SEC 13F Intelligence

Managers / Q3 2020 · view latest →

Tuttle Capital Management, LLC

CIK 0001581641 · 155 LOCKWOOD ROAD, RIVERSIDE, CT, 06878 · 3478520548

Reported Value
$145M
Q3 2020
Positions
121
Filings on Record
32
2019–present window
Filed
Nov 13, 2020
original filing

Summary

Tuttle Capital Management, LLC reported $145M in U.S.-listed holdings across 121 positions for Q3 2020.

The portfolio is heavily concentrated: IEI alone accounts for 31.2% of reported value.

Compared with Q2 2020, the fund opened 91 new positions and exited 87.

Portfolio Metrics

Turnover
+79.0%
vs prior filed quarter
Top-10 Concentration
+58.6%
share of reported value
Largest Position
+31.2%
Ishares Tr
New / Exited
91 / 87
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $264MQ4 ’18Q1 ’19: $498MQ2 ’19: $255MQ3 ’19: $377MQ4 ’19: $264MQ4 ’19Q1 ’20: $187MQ2 ’20: $140MQ3 ’20: $145MQ4 ’20: $129MQ4 ’20Q1 ’21: $253MQ2 ’21: $226MQ3 ’21: $86MQ4 ’21: $65MQ4 ’21Q1 ’22: $40MQ2 ’22: $36MQ3 ’22: $29MQ4 ’22: $25MQ4 ’22Q1 ’23: $15MQ2 ’23: $21MQ3 ’23: $15MQ4 ’23: $14MQ4 ’23Q1 ’24: $13MQ2 ’24: $17MQ3 ’24: $18MQ4 ’24: $19MQ4 ’24Q1 ’25: $23MQ2 ’25: $24MQ3 ’25: $26MQ4 ’25: $45MQ4 ’25Q1 ’26: $61Mfilingsflow.com

Portfolio Composition

By security type
ETP: 53.9%Common Stock: 44.6%REIT: 0.6%ADR: 0.5%Other: 0.4%
  • ETP · 53.9% · $78M
  • Common Stock · 44.6% · $65M
  • REIT · 0.6% · $905,000
  • ADR · 0.5% · $702,000
  • Other · 0.4% · $542,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
IEIISHARES TRNEW+156.9K156.9K+$21M$21M
TAILCAMBRIA ETF TRNEW+890.8K890.8K+$19M$19M
DIASPDR DOW JONES INDL AVERAGENEW+16.4K16.4K+$5M$5M
USMVISHARES TRNEW+51.6K51.6K+$3M$3M
SVXYPROSHARES TR IINEW+90.7K90.7K+$3M$3M
JHEMJOHN HANCOCK EXCHANGE TRADEDNEW+119.1K119.1K+$3M$3M
KRANESHARES TRNEW+95.8K95.8K+$3M$3M
TIPISHARES TRNEW+20.7K20.7K+$3M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

