SEC 13F Intelligence

Managers / Q4 2019 · view latest →

Birch Grove Capital LP

CIK 0001652355 · 590 MADISON AVENUE, 38TH FLOOR, NEW YORK, NY, 10022 · 212-753-7510

Reported Value
$81M
Q4 2019
Positions
16
Filings on Record
26
2019–present window
Filed
Feb 14, 2020
original filing

Summary

Birch Grove Capital LP reported $81M in U.S.-listed holdings across 16 positions for Q4 2019.

The portfolio is heavily concentrated: Evolent Health alone accounts for 22.9% of reported value.

Compared with Q3 2019, the fund opened 3 new positions and exited 14.

Portfolio Metrics

Turnover
+10.3%
vs prior filed quarter
Largest Position
+22.9%
Evolent Health
New / Exited
3 / 14
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $222MQ4 ’18Q1 ’19: $166MQ2 ’19: $131MQ3 ’19: $135MQ3 ’19Q4 ’19: $81MQ1 ’20: $70MQ2 ’20: $121MQ2 ’20Q3 ’20: $185MQ4 ’20: $192MQ1 ’21: $230MQ1 ’21Q2 ’21: $206MQ3 ’21: $212MQ4 ’21: $221MQ4 ’21Q1 ’22: $245MQ2 ’22: $252MQ3 ’22: $256MQ3 ’22Q4 ’22: $202MQ1 ’23: $110MQ2 ’23: $68MQ2 ’23Q3 ’23: $57MQ4 ’23: $23MQ1 ’24: $13MQ1 ’24Q2 ’24: $10MQ3 ’24: $10Mfilingsflow.com

Portfolio Composition

By security type
US DOMESTIC: 92.0%Other: 5.3%Common Stock: 1.5%Unit: 1.3%
  • US DOMESTIC · 92.0% · $74M
  • Other · 5.3% · $4M
  • Common Stock · 1.5% · $1M
  • Unit · 1.3% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
VERINT SYS INCNEW+9.19M9.19M+$10M$10M
CHURCHILL CAP CORP IINEW+75.0K75.0K+$774,000$774,000
JAZZJAZZ PHARMACEUTICALS PLCSNEW+14.7K14.7K+$11,000$11,000
CALAMP CORPSOLD OUT15.68M0$16M$0
ALLSCRIPTS HEALTHCARE SOLUTNSOLD OUT9.69M0$10M$0
BIOMARIN PHARMACEUTICAL INCSOLD OUT5.95M0$6M$0
CARDTRONICS PLCSOLD OUT4.10M0$4M$0
ZILLOW GROUP INCSOLD OUT3.00M0$3M$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

9 positions
#IssuerClass% PortfolioValueShares
1EVOLENT HEALTH INCNOTE 2.000% 12/022.87%$18M20.73M
2JAZZ INVESTMENTS I LTDNOTE 1.875% 8/120.91%$17M16.40M
3AMAG PHARMACEUTICALS INCNOTE 3.250% 6/013.83%$11M13.50M
4VERINT SYS INCNOTE 1.500% 6/012.24%$10M9.19M
5GOLAR LNG LTDNOTE 2.750% 2/111.31%$9M10.24M
6NUANCE COMMUNICATIONS INCDEBT 1.500% 11/010.80%$9M8.23M
7INDEPENDENCE CONTRACT DRILLINGCOM5.26%$4M4.25M
8CHURCHILL CAP CORP IIUNIT 99/99/9999 · CL A2.30%$2M175.0K
9HABIT RESTAURANTS INCCOM CL A0.26%$209,00020.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2024$10M3Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$10M4Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$13M6May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$23M9Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$57M12Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$68M13Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023REVEALED$110M20May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$202M33Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$256M41Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$252M41Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$245M38May 17, 202213F-HRchanges · EDGAR ↗
Q4 2021$221M47Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$212M52Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$206M46Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$230M50May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$192M40Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$185M46Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$121M43Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$70M13May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$81M16Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$135M29Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$131M13Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$166M23May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$222M28Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.