SEC 13F Intelligence

Managers / Q4 2023

Kellner Capital, LLC

CIK 0001550188 · PO BOX 1627, NEW YORK, NY, 10150 · 212-350-0262

Reported Value
$56M
Q4 2023
Positions
18
Filings on Record
20
2019–present window
Filed
Feb 7, 2024
original filing

Summary

Kellner Capital, LLC reported $56M in U.S.-listed holdings across 18 positions for Q4 2023.

The portfolio is heavily concentrated: HES alone accounts for 20.5% of reported value.

Compared with Q3 2023, the fund opened 16 new positions and exited 19.

Portfolio Metrics

Turnover
+77.5%
vs prior filed quarter
Top-10 Concentration
+82.9%
share of reported value
Largest Position
+20.5%
Hess
New / Exited
16 / 19
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $147MQ1 ’19Q2 ’19: $224MQ3 ’19: $142MQ4 ’19: $158MQ4 ’19Q1 ’20: $216MQ2 ’20: $203MQ3 ’20: $185MQ3 ’20Q4 ’20: $190MQ1 ’21: $276MQ2 ’21: $326MQ2 ’21Q3 ’21: $257MQ4 ’21: $219MQ1 ’22: $134MQ1 ’22Q2 ’22: $148MQ3 ’22: $177MQ4 ’22: $86MQ4 ’22Q1 ’23: $72MQ2 ’23: $87MQ3 ’23: $85MQ3 ’23Q4 ’23: $56Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 78.1%REIT: 11.1%Other: 10.7%
  • Common Stock · 78.1% · $43M
  • REIT · 11.1% · $6M
  • Other · 10.7% · $6M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
HESHESS CORPNEW+78.8K78.8K+$11M$11M
SPLUNK INCNEW+49.4K49.4K+$8M$8M
PIONEER NAT RES CONEW+26.7K26.7K+$6M$6M
CPRICAPRI HOLDINGS LIMITEDNEW+83.6K83.6K+$4M$4M
SPIRIT RLTY CAP INC NEWNEW+86.8K86.8K+$4M$4M
SPUSDSP PLUS CORPORATIONNEW+67.8K67.8K+$3M$3M
ALTERYX INCNEW+52.8K52.8K+$2M$2M
MIRATI THERAPEUTICS INCNEW+41.4K41.4K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2023

18 positions
#IssuerClass% PortfolioValueShares
1HESHESS CORPhistory →COM20.45%$11M78.8K
2SPLUNK INCCOM13.56%$8M49.4K
3PIONEER NAT RES COCOM10.82%$6M26.7K
4CPRICAPRI HOLDINGS LIMITEDhistory →SHS7.57%$4M83.6K
5SPIRIT RLTY CAP INC NEWCOM NEW6.83%$4M86.8K
6SPUSDSP PLUS CORPORATIONhistory →COM6.26%$3M67.8K
7ALTERYX INCCOM CL A4.49%$2M52.8K
8MIRATI THERAPEUTICS INCCOM4.38%$2M41.4K
9RPT REALTYSH BEN INT4.31%$2M186.7K
10SOVOS BRANDS INCCOM4.18%$2M105.4K
11IMMUNOGEN INCCOM3.70%$2M69.2K
12ENGAGESMART INCCOMMON STOCK3.23%$2M78.4K
13HOLLYSYS AUTOMATION TCHNGY LSHS2.85%$2M60.0K
14KARUNA THERAPEUTICS INCCOM2.34%$1M4.1K
15CEREVEL THERAPEUTICS HLDNG ICOM1.55%$861,00020.3K
16UNITED STATES STL CORP NEWCOM1.43%$793,00016.3K
17RAYZEBIO INCCOM1.37%$758,00012.2K
18DASEKE INCCOM0.68%$379,00046.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2023$56M18Feb 7, 202413F-HRchanges · EDGAR ↗
Q3 2023$85M21Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$87M26Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$72M29May 9, 202313F-HRchanges · EDGAR ↗
Q4 2022$86M33Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$177M41Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$148M33Aug 10, 202213F-HRchanges · EDGAR ↗
Q1 2022$134M31May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$219M28Feb 10, 202213F-HRchanges · EDGAR ↗
Q3 2021$257M27Nov 10, 202113F-HRchanges · EDGAR ↗
Q2 2021$326M31Aug 9, 202113F-HRchanges · EDGAR ↗
Q1 2021$276M33May 10, 202113F-HRchanges · EDGAR ↗
Q4 2020$190M29Feb 10, 202113F-HRchanges · EDGAR ↗
Q3 2020$185M28Nov 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$203M23Aug 11, 202013F-HRchanges · EDGAR ↗
Q1 2020$216M32May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$158M31Feb 11, 202013F-HRchanges · EDGAR ↗
Q3 2019$142M27Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$224M33Aug 5, 201913F-HRchanges · EDGAR ↗
Q1 2019$147M27May 15, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 2 additional managers.

  • PRELUDE CAPITAL MANAGEMENT, LLC
  • AXS INVESTMENTS

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.