Managers / Q4 2018 · view latest →
Ironwood Financial, llc
CIK 0001630360 · 1926 E FT. LOWELL ROAD, STE 100, TUCSON, AZ, 85719 · 5203184600
Reported Value
$178M
Q4 2018
Positions
383
Filings on Record
30
2019–present window
Filed
Jan 17, 2019
original filing
Summary
Ironwood Financial, LLC reported $178M in U.S.-listed holdings across 383 positions for Q4 2018.
The portfolio is heavily concentrated: 2671931D alone accounts for 45.8% of reported value.
Portfolio Metrics
Top-10 Concentration
+96.1%
share of reported value
Largest Position
+45.8%
Invesco Exch Trd Slf Idx Fd
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- ETP · 84.1% · $150M
- Other · 12.4% · $22M
- Common Stock · 3.1% · $6M
- ADR · 0.1% · $253,000
- REIT · 0.1% · $213,000
- Other · 0.1% · $177,000
Quarter-over-Quarter Changes full breakdown →
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| ISHARES TR | NEW | +109.9K | 109.9K | +$28M | $28M |
| INVESCO EXCH TRD SLF IDX FD | NEW | +760.6K | 760.6K | +$16M | $16M |
| 2671931DINVESCO EXCH TRD SLF IDX FD | NEW | +480.8K | 480.8K | +$10M | $10M |
| BSCMUSDINVESCO EXCH TRD SLF IDX FD | NEW | +480.8K | 480.8K | +$10M | $10M |
| ISHARES TR | NEW | +55.4K | 55.4K | +$9M | $9M |
| INVESCO EXCH TRD SLF IDX FD | NEW | +388.2K | 388.2K | +$9M | $9M |
| ISHARES TR | NEW | +150.5K | 150.5K | +$9M | $9M |
| INVESCO EXCH TRD SLF IDX FD | NEW | +346.3K | 346.3K | +$8M | $8M |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q4 2018
246 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | 2671931DINVESCO EXCH TRD SLF IDX FD | BULSHS 2020 CB · BULSHS 2021 CB · BULSHS 2022 CB · BULSHS 2019 HY · BULSHS 2020 HY · BULSHS 2019 CB · BULSHS 2021 HY · BULSHS 2022 HY · BULSHS 2023 CB · BULSHS 2024 CB · BULSHS 2023 HY · BULSHS 2025 CB · BULSHS 2024 HY · BULSHS 2025 HY | 45.76% | $82M | 3.75M |
| 2 | IYFISHARES TR | CORE S&P500 ETF · CORE S&P MCP ETF · MSCI EAFE ETF · CORE S&P SCP ETF · CORE S&P TTL STK · S&P 500 GRWT ETF · S&P 500 VAL ETF · S&P US PFD STK · 1 3 YR TREAS BD · EUROPE ETF · SELECT DIVID ETF · MRGSTR MD CP ETF · RUS MID CAP ETF · RUSSELL 2000 ETF · MRGSTR SM CP ETF · MRNGSTR LG-CP ET · GRWT ALLOCAT ETF · S&P SML 600 GWT · CORE MSCI EAFE · U.S. TECH ETF · U.S. UTILITS ETF · U.S. FINLS ETF · GLOB HLTHCRE ETF · RUSSELL 3000 ETF · 0-5 YR TIPS ETF · DOW JONES US ETF · MRGSTR MD CP GRW · EXPANDED TECH · EAFE GRWTH ETF · MRGSTR MD CP VAL · MSCI LW CRB TG · CONSER ALLOC ETF · MRNGSTR LG-CP GR · NATIONAL MUN ETF · S&P 100 ETF · CORE S&P US VLU · FLTG RATE NT ETF · MRNGSTR LG-CP VL · MODERT ALLOC ETF · MSCI EMG MKT ETF · EAFE VALUE ETF · GL CLEAN ENE ETF · U.S. CNSM GD ETF · COHEN STEER REIT · CORE HIGH DV ETF · RUS 1000 VAL ETF · S&P MC 400VL ETF · INTL TREA BD ETF · TRANS AVG ETF · CORE 1 5 YR USD · GLB CNSM STP ETF · S&P MC 400GR ETF · RUS 1000 ETF · GLB INFRASTR ETF · U.S. CNSM SV ETF · RUS MD CP GR ETF · U.S. ENERGY ETF · MRNING SM CP ETF · GLOBAL 100 ETF · CHINA LG-CAP ETF · US AER DEF ETF · LATN AMER 40 ETF · RUS 2000 GRW ETF · AGGRES ALLOC ETF · MSCI KLD400 SOC · CORE US AGGBD ET · MIN VOL EAFE ETF | 37.24% | $66M | 628.2K |
