SEC 13F Intelligence

Managers / Q2 2024 · view latest →

D. SCOTT NEAL, INC.

CIK 0001596920 · P.O. BOX 2010, LEXINGTON, KY, 40588 · 8592543036

Reported Value
$180M
Q2 2024
Positions
75
Filings on Record
28
2019–present window
Filed
Jul 15, 2024
original filing

Summary

D. Scott Neal, Inc. reported $180M in U.S.-listed holdings across 75 positions for Q2 2024.

Its largest position, NDQ, represents 13.2% of the portfolio.

Compared with Q1 2024, the fund opened 4 new positions and exited 2.

Portfolio Metrics

Turnover
+12.8%
vs prior filed quarter
Top-10 Concentration
+68.4%
share of reported value
Largest Position
+13.2%
Invesco Qqq Tr
New / Exited
4 / 2
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $183MQ4 ’18Q1 ’19: $191MQ2 ’19: $184MQ3 ’19: $194MQ4 ’19: $207MQ4 ’19Q1 ’20: $166MQ2 ’20: $160MQ3 ’20: $178MQ4 ’20: $205MQ4 ’20Q1 ’21: $223MQ2 ’21: $220MQ3 ’21: $237MQ4 ’21: $265MQ4 ’21Q1 ’22: $252MQ2 ’22: $240MQ3 ’22: $238MQ4 ’22: $206MQ4 ’22Q1 ’23: $179MQ2 ’23: $133MQ3 ’23: $117MQ4 ’23: $112MQ4 ’23Q1 ’24: $153MQ2 ’24: $180MQ3 ’24: $189MQ4 ’24: $182MQ4 ’24Q1 ’25: $180MQ2 ’25: $201MQ3 ’25: $216Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 46.7%ETP: 41.8%REIT: 6.4%Other: 4.6%ADR: 0.4%Other: 0.1%
  • Common Stock · 46.7% · $84M
  • ETP · 41.8% · $75M
  • REIT · 6.4% · $11M
  • Other · 4.6% · $8M
  • ADR · 0.4% · $776,399
  • Other · 0.1% · $264,335

Quarter-over-Quarter Changes full breakdown →

vs Q1 2024 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
XLCSELECT SECTOR SPDR TRNEW+61.6K61.6K+$5M$5M
LRCXEURLAM RESEARCH CORPNEW+4.4K4.4K+$5M$5M
CSIQCANADIAN SOLAR INCNEW+264.3K264.3K+$4M$4M
ISHARES TRNEW+11.2K11.2K+$398,288$398,288
NVDANVIDIA CORPORATIONADDED+15.9K17.5K+$705,504$2M
NDQINVESCO QQQ TRADDED+33.8K51.2K+$17M$25M
ABBVABBVIE INCSOLD OUT−80.1K0−$15M$0
SELECT SECTOR SPDR TRSOLD OUT−23.0K0−$908,242$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2024

