SEC 13F Intelligence

Managers / Q4 2020 · view latest →

Financial Management Professionals, Inc.

CIK 0001568132 · 6034 W. COURTYARD DR., SUITE 380, AUSTIN, TX, 78730 · 512-329-5174

Reported Value
$357M
Q4 2020
Positions
661
Filings on Record
31
2019–present window
Filed
Feb 3, 2021
original filing

Summary

Financial Management Professionals, Inc. reported $357M in U.S.-listed holdings across 661 positions for Q4 2020.

Its largest position, Schwab Strategic Tr, represents 19.0% of the portfolio.

Compared with Q3 2020, the fund opened 70 new positions and exited 41.

Portfolio Metrics

Turnover
+12.3%
vs prior filed quarter
Top-10 Concentration
+69.0%
share of reported value
Largest Position
+19.0%
Schwab Strategic Tr
New / Exited
70 / 41
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $160MQ4 ’18Q1 ’19: $249MQ2 ’19: $270MQ3 ’19: $271MQ4 ’19: $302MQ4 ’19Q1 ’20: $236MQ2 ’20: $290MQ3 ’20: $280MQ4 ’20: $357MQ4 ’20Q1 ’21: $374MQ2 ’21: $388MQ3 ’21: $433MQ4 ’21: $472MQ4 ’21Q1 ’22: $461MQ2 ’22: $412MQ3 ’22: $437MQ1 ’23: $518,238Q1 ’23Q2 ’23: $597,795Q3 ’23: $568,711Q4 ’23: $613,700Q1 ’24: $678,502Q1 ’24Q2 ’24: $728,577Q3 ’24: $805,414Q1 ’25: $783MQ2 ’25: $889MQ2 ’25Q3 ’25: $961MQ4 ’25: $970MQ1 ’26: $892MQ2 ’26: $1.1BQ2 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 89.5%Common Stock: 9.4%ADR: 0.3%Other: 0.3%REIT: 0.2%Other: 0.2%
  • ETP · 89.5% · $319M
  • Common Stock · 9.4% · $33M
  • ADR · 0.3% · $1M
  • Other · 0.3% · $1M
  • REIT · 0.2% · $884,000
  • Other · 0.2% · $764,000

Quarter-over-Quarter Changes full breakdown →

vs Q3 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
FIDELITY COVINGTON TRUSTNEW+299.0K299.0K+$17M$17M
ISHARES TRNEW+4.4K4.4K+$980,000$980,000
XLESELECT SECTOR SPDR TRNEW+6.6K6.6K+$249,000$249,000
CARGCARGURUS INCNEW+3.0K3.0K+$94,000$94,000
CLRUSDCONTINENTAL RES INCNEW+5.7K5.7K+$93,000$93,000
EBIXEUREBIX INCNEW+2.4K2.4K+$91,000$91,000
TPBTURNING PT BRANDS INCNEW+2.0K2.0K+$89,000$89,000
ETF MANAGERS TRNEW+5.4K5.4K+$88,000$88,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2020

