SEC 13F Intelligence

Managers / Q1 2026

NorthRock Partners, LLC

CIK 0001632097 · 225 SOUTH 6TH STREET, SUITE 1400, MINNEAPOLIS, MN, 55402 · 612-367-8800

Reported Value
$6.2B
Q1 2026
Positions
678
Filings on Record
38
2019–present window
Filed
May 15, 2026
original filing

Summary

Northrock Partners, Llc reported $6.2B in U.S.-listed holdings across 678 positions for Q1 2026.

Its largest position, J P Morgan Exchange Traded F, represents 8.0% of the portfolio.

Compared with Q4 2025, the fund opened 96 new positions and exited 42.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $335MQ4 ’18Q1 ’19: $379MQ2 ’19: $350MQ3 ’19: $734MQ4 ’19: $947MQ4 ’19Q1 ’20: $714MQ2 ’20: $844MQ3 ’20: $902MQ4 ’20: $1.0BQ4 ’20Q1 ’21: $1.1BQ2 ’21: $1.2BQ3 ’21: $1.2BQ4 ’21: $1.3BQ4 ’21Q1 ’22: $1.1BQ2 ’22: $962MQ3 ’22: $860MQ4 ’22: $878.6BQ4 ’22Q1 ’23: $939MQ2 ’23: $913MQ3 ’23: $959MQ4 ’23: $1.1BQ4 ’23Q1 ’24: $1.2BQ2 ’24: $1.1BQ3 ’24: $1.1BQ4 ’24: $3.1BQ4 ’24Q1 ’25: $3.0BQ2 ’25: $3.9BQ3 ’25: $3.8BQ4 ’25: $5.9BQ4 ’25Q1 ’26: $6.2Bfilingsflow.com

Portfolio Composition

By security type
ETP: 83.3%Common Stock: 16.1%Other: 0.3%REIT: 0.1%ADR: 0.1%Other: 0.1%
  • ETP · 83.3% · $5.2B
  • Common Stock · 16.1% · $997M
  • Other · 0.3% · $17M
  • REIT · 0.1% · $9M
  • ADR · 0.1% · $8M
  • Other · 0.1% · $6M

Quarter-over-Quarter Changes full breakdown →

Holdings — Q1 2026

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Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$6.2B678May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$5.9B619Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$3.8B682Nov 14, 2025RESTATEMENTchanges · EDGAR ↗
Q2 2025$3.9B910Jul 25, 202513F-HRchanges · EDGAR ↗
Q1 2025$3.0B852May 8, 202513F-HRchanges · EDGAR ↗
Q4 2024$3.1B593Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.1B368Oct 30, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.1B387Aug 6, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.2B411May 7, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.1B387Feb 8, 202413F-HRchanges · EDGAR ↗
Q3 2023$959M354Oct 24, 202313F-HRchanges · EDGAR ↗
Q2 2023$913M313Aug 2, 202313F-HRchanges · EDGAR ↗
Q1 2023$939M327May 4, 202313F-HRchanges · EDGAR ↗
Q4 2022$878.6B342Feb 1, 202313F-HRchanges · EDGAR ↗
Q3 2022$860M300Nov 2, 202213F-HRchanges · EDGAR ↗
Q2 2022$962M305Aug 4, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.1B337May 5, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.3B337Feb 7, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.2B283Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.2B257Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.1B234May 11, 202113F-HRchanges · EDGAR ↗
Q4 2020$1.0B233Feb 8, 202113F-HRchanges · EDGAR ↗
Q3 2020$902M222Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$844M212Aug 13, 2020RESTATEMENTchanges · EDGAR ↗
Q1 2020$714M200May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$947M280Feb 12, 2020RESTATEMENTchanges · EDGAR ↗
Q3 2019$734M207Nov 12, 201913F-HRchanges · EDGAR ↗
Q2 2019$350M76Aug 12, 201913F-HRchanges · EDGAR ↗
Q1 2019$379M90May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$335M99Feb 13, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 9 additional managers.

  • GOLDMAN SACHS ASSET MANAGEMENT, L.P.
  • SpiderRock Advisors, LLC
  • PARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
  • Aperio Group, LLC028-11964
  • OAK RIDGE INVESTMENTS LLC028-06668
  • Nuveen Asset Management, LLC028-14498
  • JP MORGAN INVESTMENT MANAGEMENT INC /ADV
  • Franklin Templeton Private Portfolio Group, LLC
  • AQR CAPITAL MANAGEMENT LLC028-10120

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.