SEC 13F Intelligence

Managers / Q3 2019 · view latest →

IRON Financial LLC

CIK 0001595509 · 630 DUNDEE ROAD, SUITE 300, NORTHBROOK, IL, 60062 · 847-715-3200

Reported Value
$134M
Q3 2019
Positions
100
Filings on Record
30
2019–present window
Filed
Oct 21, 2019
original filing

Summary

Iron Financial LLC reported $134M in U.S.-listed holdings across 100 positions for Q3 2019.

Its largest position, CME, represents 15.2% of the portfolio.

Compared with Q2 2019, the fund opened 17 new positions and exited 9.

Portfolio Metrics

Turnover
+9.9%
vs prior filed quarter
Top-10 Concentration
+61.8%
share of reported value
Largest Position
+15.2%
Cme
New / Exited
17 / 9
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $128MQ4 ’18Q1 ’19: $158MQ2 ’19: $107MQ3 ’19: $134MQ4 ’19: $210MQ4 ’19Q1 ’20: $160MQ2 ’20: $194MQ3 ’20: $181MQ4 ’20: $199MQ4 ’20Q1 ’21: $190MQ2 ’21: $214MQ3 ’21: $208MQ4 ’21: $224MQ4 ’21Q1 ’22: $217MQ2 ’22: $191MQ3 ’22: $182MQ4 ’22: $174MQ4 ’22Q1 ’23: $182MQ2 ’23: $186MQ3 ’23: $172MQ4 ’23: $176MQ4 ’23Q1 ’24: $179MQ2 ’24: $178MQ3 ’24: $184MQ4 ’24: $178MQ4 ’24Q1 ’25: $178MQ2 ’25: $193MQ3 ’25: $209MQ4 ’25: $218MQ4 ’25Q1 ’26: $229Mfilingsflow.com

Portfolio Composition

By security type
ETP: 58.0%Common Stock: 30.0%US DOMESTIC: 11.8%REIT: 0.2%Closed-End Fund: 0.1%
  • ETP · 58.0% · $78M
  • Common Stock · 30.0% · $40M
  • US DOMESTIC · 11.8% · $16M
  • REIT · 0.2% · $231,000
  • Closed-End Fund · 0.1% · $150,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ISHARES TRNEW+101.5K101.5K+$7M$7M
ISHARES TRNEW+105.5K105.5K+$5M$5M
SPDR SERIES TRUSTNEW+180.4K180.4K+$5M$5M
VIAVI SOLUTIONS INCNEW+350.0K350.0K+$423,000$423,000
CHECHEMED CORP NEWNEW+1.0K1.0K+$418,000$418,000
LIVE NATION ENTERTAINMENT INNEW+295.0K295.0K+$346,000$346,000
VANGUARD MUN BD FD INCNEW+5.7K5.7K+$307,000$307,000
SBUXSTARBUCKS CORPNEW+2.8K2.8K+$252,000$252,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

