SEC 13F Intelligence

Managers / Q4 2019 · view latest →

Capital Innovations LLC

CIK 0001596076 · N19W24400 RIVERWOOD DR, STE 350, WAUKESHA, WI, 53188 · 262-746-3100

Reported Value
$14M
Q4 2019
Positions
28
Filings on Record
8
2019–present window
Filed
Feb 13, 2020
original filing

Summary

Capital Innovations LLC reported $14M in U.S.-listed holdings across 28 positions for Q4 2019.

The portfolio is heavily concentrated: ABX alone accounts for 26.4% of reported value.

Compared with Q3 2019, the fund opened 0 new positions and exited 25.

Portfolio Metrics

Turnover
+17.4%
vs prior filed quarter
Top-10 Concentration
+68.3%
share of reported value
Largest Position
+26.4%
Barrick Gold

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $31MQ4 ’18Q1 ’19: $38MQ1 ’19Q2 ’19: $38MQ2 ’19Q3 ’19: $33MQ3 ’19Q4 ’19: $14MQ4 ’19Q1 ’20: $667,000Q1 ’20filingsflow.com

Portfolio Composition

By security type
Common Stock: 82.7%ADR: 10.9%Other: 4.4%REIT: 2.0%
  • Common Stock · 82.7% · $12M
  • ADR · 10.9% · $2M
  • Other · 4.4% · $617,000
  • REIT · 2.0% · $283,000

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
TRPTC Energy CorpADDED+9.4K12.3K+$403,000$654,000
NTRNutrien Ord ShsADDED+9.6K12.6K+$282,000$605,000
NEMNewmont Goldcorp CorporationADDED+15.3K24.6K+$862,000$1M
DEDeere & CoSOLD OUT5.7K0$965,000$0
PKXPOSCOSOLD OUT16.0K0$943,000$0
Noble Energy IncSOLD OUT18.3K0$913,000$0
APDAIR PRODS & CHEMS INCSOLD OUT3.6K0$798,000$0
Westrock CoSOLD OUT5.9K0$740,000$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

28 positions
#IssuerClass% PortfolioValueShares
1ABXBarrick Gold Corphistory →COM26.36%$4M20.0K
2NEMNewmont Goldcorp Corporationhistory →COM7.59%$1M24.6K
3SUSuncor Energy Inc Newhistory →COM5.11%$720,00022.0K
4TRPTC Energy Corphistory →COM4.64%$654,00012.3K
5MPCMarathon Pete Corphistory →COM4.44%$625,00010.4K
6EOGEOG RES INChistory →COM4.44%$625,0007.5K
7NTRNutrien Ord Shshistory →COM4.29%$605,00012.6K
8CNQCANADIAN NATL RES LTDhistory →COM4.16%$586,00018.1K
9Bunge LTDCOM3.89%$548,0009.5K
10CATCaterpillar Ord Shshistory →COM3.36%$473,0003.2K
11ENBEnbridge Inchistory →COM3.10%$437,00011.0K
12BHP Group PLCSPONSORED ADR2.29%$323,0005.9K
13ROYAL DUTCH SHELL PLCSPONS ADR A2.24%$316,0005.4K
14EXMOCExxon Mobil Corphistory →COM2.17%$306,0004.4K
15SLBSchlumberger Ltdhistory →COM2.16%$304,0007.5K
16BPBP PLChistory →SPONSORED ADR2.03%$286,0007.6K
17PIONEER NAT RES COCOM2.02%$285,0001.9K
18WYWeyerhaeuser Cohistory →COM2.01%$283,0009.4K
19TTENTotal S Ahistory →SPONSORED ADR1.91%$269,0004.9K
20LYBLYONDELLBASELL INDUSTRIES Nhistory →SHS - A -1.83%$258,0003.8K
21CVXChevron Corp Newhistory →COM1.70%$239,0002.0K
22MDLZMONDELEZ INTL INChistory →CL A1.61%$227,0004.1K
23UGPULTRAPAR PARTICIPACOES S Ahistory →SP ADR REP COM1.55%$219,00035.0K
24FCXFREEPORT-MCMORAN INChistory →CL B1.47%$207,00015.8K
25BRF SASPONSORED ADR1.16%$163,00018.7K
26VALEVale S Ahistory →ADR1.01%$143,00010.8K
27TKCTURKCELL ILETISIM HIZMETLERISPON ADR NEW0.97%$137,00023.5K
28Nabors Industries LtdSHS0.49%$69,00024.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026Under review53May 14, 202613F-HRchanges · EDGAR ↗
Q4 2025Under review51Feb 10, 202613F-HRchanges · EDGAR ↗
Q1 2020$667,0005May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$14M28Feb 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$33M53Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$38M58Aug 12, 201913F-HRchanges · EDGAR ↗
Q1 2019$38M61Apr 25, 201913F-HRchanges · EDGAR ↗
Q4 2018$31M56Feb 13, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.