37 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHWAB STRATEGIC TRUS SML CAP ETF · US LRG CAP ETF · US AGGREGATE B · INTL EQTY ETF · US BRD MKT ETF34.48%$123M1.56M
2ACWIISHARES TRRUS 1000 ETF · MSCI ACWI ETF · MSCI USA SML CP · EAFE GRWTH ETF · US HOME CONS ETF · TRANS AVG ETF · SHORT TREAS BD14.37%$51M525.7K
3GOLDMAN SACHS ETF TRACTIVEBETA US LG9.09%$32M428.1K
4VUGVANGUARD INDEX FDSMID CAP ETF · GROWTH ETF7.49%$27M124.5K
5FIDELITY COVINGTON TRUSTHIGH YILD ETF4.66%$17M299.0K
6VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF · ALLWRLD EX US4.44%$16M301.5K
7VANGUARD ADMIRAL FDS INCSMLCP 600 VAL2.91%$10M73.9K
8INVESCO EXCHANGE TRADED FD TDWA HEALTHCARE · WILDERHIL CLAN2.61%$9M72.5K
9WORLD GOLD TRSPDR GLD MINIS2.33%$8M438.1K
10VANGUARD WORLD FDSCONSUM DIS ETF1.46%$5M18.9K
11GLGLOBE LIFE INChistory →COM1.20%$4M45.1K
12ARK ETF TRNEXT GNRTN INTER1.08%$4M26.3K
13SPDR INDEX SHS FDSASIA PACIF ETF1.06%$4M29.7K
14AAPLAPPLE INCCOM0.79%$3M21.3K
15JPIBJ P MORGAN EXCHANGE-TRADED FINTL BD OPP ETF0.66%$2M45.4K
16SELECT SECTOR SPDR TRTECHNOLOGY0.64%$2M17.5K
17PIMCO ETF TRENHAN SHRT MA AC0.56%$2M19.6K
18VANGUARD BD INDEX FDSTOTAL BND MRKT0.53%$2M21.3K
19EXMOCEXXON MOBIL CORPCOM0.35%$1M30.4K
20SPDR SER TRNUVEEN BLMBRG SR0.33%$1M23.3K
21MAINMAIN STR CAP CORPCOM0.31%$1M34.1K
22NIONIO INCSPON ADS0.21%$747,00015.3K
23AMZNAMAZON COM INCCOM0.20%$707,000217
24SHWSHERWIN WILLIAMS COCOM0.18%$653,000889
25ISHARES INCCORE MSCI EMKT0.17%$608,0009.8K
26MSFTMICROSOFT CORPCOM0.17%$600,0002.7K
27TSLATESLA INCCOM0.15%$524,000743
28PLUNPLUG POWER INCCOM NEW0.13%$475,00014.0K
29PEPPEPSICO INCCOM0.13%$455,0003.1K
30SPDR S&P 500 ETF TRTR UNIT0.12%$417,0001.1K
31JPMJPMORGAN CHASE & COCOM0.12%$416,0003.3K
32ISRGINTUITIVE SURGICAL INCCOM NEW0.11%$390,000477
334I1PHILIP MORRIS INTL INCCOM0.10%$357,0004.3K
34CSCOCISCO SYS INCCOM0.10%$357,0008.0K
35ABBVABBVIE INCCOM0.10%$355,0003.3K
36METAFACEBOOK INCCL A0.09%$338,0001.2K
37DUKDUKE ENERGY CORP NEWCOM NEW0.09%$327,0003.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$1.1B1,055Jul 9, 202613F-HRchanges · EDGAR ↗
Q1 2026$892M963Apr 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$970M967Jan 27, 202613F-HRchanges · EDGAR ↗
Q3 2025$961M948Oct 15, 202513F-HRchanges · EDGAR ↗
Q2 2025$889M1,017Jul 15, 202513F-HRchanges · EDGAR ↗
Q1 2025$783M996Apr 10, 202513F-HRchanges · EDGAR ↗
Q4 2024Under review984Jan 15, 202513F-HRchanges · EDGAR ↗
Q3 2024$805,4141,015Oct 24, 202413F-HRchanges · EDGAR ↗
Q2 2024$728,577984Jul 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$678,5021,046Apr 16, 202413F-HRchanges · EDGAR ↗
Q4 2023$613,7001,039Jan 12, 202413F-HRchanges · EDGAR ↗
Q3 2023$568,711984Oct 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$597,7951,022Jul 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$518,2381,104Apr 13, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review1,038Jan 11, 202313F-HRchanges · EDGAR ↗
Q3 2022$437M1,050Oct 27, 202213F-HRchanges · EDGAR ↗
Q2 2022$412M1,027Jul 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$461M1,086Apr 27, 202213F-HRchanges · EDGAR ↗
Q4 2021$472M1,011Jan 28, 202213F-HRchanges · EDGAR ↗
Q3 2021$433M987Nov 2, 202113F-HRchanges · EDGAR ↗
Q2 2021$388M927Aug 5, 202113F-HRchanges · EDGAR ↗
Q1 2021$374M677Apr 26, 202113F-HRchanges · EDGAR ↗
Q4 2020$357M661Feb 3, 202113F-HRchanges · EDGAR ↗
Q3 2020$280M632Oct 26, 202013F-HRchanges · EDGAR ↗
Q2 2020$290M632Jul 21, 202013F-HRchanges · EDGAR ↗
Q1 2020$236M329Apr 24, 202013F-HRchanges · EDGAR ↗
Q4 2019$302M365Jan 21, 202013F-HRchanges · EDGAR ↗
Q3 2019$271M313Oct 11, 201913F-HRchanges · EDGAR ↗
Q2 2019$270M331Jul 29, 201913F-HRchanges · EDGAR ↗
Q1 2019$249M295Apr 22, 201913F-HRchanges · EDGAR ↗
Q4 2018$160M295Jan 22, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.