39 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1NDQINVESCO QQQ TRhistory →UNIT SER 113.66%$25M51.2K
2GQ9SPDR GOLD TRhistory →GOLD SHS12.90%$23M107.8K
3AJGGALLAGHER ARTHUR J & COhistory →COM10.16%$18M70.4K
4UNMUNUM GROUPhistory →COM8.33%$15M293.0K
5NSANATIONAL STORAGE AFFILIATEShistory →COM SHS BEN IN6.18%$11M269.4K
6KLACKLA CORPhistory →COM NEW5.06%$9M11.0K
7FLEX LTDORD4.46%$8M271.8K
8XLCSELECT SECTOR SPDR TRCOMMUNICATION · ENERGY4.23%$8M86.9K
9CHARLES RIV LABS INTL INCCOM3.86%$7M33.6K
10PROSHARES TRPSHS ULTRA QQQ · PSHS ULT S&P 5002.45%$4M48.0K
11LRCXEURLAM RESEARCH CORPhistory →COM2.44%$4M4.1K
12MSFTMICROSOFT CORPhistory →COM2.09%$4M8.4K
13CSIQCANADIAN SOLAR INChistory →COM2.03%$4M247.6K
14ISHARES TRCORE S&P500 ETF · SP SMCP600VL ETF · HDG MSCI EAFE · ESG AWR MSCI USA · RUSSELL 2000 ETF1.65%$3M26.2K
15VANGUARD MALVERN FDSSTRM INFPROIDX1.52%$3M56.3K
16REKRREKOR SYSTEMS INChistory →COM1.47%$3M1.70M
17CATCATERPILLAR INChistory →COM1.40%$3M7.5K
18INVESCO EXCH TRADED FD TR IIS&P 500 HB ETF1.27%$2M27.1K
19BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.22%$2M5.4K
20NVDANVIDIA CORPORATIONhistory →COM1.21%$2M17.5K
21IAU*ISHARES GOLD TRhistory →ISHARES NEW1.07%$2M43.9K
22SPDR S&P 500 ETF TRTR UNIT0.99%$2M3.3K
23AAPLAPPLE INCCOM0.80%$1M6.9K
24SPDR SER TRS&P 400 MDCP VAL0.74%$1M18.2K
25RBCAAREPUBLIC BANCORP INC KYCL A0.63%$1M21.0K
26HDHOME DEPOT INCCOM0.45%$804,1452.3K
27GOOGLALPHABET INCCAP STK CL A · CAP STK CL C0.43%$771,2134.2K
28TAT&T INCCOM0.39%$704,96836.9K
29VVISA INCCOM CL A0.37%$669,2992.5K
30JNJJOHNSON & JOHNSONCOM0.33%$599,2564.1K
31MAMASTERCARD INCORPORATEDCL A0.33%$595,5661.4K
32LOWLOWES COS INCCOM0.31%$551,1502.5K
33PGPROCTER AND GAMBLE COCOM0.30%$537,6403.3K
34AMZNAMAZON COM INCCOM0.27%$491,0492.5K
35NVONOVO-NORDISK A SADR0.26%$468,1883.3K
36VANGUARD INDEX FDSS&P 500 ETF SHS0.26%$460,255917
37RFREGIONS FINANCIAL CORP NEWCOM0.24%$434,68221.4K
38IBMINTERNATIONAL BUSINESS MACHSCOM0.24%$426,8412.5K
39MDYSPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP0.23%$418,921780

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2025$216M66Oct 28, 202513F-HRchanges · EDGAR ↗
Q2 2025$201M64Jul 8, 202513F-HRchanges · EDGAR ↗
Q1 2025$180M61Apr 11, 202513F-HRchanges · EDGAR ↗
Q4 2024$182M65Jan 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$189M70Oct 17, 202413F-HRchanges · EDGAR ↗
Q2 2024$180M75Jul 15, 202413F-HRchanges · EDGAR ↗
Q1 2024$153M67Apr 11, 202413F-HRchanges · EDGAR ↗
Q4 2023$112M63Jan 17, 202413F-HRchanges · EDGAR ↗
Q3 2023$117M63Oct 11, 202313F-HRchanges · EDGAR ↗
Q2 2023$133M64Jul 17, 202313F-HRchanges · EDGAR ↗
Q1 2023$179M64Apr 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$206M58Jan 11, 202313F-HRchanges · EDGAR ↗
Q3 2022$238M61Oct 27, 202213F-HRchanges · EDGAR ↗
Q2 2022$240M62Jul 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$252M64May 4, 202213F-HRchanges · EDGAR ↗
Q4 2021$265M57Jan 21, 202213F-HRchanges · EDGAR ↗
Q3 2021$237M51Nov 4, 202113F-HRchanges · EDGAR ↗
Q2 2021$220M49Aug 2, 202113F-HRchanges · EDGAR ↗
Q1 2021$223M47Apr 30, 202113F-HRchanges · EDGAR ↗
Q4 2020$205M43Feb 5, 202113F-HRchanges · EDGAR ↗
Q3 2020$178M38Oct 15, 202013F-HRchanges · EDGAR ↗
Q2 2020$160M37Jul 16, 202013F-HRchanges · EDGAR ↗
Q1 2020$166M35Apr 27, 202013F-HRchanges · EDGAR ↗
Q4 2019$207M42Jan 16, 202013F-HRchanges · EDGAR ↗
Q3 2019$194M35Oct 16, 201913F-HRchanges · EDGAR ↗
Q2 2019$184M31Jul 25, 201913F-HRchanges · EDGAR ↗
Q1 2019$191M32Apr 11, 201913F-HRchanges · EDGAR ↗
Q4 2018$183M28Feb 6, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.