SEC 13F Intelligence

Managers / Q3 2020 · view latest →

W.G. Shaheen & Associates DBA Whitney & Co

CIK 0001577001 · 959 PANORAMA TRAIL S, SUITE 190, ROCHESTER, NY, 14625 · 585-232-6200

Reported Value
$533M
Q3 2020
Positions
113
Filings on Record
31
2019–present window
Filed
Nov 13, 2020
original filing

Summary

W.g. Shaheen & Associates Dba Whitney & Co reported $533M in U.S.-listed holdings across 113 positions for Q3 2020.

Its largest position, AAPL, represents 8.4% of the portfolio.

Compared with Q2 2020, the fund opened 11 new positions and exited 2.

Portfolio Metrics

Turnover
+5.5%
vs prior filed quarter
Top-10 Concentration
+38.6%
share of reported value
Largest Position
+8.4%
Apple
New / Exited
11 / 2
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $391MQ4 ’18Q1 ’19: $442MQ2 ’19: $445MQ3 ’19: $479MQ4 ’19: $502MQ4 ’19Q1 ’20: $405MQ2 ’20: $489MQ3 ’20: $533MQ4 ’20: $620MQ4 ’20Q1 ’21: $570MQ2 ’21: $625MQ3 ’21: $625MQ4 ’21: $681MQ4 ’21Q1 ’22: $650MQ2 ’22: $550MQ3 ’22: $514MQ4 ’22: $545MQ4 ’22Q1 ’23: $631MQ2 ’23: $695MQ3 ’23: $666MQ4 ’23: $773MQ4 ’23Q1 ’24: $839MQ2 ’24: $871MQ3 ’24: $933MQ4 ’24: $952MQ4 ’24Q1 ’25: $941MQ2 ’25: $1.0BQ3 ’25: $1.1BQ4 ’25: $1.3BQ4 ’25Q1 ’26: $1.2Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 72.0%ETP: 24.4%REIT: 2.3%Tracking Stk: 0.8%Other: 0.3%Other: 0.1%
  • Common Stock · 72.0% · $384M
  • ETP · 24.4% · $130M
  • REIT · 2.3% · $12M
  • Tracking Stk · 0.8% · $4M
  • Other · 0.3% · $2M
  • Other · 0.1% · $728,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
IAUUSDISHARES GOLD TRUSTNEW+473.5K473.5K+$9M$9M
DGXQUEST DIAGNOSTICS INCNEW+26.2K26.2K+$3M$3M
SLVISHARES SILVER TRNEW+134.0K134.0K+$3M$3M
AVGOBROADCOM INCNEW+4.7K4.7K+$2M$2M
MUMICRON TECHNOLOGY INCNEW+34.7K34.7K+$2M$2M
NXP SEMICONDUCTORS N VNEW+12.4K12.4K+$2M$2M
ISHARES TRNEW+3.9K3.9K+$458,000$458,000
ROKUROKU INCNEW+1.4K1.4K+$268,000$268,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