45 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1CMECME GROUP INChistory →COM15.16%$20M96.3K
2ISHARES TRMSCI MIN VOL ETF · 0-5YR HI YL CP · MSCI EAFE ETF · SELECT DIVID ETF9.95%$13M234.1K
3SPDR S&P 500 ETF TRTR UNIT9.23%$12M41.7K
4SPDR SERIES TRUSTPORTFOLIO TL STK · BLOOMBERG SRT TR8.19%$11M347.2K
5VANGUARD INDEX FDSTOTAL STK MKT7.18%$10M63.8K
6ISHARES INCMIN VOL GBL ETF6.55%$9M92.9K
7TRIMTABS ETF TRALL CAP US FREE3.54%$5M128.1K
8AAPLAPPLE INChistory →COM3.48%$5M20.8K
9SPDR INDEX SHS FDSPORTFOLIO DEVLPD · PORTFOLIO EMG MK3.34%$4M145.8K
10FLEXSHARES TRGLB QLT R/E IDX2.80%$4M57.7K
11VANGUARD STAR FDVG TL INTL STK F1.17%$2M30.5K
12AMZNAMAZON COM INChistory →COM1.13%$2M873
13VANGUARD GROUPDIV APP ETF1.12%$2M12.6K
14MSFTMICROSOFT CORPCOM0.99%$1M9.5K
15CBOECBOE GLOBAL MARKETS INCCOM0.95%$1M11.1K
16PROSHARES TRPSHS ULTRA QQQ0.86%$1M11.9K
17JPMJPMORGAN CHASE & COCOM0.67%$901,0007.7K
18PNCPNC FINL SVCS GROUP INCCOM0.62%$839,0006.0K
19TERADYNE INCNOTE 1.250%12/10.61%$819,000430.0K
20TAT&T INCCOM0.60%$809,00021.4K
21INTCINTEL CORPCOM0.58%$773,00015.0K
22J2 GLOBAL INCNOTE 3.250% 6/10.52%$699,000490.0K
23PGPROCTER & GAMBLE COCOM0.49%$659,0005.3K
24NUVASIVE INCNOTE 2.250% 3/10.48%$650,000550.0K
25JNJJOHNSON & JOHNSONCOM0.47%$633,0004.9K
26CSG SYS INTL INCNOTE 4.250% 3/10.47%$628,000555.0K
27ILLUMINA INCNOTE 0.500% 6/10.46%$623,000470.0K
28PRICELINE GRP INCNOTE 0.900% 9/10.46%$621,000535.0K
29MICROCHIP TECHNOLOGY INCNOTE 1.625% 2/10.46%$619,000480.0K
30SILICON LABORATORIES INCNOTE 1.375% 3/00.46%$612,000470.0K
31KAMAN CORPNOTE 3.250% 5/00.44%$594,000515.0K
32ISIS PHARMACEUTICALS INC DELNOTE 1.000%11/10.44%$589,000515.0K
33NATIONAL HEALTH INVS INCNOTE 3.250% 4/00.44%$587,000480.0K
34MERITOR INCNOTE 3.250%10/10.43%$571,000575.0K
35OSI SYSTEMS INCNOTE 1.250% 9/00.42%$565,000505.0K
36PRA GROUP INCNOTE 3.500% 6/00.41%$553,000540.0K
37VERINT SYS INCNOTE 1.500% 6/00.41%$551,000545.0K
38BACVERIZON COMMUNICATIONS INCCOM0.41%$547,0009.1K
39REDWOOD TR INCNOTE 4.750% 8/10.40%$540,000540.0K
40FINISAR CORPNOTE 0.500%12/10.40%$539,000540.0K
41DISDISNEY WALT COCOM DISNEY0.39%$529,0004.1K
42DYCOM INDS INCNOTE 0.750% 9/10.39%$528,000550.0K
43SM ENERGY CONOTE 1.500% 7/00.38%$516,000570.0K
44GREENBRIER COS INCNOTE 2.875% 2/00.37%$496,000520.0K
45VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF0.36%$487,00012.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$229M217Apr 27, 202613F-HRchanges · EDGAR ↗
Q4 2025$218M132Jan 22, 202613F-HRchanges · EDGAR ↗
Q3 2025$209M139Oct 24, 202513F-HRchanges · EDGAR ↗
Q2 2025$193M126Jul 25, 202513F-HRchanges · EDGAR ↗
Q1 2025$178M113Apr 25, 202513F-HRchanges · EDGAR ↗
Q4 2024$178M104Jan 22, 202513F-HRchanges · EDGAR ↗
Q3 2024$184M108Oct 28, 202413F-HRchanges · EDGAR ↗
Q2 2024$178M101Jul 29, 202413F-HRchanges · EDGAR ↗
Q1 2024$179M98Apr 23, 202413F-HRchanges · EDGAR ↗
Q4 2023$176M98Jan 19, 202413F-HRchanges · EDGAR ↗
Q3 2023$172M97Oct 31, 202313F-HRchanges · EDGAR ↗
Q2 2023$186M101Jul 24, 202313F-HRchanges · EDGAR ↗
Q1 2023$182M97Apr 26, 202313F-HRchanges · EDGAR ↗
Q4 2022$174M97Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$182M93Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$191M96Jul 27, 202213F-HRchanges · EDGAR ↗
Q1 2022$217M111May 4, 202213F-HRchanges · EDGAR ↗
Q4 2021$224M115Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$208M110Nov 2, 202113F-HRchanges · EDGAR ↗
Q2 2021$214M107Jul 28, 202113F-HRchanges · EDGAR ↗
Q1 2021$190M104May 7, 202113F-HRchanges · EDGAR ↗
Q4 2020$199M122Jan 13, 202113F-HRchanges · EDGAR ↗
Q3 2020$181M102Nov 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$194M111Jul 15, 202013F-HRchanges · EDGAR ↗
Q1 2020$160M107Apr 20, 202013F-HRchanges · EDGAR ↗
Q4 2019$210M118Jan 30, 202013F-HRchanges · EDGAR ↗
Q3 2019$134M100Oct 21, 201913F-HRchanges · EDGAR ↗
Q2 2019$107M92Aug 2, 201913F-HRchanges · EDGAR ↗
Q1 2019$158M94May 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$128M79Jan 15, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.