SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Arax Advisory Partners

CIK 0001586767 · 730 17TH STREET, SUITE 107, DENVER, CO, 80202 · 3036335900

Reported Value
$731M
Q3 2021
Positions
1,022
Filings on Record
28
2019–present window
Filed
Nov 5, 2021
original filing

Summary

Arax Advisory Partners reported $731M in U.S.-listed holdings across 1,022 positions for Q3 2021.

Its largest position, Ishares Tr, represents 6.0% of the portfolio.

Compared with Q2 2021, the fund opened 156 new positions and exited 79.

Portfolio Metrics

Turnover
+4.8%
vs prior filed quarter
Top-10 Concentration
+46.9%
share of reported value
Largest Position
+6.0%
Ishares Tr
New / Exited
156 / 79
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $252MQ4 ’18Q2 ’19: $300MQ3 ’19: $332MQ4 ’19: $348MQ1 ’20: $434MQ1 ’20Q2 ’20: $562MQ3 ’20: $593MQ4 ’20: $676MQ2 ’21: $734MQ2 ’21Q3 ’21: $731MQ4 ’21: $789MQ1 ’22: $751MQ2 ’22: $660MQ2 ’22Q3 ’22: $634MQ4 ’22: $723MQ1 ’23: $755MQ2 ’23: $783MQ2 ’23Q3 ’23: $803MQ4 ’23: $898MQ1 ’24: $948MQ2 ’24: $1.0BQ2 ’24Q3 ’24: $1.1BQ4 ’24: $1.6BQ1 ’25: $1.6BQ2 ’25: $2.2BQ2 ’25Q3 ’25: $7.0BQ4 ’25: $3.4BQ1 ’26: $3.5Bfilingsflow.com

Portfolio Composition

By security type
ETP: 86.6%Common Stock: 11.2%Other: 1.4%REIT: 0.5%ADR: 0.2%Other: 0.1%
  • ETP · 86.6% · $633M
  • Common Stock · 11.2% · $82M
  • Other · 1.4% · $10M
  • REIT · 0.5% · $4M
  • ADR · 0.2% · $2M
  • Other · 0.1% · $773,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
GENERAL ELECTRIC CONEW+3.4K3.4K+$351,000$351,000
OLPONE LIBERTY PPTYS INCNEW+9.8K9.8K+$298,000$298,000
PROSHARES TRNEW+34.4K34.4K+$297,000$297,000
CNTCENTURY CASINOS INCNEW+21.7K21.7K+$292,000$292,000
VERVEREIT INCNEW+6.0K6.0K+$271,000$271,000
HQIHIREQUEST INCNEW+13.6K13.6K+$263,000$263,000
SAILEURSAILPOINT TECHNOLOGIES HLDGSNEW+3.1K3.1K+$134,000$134,000
AERCAP HOLDINGS NVNEW+1.8K1.8K+$104,000$104,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

20 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRRUS 1000 GRW ETF · RUS 2000 VAL ETF · RUS MDCP VAL ETF · RUS 1000 VAL ETF · S&P MC 400GR ETF · S&P SML 600 GWT · ISHS 1-5YR INVS · TIPS BD ETF · MBS ETF · MSCI USA MIN VOL · CORE HIGH DV ETF · GLOBAL ENERG ETF · CORE US AGGBD ET · SHORT TREAS BD · S&P 500 GRWT ETF · 0-5 YR TIPS ETF · S&P MC 400VL ETF · PFD AND INCM SEC · SELECT DIVID ETF51.15%$374M3.61M
2VUGVANGUARD INDEX FDSGROWTH ETF · MID CAP ETF · VALUE ETF · SM CP VAL ETF · SMALL CP ETF · TOTAL STK MKT · SML CP GRW ETF · MCAP VL IDXVIP13.04%$95M473.6K
3FIRST TR EXCH TRADED FD IIIPFD SECS INC ETF2.55%$19M908.0K
4NDQINVESCO QQQ TRhistory →UNIT SER 12.54%$19M51.9K
5VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF1.96%$14M286.6K
6VANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF1.89%$14M273.4K
7VANGUARD BD INDEX FDSSHORT TRM BOND · INTERMED TERM1.51%$11M131.8K
8SCHWAB STRATEGIC TRUS DIVIDEND EQ · US TIPS ETF1.26%$9M135.1K
9SPDR SER TRNUVEEN BRC MUNIC · S&P 600 SMCP VAL · PORTFOLIO SH TSR1.16%$8M178.5K
10BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.94%$7M25.1K
11FIRST TR EXCHANGE TRADED FDUS EQTY OPPT ETF0.92%$7M54.6K
12INVESCO EXCH TRADED FD TR IIPFD ETF · S&P SMLCP LOW0.92%$7M347.7K
13AAPLAPPLE INCCOM0.86%$6M44.4K
14VANGUARD WHITEHALL FDSHIGH DIV YLD0.79%$6M56.1K
15IAU*GOLD TRISHARES NEW0.56%$4M122.7K
16NORTHERN LTS FD TR IVSTERLING CAPITAL0.50%$4M124.1K
17AMZNAMAZON COM INCCOM0.44%$3M976
18JNJJOHNSON & JOHNSONCOM0.35%$3M15.9K
19VANGUARD SPECIALIZED FUNDSDIV APP ETF0.34%$2M16.1K
20PROSHARES TRPSHS ULTRA QQQ0.29%$2M29.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$3.5B3,766May 13, 202613F-HRchanges · EDGAR ↗
Q4 2025$3.4B4,075Feb 13, 202613F-HRchanges · EDGAR ↗
Q3 2025$7.0B4,358Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$2.2B3,035Aug 12, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.6B3,368May 15, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.6B2,413Feb 5, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.1B3,247Nov 6, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.0B3,158Aug 6, 202413F-HRchanges · EDGAR ↗
Q1 2024$948M1,843May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$898M1,840Feb 6, 202413F-HRchanges · EDGAR ↗
Q3 2023$803M1,775Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$783M1,475Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$755M1,329May 16, 202313F-HRchanges · EDGAR ↗
Q4 2022$723M1,272Feb 24, 202313F-HRchanges · EDGAR ↗
Q3 2022$634M1,205Nov 3, 202213F-HRchanges · EDGAR ↗
Q2 2022$660M1,163Aug 22, 202213F-HRchanges · EDGAR ↗
Q1 2022$751M1,148May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$789M1,134Feb 8, 202213F-HRchanges · EDGAR ↗
Q3 2021$731M1,022Nov 5, 202113F-HRchanges · EDGAR ↗
Q2 2021$734M945Aug 2, 202113F-HRchanges · EDGAR ↗
Q4 2020$676M730Feb 3, 202113F-HRchanges · EDGAR ↗
Q3 2020$593M689Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$562M672Aug 6, 202013F-HRchanges · EDGAR ↗
Q1 2020$434M672May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$348M586Feb 7, 202013F-HRchanges · EDGAR ↗
Q3 2019$332M587Nov 1, 201913F-HRchanges · EDGAR ↗
Q2 2019$300M587Aug 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$252M554Feb 6, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.