SEC 13F Intelligence

Managers / Q2 2022 · view latest →

Regal Investment Advisors LLC

CIK 0001559789 · 2687 44TH STREET SE, KENTWOOD, MI, 49512 · 616-224-2204

Reported Value
$961M
Q2 2022
Positions
498
Filings on Record
30
2019–present window
Filed
Aug 9, 2022
original filing

Summary

Regal Investment Advisors LLC reported $961M in U.S.-listed holdings across 498 positions for Q2 2022.

Its largest position, Ishares Tr, represents 5.0% of the portfolio.

Compared with Q1 2022, the fund opened 42 new positions and exited 70.

Portfolio Metrics

Turnover
+4.8%
vs prior filed quarter
Top-10 Concentration
+20.6%
share of reported value
Largest Position
+5.0%
Ishares Tr
New / Exited
42 / 70
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $456MQ4 ’18Q1 ’19: $492MQ2 ’19: $513MQ3 ’19: $512MQ4 ’19: $556MQ4 ’19Q1 ’20: $68MQ2 ’20: $545MQ3 ’20: $85MQ4 ’20: $885MQ4 ’20Q1 ’21: $99MQ2 ’21: $997MQ3 ’21: $1.0BQ4 ’21: $1.1BQ4 ’21Q1 ’22: $1.1BQ2 ’22: $961MQ3 ’22: $948MQ1 ’23: $1.1BQ1 ’23Q2 ’23: $1.2BQ3 ’23: $1.2BQ4 ’23: $1.3BQ1 ’24: $1.5BQ1 ’24Q2 ’24: $1.5BQ3 ’24: $1.4BQ4 ’24: $1.3BQ1 ’25: $1.2BQ1 ’25Q2 ’25: $1.3BQ3 ’25: $1.5BQ4 ’25: $1.7BQ1 ’26: $1.7BQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 66.4%Common Stock: 31.8%Other: 0.8%ADR: 0.3%Closed-End Fund: 0.3%Other: 0.4%
  • ETP · 66.4% · $638M
  • Common Stock · 31.8% · $306M
  • Other · 0.8% · $8M
  • ADR · 0.3% · $3M
  • Closed-End Fund · 0.3% · $3M
  • Other · 0.4% · $4M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ISHARES TRNEW+8.1K8.1K+$2M$2M
SPDR SER TRNEW+70.8K70.8K+$1M$1M
SPDR SER TRNEW+52.4K52.4K+$1M$1M
ZBHZIMMER BIOMET HOLDINGS INCNEW+10.2K10.2K+$1M$1M
ISHARES TRNEW+21.0K21.0K+$715,000$715,000
ISHARES TRNEW+10.3K10.3K+$714,000$714,000
SPDR SER TRNEW+3.7K3.7K+$441,000$441,000
SPDR SER TRNEW+5.4K5.4K+$391,000$391,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2022

29 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRCORE S&P500 ETF · PFD AND INCM SEC · IBOXX INV CP ETF · 0-5 YR TIPS ETF · MSCI USA MIN VOL · CORE S&P TTL STK · ESG AWR MSCI USA · CORE S&P SCP ETF · MSCI EAFE MIN VL · MSCI INTL QUALTY · MSCI EMG MKT ETF · CORE TOTAL USD · US TREAS BD ETF · MSCI USA QLT FCT · NATIONAL MUN ETF19.46%$187M2.52M
2FIRST TR EXCHANGE-TRADED FDCAP STRENGTH ETF · SMID RISNG ETF · NASD TECH DIV · FINLS ALPHADEX · HLTH CARE ALPH · DORSEY WRT 5 ETF5.52%$53M1.12M
3AAPLAPPLE INChistory →COM1.98%$19M138.9K
4MSFTMICROSOFT CORPhistory →COM1.70%$16M63.7K
5VUGVANGUARD INDEX FDSGROWTH ETF · TOTAL STK MKT1.57%$15M71.9K
6SPDR S&P 500 ETF TRTR UNIT1.55%$15M39.5K
7ABBVABBVIE INChistory →COM1.51%$14M94.5K
8FIRST TR EXCHNG TRADED FD VIVEST US BUFFER · TCW OPPORTUNIS1.51%$14M371.1K
9NDQINVESCO QQQ TRhistory →UNIT SER 11.41%$13M48.2K
10FIDELITY COMWLTH TRNASDAQ COMPSIT1.38%$13M307.1K
11JNJJOHNSON & JOHNSONhistory →COM1.25%$12M67.8K
12VANGUARD WHITEHALL FDSHIGH DIV YLD1.22%$12M114.9K
13PGPROCTER AND GAMBLE COhistory →COM1.12%$11M74.5K
14GOLDMAN SACHS ETF TRACTIVEBETA US LG1.11%$11M142.5K
15SCHWAB STRATEGIC TRUS DIVIDEND EQ1.10%$11M147.8K
16VANGUARD SPECIALIZED FUNDSDIV APP ETF1.08%$10M72.5K
17VANGUARD TAX-MANAGED INTL FDVAN FTSE DEV MKT1.08%$10M254.5K
18ISHARES INCMSCI GBL MIN VOL0.95%$9M97.1K
19PFEPFIZER INCCOM0.90%$9M165.6K
20AMZNAMAZON COM INCCOM0.89%$9M80.1K
21EMREMERSON ELEC COCOM0.80%$8M97.0K
22VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF0.74%$7M170.5K
23FIRST TR LRG CP VL ALPHADEXCOM SHS0.64%$6M98.9K
24EDCONSOLIDATED EDISON INCCOM0.62%$6M62.1K
25MCDMCDONALDS CORPCOM0.61%$6M23.6K
26TAT&T INCCOM0.60%$6M274.1K
27CHVCHEVRON CORP NEWCOM0.59%$6M39.0K
28MEDTRONIC PLCSHS0.57%$5M60.6K
29FIRST TR SML CP CORE ALPHA FCOM SHS0.54%$5M68.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.7B653May 14, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.7B584Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.5B516Nov 13, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.3B481Aug 11, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.2B460May 12, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.3B465Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.4B500Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.5B570Aug 15, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.5B582May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.3B544Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.2B499Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.2B514Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.1B517May 11, 202313F-HRchanges · EDGAR ↗
Q3 2022$948M480Nov 15, 202213F-HRchanges · EDGAR ↗
Q2 2022$961M498Aug 9, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.1B528May 9, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.1B535Feb 10, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.0B526Nov 5, 202113F-HRchanges · EDGAR ↗
Q2 2021$997M527Aug 9, 202113F-HRchanges · EDGAR ↗
Q1 2021$99M28May 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$885M468Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$85M28Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$545M330Aug 3, 202013F-HRchanges · EDGAR ↗
Q1 2020$68M27May 12, 202013F-HRchanges · EDGAR ↗
Q4 2019$556M344Jan 29, 202013F-HRchanges · EDGAR ↗
Q3 2019$512M318Nov 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$513M317Jul 26, 201913F-HRchanges · EDGAR ↗
Q1 2019$492M355May 9, 201913F-HRchanges · EDGAR ↗
Q4 2018$456M333Feb 4, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.