| 3 | SCHWAB STRATEGIC TR | US LRG CAP ETF · US BRD MKT ETF · US MID-CAP ETF · INTL EQTY ETF · US SML CAP ETF · SHT TM US TRES · US LCAP GR ETF · US LCAP VA ETF · EMRG MKTEQ ETF · US DIVIDEND EQ | 5.95% | $11M | 212.0K |
| 4 | VTVVANGUARD INDEX FDS | LARGE CAP ETF · MID CAP ETF · SMALL CP ETF · VALUE ETF · GROWTH ETF · TOTAL STK MKT · EXTEND MKT ETF · MCAP VL IDXVIP · SML CP GRW ETF · MCAP GR IDXVIP · S&P 500 ETF SHS · REAL ESTATE ETF · SM CP VAL ETF | 2.24% | $4M | 33.6K |
| 5 | SPDR S&P 500 ETF TR | TR UNIT | 1.60% | $3M | 11.4K |
| 6 | NDQINVESCO QQQ TRhistory → | UNIT SER 1 | 1.16% | $2M | 13.4K |
| 7 | VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US · FTSE EMR MKT ETF · FTSE EUROPE ETF · TT WRLD ST ETF · FTSE SMCAP ETF · FTSE PACIFIC ETF | 1.00% | $2M | 39.3K |
| 8 | SIGNET JEWELERS LIMITED | SHS | 0.43% | $772,000 | 24.3K |
| 9 | RTN1USDRAYTHEON CO | COM NEW | 0.39% | $696,000 | 4.5K |
| 10 | SWKSTANLEY BLACK & DECKER INC | COM | 0.28% | $496,000 | 4.1K |
| 11 | AAPLAPPLE INC | COM | 0.25% | $454,000 | 2.9K |
| 12 | INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT · DWA MOMENTUM · AEROSPACE DEFN · WATER RES ETF · S&P 500 TOP 50 · CLEANTECH ETF · S&P500 EQL TEC · ZACKS MULT AST | 0.16% | $283,000 | 4.5K |
| 13 | SPDR SER TR | SPDR S&P 500 ETF · BLOMBERG BRC INV | 0.15% | $267,000 | 4.5K |
| 14 | XLFSELECT SECTOR SPDR TR | SBI INT-FINL · SBI CONS STPLS · SBI INT-UTILS · RL EST SEL SEC · SBI CONS DISCR · SBI INT-INDS | 0.13% | $233,000 | 7.5K |
| 15 | AMZNAMAZON COM INC | COM | 0.11% | $204,000 | 136 |
| 16 | GOOGALPHABET INC | CAP STK CL C · CAP STK CL A | 0.11% | $199,000 | 192 |
| 17 | ORCLORACLE CORP | COM | 0.09% | $157,000 | 3.5K |
| 18 | XELXCEL ENERGY INC | COM | 0.08% | $147,000 | 3.0K |
| 19 | WFCWELLS FARGO CO NEW | COM | 0.08% | $145,000 | 3.1K |
| 20 | WNSNWNS HOLDINGS LTD | SPON ADR | 0.08% | $140,000 | 3.4K |
| 21 | SYKSTRYKER CORP | COM | 0.08% | $135,000 | 864 |
| 22 | HONGBPHONEYWELL INTL INC | COM | 0.07% | $132,000 | 1.0K |
| 23 | MSFTMICROSOFT CORP | COM | 0.07% | $130,000 | 1.3K |
| 24 | FIDELITY COMWLTH TR | NDQ CP IDX TRK | 0.07% | $128,000 | 491 |
| 25 | INTCINTEL CORP | COM | 0.07% | $124,000 | 2.6K |
| 26 | CICIGNA CORP NEW | COM | 0.07% | $118,000 | 619 |
| 27 | INVESCO EXCHNG TRADED FD TR | S&P INTL LOW · PFD ETF · S&P GBL WATER | 0.06% | $109,000 | 5.0K |
| 28 | PFEPFIZER INC | COM | 0.05% | $97,000 | 2.2K |
| 29 | DOWDUPONT INC | COM | 0.05% | $89,000 | 1.7K |
| 30 | SPDR SERIES TRUST | COMP SOFTWARE · S&P RETAIL ETF · S&P BIOTECH · S&P 400 MDCP VAL · S&P 600 SMCP VAL · BLOOMBERG BRCLYS | 0.05% | $89,000 | 1.6K |
| 31 | ISHARES INC | MSCI ISRAEL ETF · CORE MSCI EMKT · MSCI JPN ETF NEW · MSCI WORLD ETF | 0.05% | $87,000 | 1.8K |
| 32 | REGNREGENERON PHARMACEUTICALS | COM | 0.04% | $75,000 | 200 |
| 33 | FIRST TR EXCHANGE TRADED FD | DJ INTERNT IDX · NY ARCA BIOTECH | 0.04% | $74,000 | 615 |
| 34 | AXPAMERICAN EXPRESS CO | COM | 0.04% | $70,000 | 731 |
| 35 | VANGUARD WORLD FDS | INF TECH ETF | 0.04% | $69,000 | 412 |
| 36 | AXD2HERON THERAPEUTICS INC | COM | 0.04% | $69,000 | 2.7K |
| 37 | GQ9SPDR GOLD TRUST | GOLD SHS | 0.04% | $65,000 | 540 |
