SEC 13F Intelligence

Managers / Q2 2021 · view latest →

Tradewinds Capital Management, LLC

CIK 0001616026 · 2211 RIMLAND DRIVE, SUITE 401, BELLINGHAM, WA, 98226 · 360-715-9000

Reported Value
$546M
Q2 2021
Positions
805
Filings on Record
31
2019–present window
Filed
Jul 30, 2021
original filing

Summary

Tradewinds Capital Management, LLC reported $546M in U.S.-listed holdings across 805 positions for Q2 2021.

Its largest position, MSFT, represents 12.3% of the portfolio.

Compared with Q1 2021, the fund opened 78 new positions and exited 47.

Portfolio Metrics

Turnover
+31.7%
vs prior filed quarter
Top-10 Concentration
+59.2%
share of reported value
Largest Position
+12.3%
Microsoft
New / Exited
78 / 47
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $203MQ4 ’18Q1 ’19: $273MQ2 ’19: $245MQ3 ’19: $252MQ4 ’19: $319MQ4 ’19Q1 ’20: $319MQ2 ’20: $388MQ3 ’20: $417MQ4 ’20: $462MQ4 ’20Q1 ’21: $502MQ2 ’21: $546MQ3 ’21: $589MQ4 ’21: $652MQ4 ’21Q1 ’22: $617MQ2 ’22: $268MQ3 ’22: $244MQ4 ’22: $215MQ4 ’22Q1 ’23: $318MQ2 ’23: $321MQ3 ’23: $292MQ4 ’23: $251MQ4 ’23Q1 ’24: $362MQ2 ’24: $339MQ3 ’24: $374MQ4 ’24: $379MQ4 ’24Q1 ’25: $373MQ2 ’25: $398MQ3 ’25: $445MQ4 ’25: $474MQ4 ’25Q1 ’26: $504Mfilingsflow.com

Portfolio Composition

By security type
ETP: 67.6%Common Stock: 29.1%Other: 1.6%Closed-End Fund: 1.2%ADR: 0.4%Other: 0.1%
  • ETP · 67.6% · $369M
  • Common Stock · 29.1% · $159M
  • Other · 1.6% · $9M
  • Closed-End Fund · 1.2% · $7M
  • ADR · 0.4% · $2M
  • Other · 0.1% · $721,000

Quarter-over-Quarter Changes full breakdown →

vs Q1 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SPDR SER TRNEW+649.2K649.2K+$26M$26M
ISHARES INCNEW+219.7K219.7K+$6M$6M
DFACDIMENSIONAL ETF TRUSTNEW+10.3K10.3K+$279,000$279,000
WMWASTE MGMT INC DELNEW+700700+$98,000$98,000
NUENUCOR CORPNEW+870870+$83,000$83,000
VANGUARD SCOTTSDALE FDSNEW+920920+$64,000$64,000
IAU*ISHARES GOLD TRNEW+1.8K1.8K+$59,000$59,000
PAASPAN AMERN SILVER CORPNEW+2.0K2.0K+$57,000$57,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2021

