314)884-2800

Reported Value
$1.1B
Q3 2023
Positions
204
Filings on Record
30
2019–present window
Filed
Nov 1, 2023
original filing

Summary

Krilogy Financial LLC reported $1.1B in U.S.-listed holdings across 204 positions for Q3 2023.

Its largest position, Schwab Strategic Tr, represents 6.5% of the portfolio.

Compared with Q2 2023, the fund opened 22 new positions and exited 22.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $363MQ4 ’18Q1 ’19: $472MQ2 ’19: $522MQ3 ’19: $553MQ4 ’19: $608MQ4 ’19Q1 ’20: $526MQ2 ’20: $653MQ3 ’20: $721MQ4 ’20: $834MQ4 ’20Q1 ’21: $947MQ2 ’21: $1.0BQ3 ’21: $1.0BQ4 ’21: $992MQ4 ’21Q1 ’22: $979MQ2 ’22: $861MQ3 ’22: $838MQ4 ’22: $1.1BQ4 ’22Q1 ’23: $1.2BQ2 ’23: $1.1BQ3 ’23: $1.1BQ4 ’23: $1.2BQ4 ’23Q1 ’24: $1.3BQ2 ’24: $1.4BQ3 ’24: $1.5BQ4 ’24: $1.5BQ4 ’24Q1 ’25: $1.5BQ2 ’25: $1.7BQ3 ’25: $2.7BQ4 ’25: $2.9BQ4 ’25Q1 ’26: $3.1Bfilingsflow.com

Portfolio Composition

By security type
ETP: 77.8%Common Stock: 20.3%Other: 1.6%Tracking Stk: 0.1%Closed-End Fund: 0.1%Other: 0.0%
  • ETP · 77.8% · $850M
  • Common Stock · 20.3% · $222M
  • Other · 1.6% · $18M
  • Tracking Stk · 0.1% · $1M
  • Closed-End Fund · 0.1% · $1M
  • Other · 0.0% · $477,866

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
AQNALGONQUIN PWR UTILS CORPNEW+508.0K508.0K+$3M$3M
AMDADVANCED MICRO DEVICES INCNEW+24.5K24.5K+$3M$3M
IQVIQVIA HLDGS INCNEW+11.5K11.5K+$2M$2M
ISHARES TRNEW+80.1K80.1K+$2M$2M
INVESCO EXCHANGE TRADED FD TNEW+14.8K14.8K+$2M$2M
FIRST TR EXCHANGE-TRADED FDNEW+13.1K13.1K+$2M$2M
GLOBAL X FDSNEW+66.5K66.5K+$2M$2M
PIMCO ETF TRNEW+76.8K76.8K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

22 positions
#IssuerClass% PortfolioValueShares
1SCHWAB STRATEGIC TRUS LCAP VA ETF · US LCAP GR ETF · INTL EQTY ETF · EMRG MKTEQ ETF · US LRG CAP ETF · US REIT ETF · US AGGREGATE B21.56%$236M5.39M
2TLHISHARES TR20 YR TR BD ETF · IBONDS DEC 2032 · RUS MD CP GR ETF · CMBS ETF · IBONDS DEC 2031 · IBONDS 24 TRM TS · IBONDS 23 TRM TS · 10-20 YR TRS ETF · IBONDS 25 TRM TS · IBOND DEC 2030 · 7-10 YR TRSY BD15.35%$168M4.53M
3XLFSELECT SECTOR SPDR TRTECHNOLOGY · SBI HEALTHCARE · SBI CONS DISCR · FINANCIAL · COMMUNICATION · SBI CONS STPLS · INDL · ENERGY10.32%$113M1.31M
4DFAUDIMENSIONAL ETF TRUSTUS CORE EQT MKT · INTL CORE EQUITY · CORE FIXED INCOM · US SMALL CAP VAL5.88%$64M2.23M
5VUGVANGUARD INDEX FDSMCAP VL IDXVIP · GROWTH ETF3.30%$36M246.4K
6AAPLAPPLE INCCOM3.00%$33M191.4K
7AMERICAN CENTY ETF TRUS SML CP VALU2.40%$26M336.3K
8SPDR SER TRS&P 600 SMCP GRW1.77%$19M264.1K
9MSFTMICROSOFT CORPCOM1.37%$15M47.3K
10AMZNAMAZON COM INCCOM1.34%$15M115.0K
11GOOGLALPHABET INCCAP STK CL A · CAP STK CL C1.29%$14M106.9K
12AEEAMEREN CORPCOM0.94%$10M137.1K
13NVDANVIDIA CORPORATIONCOM0.92%$10M23.0K
14J P MORGAN EXCHANGE TRADED FULTRA SHRT INC0.86%$9M186.6K
15VANGUARD SCOTTSDALE FDSINT-TERM CORP0.84%$9M121.5K
16RBLXROBLOX CORPCL A0.74%$8M280.8K
17TDSTELEPHONE & DATA SYS INCCOM NEW0.60%$7M359.7K
18PIMCO ETF TRENHAN SHRT MA AC0.56%$6M60.8K
19INNOVATOR ETFS TRPOWER BUFFER SET0.52%$6M213.3K
20METAMETA PLATFORMS INCCL A0.48%$5M17.4K
21LXULSB INDS INCCOM0.48%$5M511.3K
22SPDR S&P 500 ETF TRTR UNIT0.48%$5M12.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$3.1B990Apr 17, 202613F-HRchanges · EDGAR ↗
Q4 2025$2.9B920Jan 27, 202613F-HRchanges · EDGAR ↗
Q3 2025$2.7B878Nov 6, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.7B251Jul 9, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.5B222Apr 16, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.5B221Jan 15, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.5B213Oct 15, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.4B221Jul 22, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.3B218Apr 24, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.2B198Jan 26, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.1B204Nov 1, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.1B204Jul 19, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.2B403May 3, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.1B384Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$838M309Oct 6, 202213F-HRchanges · EDGAR ↗
Q2 2022$861M310Jul 14, 202213F-HRchanges · EDGAR ↗
Q1 2022$979M309Apr 28, 202213F-HRchanges · EDGAR ↗
Q4 2021$992M279Jan 27, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.0B266Oct 25, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.0B271Jul 20, 202113F-HRchanges · EDGAR ↗
Q1 2021$947M263Apr 21, 202113F-HRchanges · EDGAR ↗
Q4 2020$834M262Feb 11, 202113F-HRchanges · EDGAR ↗
Q3 2020$721M238Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$653M217Aug 6, 202013F-HRchanges · EDGAR ↗
Q1 2020$526M191May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$608M203Feb 12, 202013F-HRchanges · EDGAR ↗
Q3 2019$553M190Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$522M172Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$472M172May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$363M137Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.