| 38 | COSTCOSTCO WHSL CORP NEW | COM | 0.04% | $65,000 | 320 |
| 39 | WPCW P CAREY INC | COM | 0.04% | $63,000 | 962 |
| 40 | MRKMERCK & CO INC | COM | 0.03% | $61,000 | 801 |
| 41 | TRVCCITIGROUP INC | COM NEW | 0.03% | $59,000 | 1.1K |
| 42 | CHVCHEVRON CORP NEW | COM | 0.03% | $59,000 | 538 |
| 43 | TSLATESLA INC | COM | 0.03% | $52,000 | 156 |
| 44 | MOALTRIA GROUP INC | COM | 0.03% | $51,000 | 1.0K |
| 45 | LOWLOWES COS INC | COM | 0.03% | $50,000 | 542 |
| 46 | HDHOME DEPOT INC | COM | 0.03% | $49,000 | 286 |
| 47 | BABAALIBABA GROUP HLDG LTD | SPONSORED ADS | 0.03% | $49,000 | 356 |
| 48 | EATON VANCE TAX MNGED BUY WR | COM | 0.03% | $48,000 | 3.6K |
| 49 | QCOMQUALCOMM INC | COM | 0.03% | $48,000 | 850 |
| 50 | JNJJOHNSON & JOHNSON | COM | 0.03% | $48,000 | 369 |
| 51 | CLNCUSDCOLONY CR REAL ESTATE INC | COM CL A | 0.03% | $46,000 | 2.9K |
| 52 | VVISA INC | COM CL A | 0.02% | $44,000 | 335 |
| 53 | FIDELITY | TOTAL BD ETF · LTD TRM BD ETF · CORP BOND ETF | 0.02% | $44,000 | 905 |
| 54 | VANGUARD GROUP | DIV APP ETF | 0.02% | $42,000 | 430 |
| 55 | ABTABBOTT LABS | COM | 0.02% | $42,000 | 580 |
| 56 | FSICUSDFS KKR CAPITAL CORP | COM | 0.02% | $40,000 | 7.8K |
| 57 | SOCLUSDGLOBAL X FDS | LITHIUM BTRY ETF · SOCIAL MED ETF · GLOBAL X COPPER · GBL X MSCI CHINA | 0.02% | $40,000 | 1.6K |
| 58 | MCDMCDONALDS CORP | COM | 0.02% | $38,000 | 213 |
| 59 | DIGUSDPROSHARES TR | PSHS ULTRA O&G | 0.02% | $38,000 | 1.6K |
| 60 | INTUINTUIT | COM | 0.02% | $37,000 | 186 |
| 61 | XEXGXEATON VANCE TAX MNGD GBL DV | COM | 0.02% | $37,000 | 5.0K |
| 62 | BLACKROCK MUN INCOME TR | SH BEN INT | 0.02% | $37,000 | 3.0K |
| 63 | HBMHUDBAY MINERALS INC | COM | 0.02% | $36,000 | 7.7K |
| 64 | VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 0.02% | $36,000 | 980 |
| 65 | DISDISNEY WALT CO | COM DISNEY | 0.02% | $35,000 | 320 |
| 66 | PGPROCTER AND GAMBLE CO | COM | 0.02% | $34,000 | 373 |
| 67 | METAFACEBOOK INC | CL A | 0.02% | $34,000 | 259 |
| 68 | AMERIGAS PARTNERS L P | UNIT L P INT | 0.02% | $34,000 | 1.3K |
| 69 | EDITEDITAS MEDICINE INC | COM | 0.02% | $33,000 | 1.4K |
| 70 | SLVISHARES SILVER TRUST | ISHARES | 0.02% | $33,000 | 2.3K |
| 71 | COPCONOCOPHILLIPS | COM | 0.02% | $33,000 | 536 |
| 72 | UAUNDER ARMOUR INC | CL C | 0.02% | $33,000 | 2.0K |
| 73 | BABOEING CO | COM | 0.02% | $32,000 | 99 |
| 74 | CMCSACOMCAST CORP NEW | CL A | 0.02% | $32,000 | 937 |
| 75 | AEEAMEREN CORP | COM | 0.02% | $31,000 | 481 |
| 76 | LLYLILLY ELI & CO | COM | 0.02% | $30,000 | 262 |
| 77 | TIER REIT INC | COM NEW | 0.02% | $30,000 | 1.4K |
| 78 | CXPUSDCOLUMBIA PPTY TR INC | COM NEW | 0.02% | $29,000 | 1.5K |
| 79 | AMGNAMGEN INC | COM | 0.02% | $29,000 | 150 |
| 80 | CSCOCISCO SYS INC | COM | 0.01% | $26,000 | 600 |
| 81 | WMTWALMART INC | COM | 0.01% | $26,000 | 281 |
| 82 | ESSESSEX PPTY TR INC | COM | 0.01% | $25,000 | 103 |
| 83 | ROPROPER TECHNOLOGIES INC | COM | 0.01% | $25,000 | 95 |
| 84 | BDXBECTON DICKINSON & CO | COM | 0.01% | $23,000 | 100 |
| 85 | BACVERIZON COMMUNICATIONS INC | COM | 0.01% | $22,000 | 384 |
| 86 | TFINTRIUMPH BANCORP INC | COM | 0.01% | $22,000 | 725 |