116 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IEIISHARES TR3 7 YR TREAS BD · 1 3 YR TREAS BD · MSCI USA MIN VOL · TIPS BD ETF · MSCI EAFE MIN VL · MSCI USA VALUE31.23%$45M445.1K
2TAILCAMBRIA ETF TRhistory →TAIL RISK13.26%$19M890.8K
3DIASPDR DOW JONES INDL AVERAGEhistory →UT SER 13.14%$5M16.4K
4SVXYPROSHARES TR IIhistory →SHT VIX ST TRM2.22%$3M90.7K
5JHEMJOHN HANCOCK EXCHANGE TRADEDhistory →MULTFCTR EMRNG2.02%$3M119.1K
6KRANESHARES TRQUADRTC INT RT1.81%$3M95.8K
7CVSCVS HEALTH CORPhistory →COM1.51%$2M37.4K
8CICIGNA CORP NEWhistory →COM1.19%$2M10.2K
9ABBVABBVIE INChistory →COM1.14%$2M18.9K
10CLXCLOROX CO DELhistory →COM1.10%$2M7.6K
11KELKELLOGG COhistory →COM1.02%$1M22.9K
12MCKMCKESSON CORPCOM0.95%$1M9.2K
13CORAMERISOURCEBERGEN CORPCOM0.94%$1M14.1K
14COSTCOSTCO WHSL CORP NEWCOM0.88%$1M3.6K
15CAGCONAGRA BRANDS INCCOM0.84%$1M34.3K
16WBAWALGREENS BOOTS ALLIANCE INCCOM0.78%$1M31.7K
17GRMNGARMIN LTDSHS0.72%$1M10.9K
18KRKROGER COCOM0.71%$1M30.5K
19AIZASSURANT INCCOM0.69%$1M8.3K
20AAPADVANCE AUTO PARTS INCCOM0.69%$1M6.6K
21PEPPEPSICO INCCOM0.69%$1M7.3K
22JNJJOHNSON & JOHNSONCOM0.69%$996,0006.7K
23EAELECTRONIC ARTS INCCOM0.67%$979,0007.5K
24REGNREGENERON PHARMACEUTICALSCOM0.66%$960,0001.7K
25TAPMOLSON COORS BEVERAGE COCL B0.66%$957,00028.5K
26WHRWHIRLPOOL CORPCOM0.65%$946,0005.1K
27KHCKRAFT HEINZ COCOM0.64%$931,00031.1K
28TRVTRAVELERS COMPANIES INCCOM0.63%$917,0008.5K
29CHRWC H ROBINSON WORLDWIDE INCCOM NEW0.63%$914,0008.9K
30EGEVEREST RE GROUP LTDCOM0.63%$911,0004.6K
31GISGENERAL MLS INCCOM0.63%$907,00014.7K
32HRLHORMEL FOODS CORPCOM0.59%$857,00017.5K
33STTSTATE STR CORPCOM0.56%$813,00013.7K
34EBAYEBAY INC.COM0.56%$808,00015.5K
35WMTWALMART INCCOM0.55%$804,0005.7K
36TGTTARGET CORPCOM0.54%$782,0005.0K
37CSCOCISCO SYS INCCOM0.53%$767,00019.5K
38TIFFANY & CO NEWCOM0.51%$733,0006.3K
39LLYLILLY ELI & COCOM0.50%$721,0004.9K
40PDDPINDUODUO INCSPONSORED ADS0.48%$702,0009.5K
41ETRAE TRADE FINANCIAL CORPCOM NEW0.48%$698,00013.9K
42CPBCAMPBELL SOUP COCOM0.48%$690,00014.3K
43CITRIX SYS INCCOM0.47%$676,0004.9K
44KMBKIMBERLY CLARK CORPCOM0.44%$642,0004.3K
45TAT&T INCCOM0.42%$612,00021.5K
46GDGENERAL DYNAMICS CORPCOM0.41%$592,0004.3K
47EXMOCEXXON MOBIL CORPCOM0.40%$586,00017.1K
48NYTNEW YORK TIMES COCL A0.40%$585,00013.7K
49CAHCARDINAL HEALTH INCCOM0.40%$585,00012.5K
50HSYHERSHEY COCOM0.40%$582,0004.1K
51CDWCDW CORPCOM0.39%$565,0004.7K
52CNCCENTENE CORP DELCOM0.39%$561,0009.6K
53BBYBEST BUY INCCOM0.39%$559,0005.0K
54HPQHP INCCOM0.38%$553,00029.1K
55KLACKLA CORPCOM NEW0.38%$549,0002.8K
56HPEHEWLETT PACKARD ENTERPRISE CCOM0.38%$548,00058.5K
57DLTRDOLLAR TREE INCCOM0.37%$544,0006.0K
58SPLUNK INCCOM0.37%$542,0002.9K
59ADSKAUTODESK INCCOM0.37%$540,0002.3K
60VRTXVERTEX PHARMACEUTICALS INCCOM0.37%$540,0002.0K
61FTNTFORTINET INCCOM0.37%$537,0004.6K
62TYLTYLER TECHNOLOGIES INCCOM0.37%$537,0001.5K
63HSICHENRY SCHEIN INCCOM0.36%$527,0009.0K
64BMRNBIOMARIN PHARMACEUTICAL INCCOM0.36%$524,0006.9K
65ATOATMOS ENERGY CORPCOM0.34%$499,0005.2K
66BDXBECTON DICKINSON & COCOM0.34%$495,0002.1K
67ELVANTHEM INCCOM0.33%$481,0001.8K
68ACNACCENTURE PLC IRELANDSHS CLASS A0.33%$481,0002.1K
69AMGNAMGEN INCCOM0.33%$477,0001.9K
70VVISA INCCOM CL A0.32%$469,0002.3K
