SEC 13F Intelligence

Managers / Q3 2021 · view latest →

New England Research & Management, Inc.

CIK 0001596077 · 53 W. JACKSON BLVD., SUITE 603, CHICAGO, IL, 60604 · 3122121704

Reported Value
$191M
Q3 2021
Positions
174
Filings on Record
31
2019–present window
Filed
Oct 8, 2021
original filing

Summary

New England Research & Management, Inc. reported $191M in U.S.-listed holdings across 174 positions for Q3 2021.

Its largest position, Alphabet, represents 3.1% of the portfolio.

Compared with Q2 2021, the fund opened 26 new positions and exited 23.

Portfolio Metrics

Turnover
+14.8%
vs prior filed quarter
Top-10 Concentration
+23.2%
share of reported value
Largest Position
+3.1%
Alphabet
New / Exited
26 / 23
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $127MQ4 ’18Q1 ’19: $148MQ2 ’19: $147MQ3 ’19: $138MQ4 ’19: $149MQ4 ’19Q2 ’20: $140MQ3 ’20: $138MQ4 ’20: $162MQ1 ’21: $182MQ1 ’21Q2 ’21: $193MQ3 ’21: $191MQ4 ’21: $207MQ1 ’22: $193MQ1 ’22Q2 ’22: $172MQ3 ’22: $159MQ1 ’23: $170,482Q2 ’23: $172,393Q2 ’23Q3 ’23: $175,496Q4 ’23: $188,796Q1 ’24: $203,780Q2 ’24: $208,206Q2 ’24Q3 ’24: $213,051Q4 ’24: $196,512Q1 ’25: $196,866Q2 ’25: $210,518Q2 ’25Q4 ’25: $229MQ1 ’26: $237MQ2 ’26: $257Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 72.2%Other: 25.0%ADR: 1.7%REIT: 1.1%
  • Common Stock · 72.2% · $138M
  • Other · 25.0% · $48M
  • ADR · 1.7% · $3M
  • REIT · 1.1% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
CME GroupNEW+5.3K5.3K+$1M$1M
Iron Mountain Inc REITNEW+23.1K23.1K+$1M$1M
AVTAvnetNEW+25.9K25.9K+$958,000$958,000
ILMNIlluminaNEW+2.2K2.2K+$892,000$892,000
DEDeereNEW+2.5K2.5K+$828,000$828,000
STLDSteel DynamicsNEW+12.3K12.3K+$722,000$722,000
MASMasco CorpNEW+11.9K11.9K+$662,000$662,000
AMATApplied MaterialsNEW+5.0K5.0K+$648,000$648,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