| 87 | FTNTFORTINET INC | COM | 0.01% | $22,000 | 317 |
| 88 | SPGIS&P GLOBAL INC | COM | 0.01% | $21,000 | 125 |
| 89 | DHRDANAHER CORP DEL | COM | 0.01% | $21,000 | 200 |
| 90 | TEMPLETON GLOBAL INCOME FD | COM | 0.01% | $21,000 | 3.5K |
| 91 | LUVSOUTHWEST AIRLS CO | COM | 0.01% | $21,000 | 452 |
| 92 | WESTERN ASSET MUN DEF OPP TR | COM | 0.01% | $20,000 | 1.0K |
| 93 | MDYSPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 0.01% | $20,000 | 65 |
| 94 | ABBVABBVIE INC | COM | 0.01% | $20,000 | 214 |
| 95 | BACBANK AMER CORP | COM | 0.01% | $20,000 | 800 |
| 96 | DFSEURDISCOVER FINL SVCS | COM | 0.01% | $19,000 | 320 |
| 97 | BKNGBOOKING HLDGS INC | COM | 0.01% | $19,000 | 11 |
| 98 | TXNTEXAS INSTRS INC | COM | 0.01% | $19,000 | 200 |
| 99 | T2 BIOSYSTEMS INC | COM | 0.01% | $18,000 | 6.0K |
| 100 | FFIVF5 NETWORKS INC | COM | 0.01% | $18,000 | 114 |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $573M | 168 | Apr 16, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $590M | 166 | Jan 15, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $564M | 166 | Oct 22, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $466M | 159 | Jul 23, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $466M | 160 | Apr 15, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $477M | 158 | Jan 16, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $476M | 151 | Oct 16, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $446M | 148 | Jul 19, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $435M | 151 | Apr 18, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $413M | 144 | Jan 19, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $372M | 140 | Oct 25, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $380M | 137 | Jul 20, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $359M | 140 | Apr 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $321M | 137 | Feb 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $302M | 115 | Oct 26, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $311M | 117 | Jul 29, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $354M | 123 | Apr 20, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $365M | 124 | Jan 28, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $342M | 613 | Nov 2, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $333M | 596 | Jul 29, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $307M | 579 | Apr 28, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $267M | 507 | Jan 26, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $199M | 454 | Nov 3, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $185M | 426 | Jul 28, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $146M | 367 | Apr 27, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $218M | 394 | Jan 24, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $208M | 403 | Oct 31, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $204M | 395 | Jul 30, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $193M | 391 | Apr 12, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q4 2018 | $178M | 383 | Jan 17, 2019 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.