35 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHWAB STRATEGIC TRSHT TM US TRES · INTL SCEQT ETF · US MID-CAP ETF · INTL EQTY ETF · US SML CAP ETF · US TIPS ETF24.20%$132M2.56M
2SPDR SER TRNUVEEN BBG BRCLY · ICE PFD SEC ETF · PRTFLO S&P500 VL · S&P 400 MDCP VAL · S&P 600 SMCP GRW · BLMBRG BRC CNVRT22.00%$120M2.26M
3ISHARES INCMSCI STH KOR ETF · MSCI AUST ETF · MSCI GERMANY ETF · EM MKTS DIV ETF · MSCI HONG KG ETF13.08%$71M1.86M
4MSFTMICROSOFT CORPhistory →COM12.28%$67M247.4K
5XLFSELECT SECTOR SPDR TRhistory →FINANCIAL4.38%$24M652.1K
6AMZNAMAZON COM INChistory →COM1.83%$10M2.9K
7SPDR INDEX SHS FDSGLB NAT RESRCE1.60%$9M164.8K
8AAPLAPPLE INChistory →COM1.33%$7M52.9K
9BARCLAYS BANK PLCETN LKD 481.32%$7M186.7K
10ADBEADOBE SYSTEMS INCORPORATEDhistory →COM1.04%$6M9.7K
11SBUXSTARBUCKS CORPCOM0.88%$5M43.0K
12SPROTT PHYSICAL GOLD TRUNIT0.68%$4M264.9K
13COSTCOSTCO WHSL CORP NEWCOM0.67%$4M9.3K
14BABOEING COCOM0.53%$3M12.2K
15GOOGALPHABET INCCAP STK CL C · CAP STK CL A0.44%$2M980
16HONGBPHONEYWELL INTL INCCOM0.44%$2M10.8K
17HDHOME DEPOT INCCOM0.38%$2M6.5K
18SPROTT PHYSICAL SILVER TRTR UNIT0.37%$2M218.9K
19J P MORGAN EXCHANGE-TRADED FULTRA SHRT INC0.31%$2M33.2K
20ORCLORACLE CORPCOM0.31%$2M21.6K
21AMATAPPLIED MATLS INCCOM0.30%$2M11.6K
22AMGNAMGEN INCCOM0.29%$2M6.6K
23UPSUNITED PARCEL SERVICE INCCL B0.29%$2M7.6K
24DEDEERE & COCOM0.28%$2M4.4K
25CSCOCISCO SYS INCCOM0.25%$1M25.3K
26VVISA INCCOM CL A0.24%$1M5.6K
27JNJJOHNSON & JOHNSONCOM0.24%$1M7.8K
28DYHTARGET CORPCOM0.23%$1M5.1K
29PCARPACCAR INCCOM0.21%$1M12.7K
30METAFACEBOOK INCCL A0.20%$1M3.2K
31INTCINTEL CORPCOM0.20%$1M19.5K
32DISDISNEY WALT COCOM0.20%$1M6.2K
33BPBP PLCSPONSORED ADR0.20%$1M40.3K
34BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.19%$1M3.8K
35CHVCHEVRON CORP NEWCOM0.17%$946,0009.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$504M719Apr 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$474M686Jan 14, 202613F-HRchanges · EDGAR ↗
Q3 2025$445M679Oct 21, 202513F-HRchanges · EDGAR ↗
Q2 2025$398M642Jul 29, 202513F-HRchanges · EDGAR ↗
Q1 2025$373M665Apr 25, 202513F-HRchanges · EDGAR ↗
Q4 2024$379M669Feb 4, 202513F-HRchanges · EDGAR ↗
Q3 2024$374M617Oct 16, 202413F-HRchanges · EDGAR ↗
Q2 2024$339M592Jul 18, 202413F-HRchanges · EDGAR ↗
Q1 2024$362M554Apr 19, 202413F-HRchanges · EDGAR ↗
Q4 2023$251M481Feb 1, 202413F-HRchanges · EDGAR ↗
Q3 2023$292M506Oct 30, 202313F-HRchanges · EDGAR ↗
Q2 2023$321M482Jul 20, 202313F-HRchanges · EDGAR ↗
Q1 2023$318M491Apr 10, 202313F-HRchanges · EDGAR ↗
Q4 2022$215M524Jan 23, 202313F-HRchanges · EDGAR ↗
Q3 2022$244M487Oct 18, 202213F-HRchanges · EDGAR ↗
Q2 2022$268M496Jul 21, 202213F-HRchanges · EDGAR ↗
Q1 2022$617M830Apr 25, 202213F-HRchanges · EDGAR ↗
Q4 2021$652M809Feb 2, 202213F-HRchanges · EDGAR ↗
Q3 2021$589M788Nov 4, 202113F-HRchanges · EDGAR ↗
Q2 2021$546M805Jul 30, 202113F-HRchanges · EDGAR ↗
Q1 2021$502M774Apr 23, 202113F-HRchanges · EDGAR ↗
Q4 2020$462M709Feb 10, 202113F-HRchanges · EDGAR ↗
Q3 2020$417M690Oct 26, 202013F-HRchanges · EDGAR ↗
Q2 2020$388M692Aug 11, 202013F-HRchanges · EDGAR ↗
Q1 2020$319M695May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$319M701Feb 4, 202013F-HRchanges · EDGAR ↗
Q3 2019$252M640Oct 17, 201913F-HRchanges · EDGAR ↗
Q2 2019$245M624Aug 8, 201913F-HRchanges · EDGAR ↗
Q1 2019$273M620Apr 23, 2019RESTATEMENTchanges · EDGAR ↗
Q4 2018$203M649Jan 31, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.