173 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1Alphabet Inc Class ACS3.12%$6M2.2K
2CHDChurch and Dwighthistory →CS3.07%$6M71.1K
3AAPLApple Computerhistory →CS2.85%$5M38.4K
4CSCOCisco Systemshistory →CS2.60%$5M91.4K
5JNJJohnson & Johnsonhistory →CS2.14%$4M25.3K
6MSFTMicrosofthistory →CS2.03%$4M13.8K
7KMBKimberly Clarkhistory →CS1.98%$4M28.5K
8WMTWalmart Inc.history →CS1.97%$4M27.0K
9PFEPfizerhistory →CS1.71%$3M76.0K
10Zoetis IncCS1.68%$3M16.5K
11CSXCSX Corphistory →CS1.64%$3M105.0K
12ABTAbbott Labshistory →CS1.59%$3M25.7K
13Waste Management Inc.CS1.56%$3M20.0K
14KOCoca-Colahistory →CS1.52%$3M55.5K
15UPSUPShistory →CS1.41%$3M14.8K
16BACVerizon Comm.history →CS1.34%$3M47.5K
17ADIAnalog Deviceshistory →CS1.30%$2M14.8K
18URIUnited Rentals, Inc.history →CS1.28%$2M7.0K
19Facebook IncCS1.23%$2M6.9K
20WASHWashington Trusthistory →CS1.20%$2M43.2K
21DWDMorgan Stanleyhistory →CS1.18%$2M23.2K
22BMYBristol Myers Squibbhistory →CS1.17%$2M37.7K
23MMM3M Corp.history →CS1.13%$2M12.3K
24HONGBPHoneywell Int'l.history →CS1.13%$2M10.2K
25DISWalt Disneyhistory →CS1.13%$2M12.8K
26MerckCS1.10%$2M28.0K
27BRK/BBerkshire Hathaway Bhistory →CS1.09%$2M7.6K
28VisaCS1.08%$2M9.3K
29AMZNAmazon, Inc.history →CS1.04%$2M604
30KSUEURKansas City So.history →CS1.03%$2M7.2K
31NKENike Inc Class BCS0.95%$2M12.4K
32MRVLMarvell TechnologiesCS0.94%$2M29.6K
33Invitation Homes Inc.CS0.92%$2M46.0K
34PXDEURPioneer Natural ResourcesCS0.92%$2M10.5K
35AbbVie Inc.CS0.88%$2M15.7K
36BABoeingCS0.85%$2M7.4K
37Truist Financial CorpCS0.83%$2M27.1K
38ProLogisCS0.79%$2M12.0K
39IBMInt'l Bus. Mach.CS0.78%$1M10.8K
40LRCXEURLam ResearchCS0.78%$1M2.6K
41MCDMcDonald'sCS0.76%$1M6.0K
42CortevaCS0.76%$1M34.3K
43PCARPaccarCS0.75%$1M18.1K
44PGProcter & GambleCS0.72%$1M9.8K
45TERTeradyneCS0.72%$1M12.5K
46CCICrown Castle International CorCS0.71%$1M7.8K
47LIILennox International Inc.CS0.68%$1M4.4K
48SYYSysco CorpCS0.66%$1M16.1K
49CNICanadian Natl RailCS0.66%$1M10.9K
50FDXFedExCS0.65%$1M5.7K
51Qorvo IncCS0.64%$1M7.3K
52Carrier GlobalCS0.64%$1M23.5K
53ELVAnthemCS0.63%$1M3.2K
54AZNNAstrazenecaCS0.63%$1M19.9K
55EXMOCExxon MobilCS0.61%$1M19.9K
56NTDOYNintendo CoCS0.60%$1M19.5K
57UNPUnion PacificCS0.60%$1M5.8K
58GISGeneral MillsCS0.60%$1M19.1K
59INDBIndependent BankCS0.58%$1M14.7K
60CignaCS0.58%$1M5.5K
61SBUXStarbucksCS0.58%$1M10.0K
62PEPPepsicoCS0.56%$1M7.1K
63Synchrony FinancialCS0.56%$1M21.8K
64CME GroupCS0.54%$1M5.3K
65Medtronic PLCCS0.53%$1M8.1K
66UTHUnited Therapeutics CorporatioCS0.53%$1M5.5K
67Iron Mountain Inc REITCS0.53%$1M23.1K
68MRNAModerna, Inc.CS0.51%$982,0002.6K
69AVTAvnetCS0.50%$958,00025.9K
70AMDAdvanced Micro DevicesCS0.50%$951,0009.2K
71INTCIntelCS0.49%$944,00017.7K
72CMICumminsCS0.49%$943,0004.2K
73NextEra Energy Inc.CS0.49%$932,00011.9K
74ILMNIlluminaCS0.47%$892,0002.2K
75CAGConAgra FoodsCS0.46%$886,00026.1K
76FISVFiserv Inc.CS0.44%$843,0007.8K
77DEDeereCS0.43%$828,0002.5K
78Restaurant Brands Int'lCS0.43%$826,00013.5K
79Quanta ServicesCS0.43%$822,0007.2K
80PBProsperity Bancshares, Inc.CS0.41%$788,00011.1K
81TDToronto-Dominion BankCS0.41%$774,00011.7K
82LyondellBasell IndustriesCS0.40%$755,0008.1K
83SPGSimon Property GroupCS0.39%$754,0005.8K
84DCIDonaldson Company Inc.CS0.39%$752,00013.1K
85STLDSteel DynamicsCS0.38%$722,00012.3K
86WABWabtecCS0.38%$718,0008.3K
87ELEstee LauderCS0.37%$709,0002.4K
88CLColgate-PalmoliveCS0.35%$676,0008.9K
89WBAWalgreens Boots AllianceCS0.35%$676,00014.4K
90MASMasco CorpCS0.35%$662,00011.9K
91AMGNAmgenCS0.34%$658,0003.1K
92AMATApplied MaterialsCS0.34%$648,0005.0K
93DALDelta AirlinesCS0.34%$641,00015.1K
94PHMPulteCS0.33%$634,00013.8K
95CFGCitizens Financial GroupCS0.33%$632,00013.4K
96Ingersoll-RandCS0.32%$618,00012.3K
97General ElectricCS0.32%$615,0006.0K
98PayPalCS0.31%$587,0002.3K
99ALBAlbemarle Corp.CS0.31%$586,0002.7K
100General MotorsCS0.30%$575,00010.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$257M134Jul 9, 202613F-HRchanges · EDGAR ↗
Q1 2026$237M143May 7, 202613F-HRchanges · EDGAR ↗
Q4 2025$229M144Jan 7, 202613F-HRchanges · EDGAR ↗
Q3 2025Under review146Oct 6, 202513F-HRchanges · EDGAR ↗
Q2 2025$210,518147Jul 9, 202513F-HRchanges · EDGAR ↗
Q1 2025$196,866146Apr 16, 202513F-HRchanges · EDGAR ↗
Q4 2024$196,512143Jan 23, 202513F-HRchanges · EDGAR ↗
Q3 2024$213,051158Oct 7, 202413F-HRchanges · EDGAR ↗
Q2 2024$208,206164Jul 9, 202413F-HRchanges · EDGAR ↗
Q1 2024$203,780158Apr 16, 202413F-HRchanges · EDGAR ↗
Q4 2023$188,796155Feb 6, 202413F-HRchanges · EDGAR ↗
Q3 2023$175,496149Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023$172,393133Jul 5, 202313F-HRchanges · EDGAR ↗
Q1 2023$170,482143Apr 6, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review152Jan 9, 202313F-HRchanges · EDGAR ↗
Q3 2022$159M157Oct 6, 202213F-HRchanges · EDGAR ↗
Q2 2022$172M149Jul 20, 202213F-HRchanges · EDGAR ↗
Q1 2022$193M156Apr 20, 202213F-HRchanges · EDGAR ↗
Q4 2021$207M177Jan 5, 202213F-HRchanges · EDGAR ↗
Q3 2021$191M174Oct 8, 202113F-HRchanges · EDGAR ↗
Q2 2021$193M171Jul 15, 202113F-HRchanges · EDGAR ↗
Q1 2021$182M167Apr 16, 202113F-HRchanges · EDGAR ↗
Q4 2020$162M150Jan 7, 202113F-HRchanges · EDGAR ↗
Q3 2020$138M133Oct 8, 202013F-HRchanges · EDGAR ↗
Q2 2020$140M141Jul 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$149M151Jan 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$138M157Nov 4, 201913F-HRchanges · EDGAR ↗
Q2 2019$147M163Jul 9, 201913F-HRchanges · EDGAR ↗
Q1 2019$148M164Apr 3, 201913F-HRchanges · EDGAR ↗
Q4 2018$127M152Jan 11, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.