SEC 13F Intelligence

Managers / Q3 2022 · view latest →

Warberg Asset Management LLC

CIK 0001597506 · 716 OAK STREET, WINNETKA, IL, 60093 · 847-418-8333

Reported Value
$578M
Q3 2022
Positions
294
Filings on Record
23
2019–present window
Filed
Nov 7, 2022
original filing

Summary

Warberg Asset Management Llc reported $578M in U.S.-listed holdings across 294 positions for Q3 2022.

Its largest position, Occidental Pete, represents 7.7% of the portfolio.

Compared with Q2 2022, the fund opened 113 new positions and exited 80.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $408MQ4 ’20Q1 ’21: $301MQ2 ’21: $516MQ3 ’21: $617MQ3 ’21Q4 ’21: $540MQ1 ’22: $649MQ2 ’22: $455MQ2 ’22Q3 ’22: $578MQ4 ’22: $638.4BQ1 ’23: $507MQ1 ’23Q2 ’23: $603MQ3 ’23: $496MQ4 ’23: $528MQ4 ’23Q1 ’24: $697MQ2 ’24: $658MQ3 ’24: $562MQ3 ’24Q4 ’24: $656MQ1 ’25: $605MQ2 ’25: $643MQ2 ’25Q3 ’25: $627MQ4 ’25: $831MQ1 ’26: $600MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 37.2%US DOMESTIC: 31.8%Equity WRT: 21.3%Common Stock: 4.5%Other: 2.5%Other: 2.5%
  • ETP · 37.2% · $215M
  • US DOMESTIC · 31.8% · $184M
  • Equity WRT · 21.3% · $123M
  • Common Stock · 4.5% · $26M
  • Other · 2.5% · $15M
  • Other · 2.5% · $15M

Quarter-over-Quarter Changes full breakdown →

Holdings — Q3 2022

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Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$600M192May 7, 202613F-HRchanges · EDGAR ↗
Q4 2025$831M181Feb 13, 202613F-HRchanges · EDGAR ↗
Q3 2025$627M188Nov 6, 202513F-HRchanges · EDGAR ↗
Q2 2025$643M182Aug 12, 202513F-HRchanges · EDGAR ↗
Q1 2025$605M191May 9, 202513F-HRchanges · EDGAR ↗
Q4 2024$656M198Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$562M209Nov 6, 202413F-HRchanges · EDGAR ↗
Q2 2024$658M220Aug 9, 202413F-HRchanges · EDGAR ↗
Q1 2024$697M213May 6, 202413F-HRchanges · EDGAR ↗
Q4 2023$528M233Feb 7, 202413F-HRchanges · EDGAR ↗
Q3 2023$496M244Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$603M238Aug 9, 202313F-HRchanges · EDGAR ↗
Q1 2023$507M249May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$638.4B271Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$578M294Nov 7, 202213F-HRchanges · EDGAR ↗
Q2 2022$455M251Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$649M229May 13, 2022RESTATEMENTchanges · EDGAR ↗
Q4 2021$540M200Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$617M196Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$516M195Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$301M153May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$408M157Feb 16, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.