42 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRCORE US AGGBD ET · ISHS 1-5YR INVS · CORE TOTAL USD · CORE S&P TTL STK · TIPS BD ETF · 20 YR TR BD ETF · JPMORGAN USD EMG · PFD AND INCM SEC20.30%$108M1.46M
2AAPLAPPLE INChistory →COM8.37%$45M385.7K
3MSFTMICROSOFT CORPhistory →COM4.26%$23M108.0K
4GOOGALPHABET INCCAP STK CL C · CAP STK CL A3.47%$19M12.6K
5AMZNAMAZON COM INChistory →COM2.87%$15M4.9K
6METAFACEBOOK INChistory →CL A2.84%$15M57.8K
7PYPLPAYPAL HLDGS INChistory →COM2.40%$13M65.0K
8CB1ACONSTELLATION BRANDS INChistory →CL A2.28%$12M64.2K
9CMCSACOMCAST CORP NEWhistory →CL A2.23%$12M257.4K
10LOWLOWES COS INChistory →COM2.08%$11M66.8K
11INTCINTEL CORPhistory →COM1.88%$10M193.6K
12MRKMERCK & CO. INChistory →COM1.87%$10M120.1K
13NEMNEWMONT CORPhistory →COM1.83%$10M154.1K
14JPMJPMORGAN CHASE & COhistory →COM1.82%$10M100.8K
15AMGNAMGEN INChistory →COM1.80%$10M37.8K
16IAUUSDISHARES GOLD TRUSThistory →ISHARES1.60%$9M473.5K
17ADBEADOBE SYSTEMS INCORPORATEDhistory →COM1.59%$8M17.3K
18BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.43%$8M35.9K
19PNCPNC FINL SVCS GROUP INChistory →COM1.42%$8M69.1K
20NSCNORFOLK SOUTHN CORPhistory →COM1.39%$7M34.6K
21MDLZMONDELEZ INTL INChistory →CL A1.37%$7M127.3K
22CSCOCISCO SYS INChistory →COM1.36%$7M184.5K
23DELLDELL TECHNOLOGIES INChistory →CL C1.33%$7M104.7K
24PFEPFIZER INChistory →COM1.30%$7M189.4K
25PGPROCTER AND GAMBLE COhistory →COM1.27%$7M48.9K
26DISCAUSDDISCOVERY INChistory →COM SER A1.27%$7M311.3K
27SCHWSCHWAB CHARLES CORPhistory →COM1.24%$7M182.7K
28AMTAMERICAN TOWER CORP NEWhistory →COM1.18%$6M26.1K
29PAYXPAYCHEX INChistory →COM1.18%$6M79.0K
30COSTCOSTCO WHSL CORP NEWhistory →COM1.15%$6M17.2K
31BLKCHFBLACKROCK INChistory →COM1.15%$6M10.9K
32RTXRAYTHEON TECHNOLOGIES CORPhistory →COM1.13%$6M105.1K
33SPGSIMON PPTY GROUP INC NEWhistory →COM1.03%$6M85.3K
34BKNGBOOKING HOLDINGS INChistory →COM1.03%$5M3.2K
35NTRNUTRIEN LTDhistory →COM1.03%$5M139.7K
36CICIGNA CORP NEWCOM0.99%$5M31.2K
37BDXBECTON DICKINSON & COCOM0.97%$5M22.2K
38BERYEURBERRY GLOBAL GROUP INCCOM0.81%$4M89.5K
39LIBERTY MEDIA CORP DELCOM A SIRIUSXM0.77%$4M124.1K
40ULTAULTA BEAUTY INCCOM0.69%$4M16.4K
41GILDGILEAD SCIENCES INCCOM0.67%$4M56.2K
42DGXQUEST DIAGNOSTICS INCCOM0.56%$3M26.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.2B175May 5, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.3B175Jan 30, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.1B148Nov 7, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.0B137Aug 5, 202513F-HRchanges · EDGAR ↗
Q1 2025$941M134May 6, 202513F-HRchanges · EDGAR ↗
Q4 2024$952M132Feb 4, 202513F-HRchanges · EDGAR ↗
Q3 2024$933M130Nov 7, 202413F-HRchanges · EDGAR ↗
Q2 2024$871M124Jul 30, 202413F-HRchanges · EDGAR ↗
Q1 2024$839M128May 8, 202413F-HRchanges · EDGAR ↗
Q4 2023$773M122Feb 13, 2024RESTATEMENTchanges · EDGAR ↗
Q3 2023$666M122Nov 8, 202313F-HRchanges · EDGAR ↗
Q2 2023$695M122Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$631M122May 3, 202313F-HRchanges · EDGAR ↗
Q4 2022$545M123Feb 3, 202313F-HRchanges · EDGAR ↗
Q3 2022$514M125Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$550M122Aug 5, 202213F-HRchanges · EDGAR ↗
Q1 2022$650M133May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$681M133Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$625M129Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$625M126Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$570M121May 11, 202113F-HRchanges · EDGAR ↗
Q4 2020$620M122Feb 10, 202113F-HRchanges · EDGAR ↗
Q3 2020$533M113Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$489M104Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$405M99May 5, 202013F-HRchanges · EDGAR ↗
Q4 2019$502M107Feb 6, 202013F-HRchanges · EDGAR ↗
Q3 2019$479M106Nov 7, 201913F-HRchanges · EDGAR ↗
Q2 2019$445M101Aug 6, 201913F-HRchanges · EDGAR ↗
Q1 2019$442M102May 6, 201913F-HRchanges · EDGAR ↗
Q4 2018$391M113Feb 7, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.