71UNHUNITEDHEALTH GROUP INCCOM0.32%$460,0001.5K
72BAXBAXTER INTL INCCOM0.32%$460,0005.7K
73VZVERIZON COMMUNICATIONS INCCOM0.31%$456,0007.7K
74MRKMERCK & CO. INCCOM0.31%$455,0005.5K
75TROWPRICE T ROWE GROUP INCCOM0.31%$443,0003.5K
76MDLZMONDELEZ INTL INCCL A0.29%$415,0007.2K
77HIGHARTFORD FINL SVCS GROUP INCCOM0.28%$410,00011.1K
78ALLALLSTATE CORPCOM0.27%$395,0004.2K
79DGXQUEST DIAGNOSTICS INCCOM0.25%$365,0003.2K
80MCOMOODYS CORPCOM0.25%$364,0001.3K
81UUPINVESCO DB US DLR INDEX TRBULLISH FD0.25%$362,00014.3K
82SJMSMUCKER J M COCOM NEW0.25%$356,0003.1K
83BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.24%$355,0001.7K
84LINDE PLCSHS0.24%$354,0001.5K
85DUKE REALTY CORPCOM NEW0.24%$352,0009.5K
86IRMIRON MTN INC NEWCOM0.24%$349,00013.0K
87PGPROCTER AND GAMBLE COCOM0.24%$341,0002.5K
88GILDGILEAD SCIENCES INCCOM0.23%$337,0005.3K
89KDPKEURIG DR PEPPER INCCOM0.22%$317,00011.5K
90TMOTHERMO FISHER SCIENTIFIC INCCOM0.21%$311,000705
91PFEPFIZER INCCOM0.21%$310,0008.4K
92ROPROPER TECHNOLOGIES INCCOM0.20%$283,000716
93CBCHUBB LIMITEDCOM0.20%$283,0002.4K
94METAFACEBOOK INCCL A0.19%$280,0001.1K
95CVXCHEVRON CORP NEWCOM0.19%$278,0003.9K
96PRGOPERRIGO CO PLCSHS0.19%$272,0005.9K
97LIILENNOX INTL INCCOM0.18%$264,000969
98WTRGESSENTIAL UTILS INCCOM0.18%$260,0006.5K
99INTCINTEL CORPCOM0.17%$243,0004.7K
100LBRDKLIBERTY BROADBAND CORPCOM SER C0.16%$239,0001.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$61M124May 4, 202613F-HRchanges · EDGAR ↗
Q4 2025$45M101Jan 8, 202613F-HRchanges · EDGAR ↗
Q3 2025$26M55Oct 20, 202513F-HRchanges · EDGAR ↗
Q2 2025$24M53Jul 28, 202513F-HRchanges · EDGAR ↗
Q1 2025$23M58Apr 17, 202513F-HRchanges · EDGAR ↗
Q4 2024$19M51Jan 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$18M68Oct 16, 202413F-HRchanges · EDGAR ↗
Q2 2024$17M67Jul 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$13M61Apr 11, 202413F-HRchanges · EDGAR ↗
Q4 2023$14M61Jan 10, 202413F-HRchanges · EDGAR ↗
Q3 2023$15M65Oct 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$21M70Jul 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$15M45Apr 7, 202313F-HRchanges · EDGAR ↗
Q4 2022$25M95Jan 25, 202313F-HRchanges · EDGAR ↗
Q3 2022$29M94Oct 11, 202213F-HRchanges · EDGAR ↗
Q2 2022$36M107Aug 3, 202213F-HRchanges · EDGAR ↗
Q1 2022$40M99May 6, 2022RESTATEMENTchanges · EDGAR ↗
Q4 2021$65M109Jan 19, 202213F-HRchanges · EDGAR ↗
Q3 2021$86M119Oct 22, 2021RESTATEMENTchanges · EDGAR ↗
Q2 2021$226M261Jul 21, 202113F-HRchanges · EDGAR ↗
Q1 2021$253M239Apr 27, 202113F-HRchanges · EDGAR ↗
Q4 2020$129M173Jan 20, 202113F-HRchanges · EDGAR ↗
Q3 2020$145M121Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$140M117Aug 11, 202013F-HRchanges · EDGAR ↗
Q1 2020$187M68Apr 9, 202013F-HRchanges · EDGAR ↗
Q4 2019$264M90Jan 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$377M234Oct 18, 201913F-HRchanges · EDGAR ↗
Q2 2019$255M86Jul 29, 201913F-HRchanges · EDGAR ↗
Q1 2019$498M222May 10, 201913F-HRchanges · EDGAR ↗
Q4 2018$264M78Jan 31, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 2 additional managers.

  • Belpointe Asset Management LLC028-18182
  • RATIONAL ADVISORS LLC028-16191

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.