SEC 13F Intelligence

Managers / Q4 2023 · view latest →

Prospera Financial Services Inc

CIK 0001541625 · 5429 LBJ FREEWAY, SUITE 750, DALLAS, TX, 75240 · 972-531-3000

Reported Value
$3.0B
Q4 2023
Positions
1,051
Filings on Record
32
2019–present window
Filed
Feb 14, 2024
original filing

Summary

Prospera Financial Services Inc reported $3.0B in U.S.-listed holdings across 1,051 positions for Q4 2023.

Its largest position, AAPL, represents 4.3% of the portfolio.

Compared with Q3 2023, the fund opened 128 new positions and exited 83.

Portfolio Metrics

Turnover
+7.9%
vs prior filed quarter
Top-10 Concentration
+18.9%
share of reported value
Largest Position
+4.3%
Apple
New / Exited
128 / 83
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $496MQ4 ’18Q1 ’19: $304MQ2 ’19: $891MQ3 ’19: $974MQ4 ’19: $1.3BQ4 ’19Q1 ’20: $942MQ2 ’20: $1.1BQ3 ’20: $262MQ4 ’20: $1.5BQ4 ’20Q1 ’21: $1.7BQ2 ’21: $2.0BQ3 ’21: $2.0BQ4 ’21: $2.3BQ4 ’21Q1 ’22: $2.4BQ2 ’22: $2.0BQ3 ’22: $1.9BQ4 ’22: $2.0BQ4 ’22Q1 ’23: $2.4BQ2 ’23: $2.6BQ3 ’23: $2.6BQ4 ’23: $3.0BQ4 ’23Q2 ’24: $3.4BQ3 ’24: $3.9BQ4 ’24: $4.3BQ1 ’25: $4.4BQ1 ’25Q2 ’25: $5.4BQ3 ’25: $5.9BQ4 ’25: $6.1BQ1 ’26: $6.2BQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 51.3%Common Stock: 42.1%Other: 2.0%ADR: 1.8%Closed-End Fund: 1.2%Other: 1.6%
  • ETP · 51.3% · $1.5B
  • Common Stock · 42.1% · $1.3B
  • Other · 2.0% · $60M
  • ADR · 1.8% · $55M
  • Closed-End Fund · 1.2% · $36M
  • Other · 1.6% · $49M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
FIRST TR EXCHNG TRADED FD VINEW+295.1K295.1K+$8M$8M
FIRST TR EXCHNG TRADED FD VINEW+281.4K281.4K+$6M$6M
FIRST TR EXCHANGE-TRADED FDNEW+256.8K256.8K+$6M$6M
FIRST TR EXCHNG TRADED FD VINEW+122.4K122.4K+$5M$5M
TPLTEXAS PACIFIC LAND CORPORATINEW+2.7K2.7K+$4M$4M
BUNGE GLOBAL SANEW+39.9K39.9K+$4M$4M
CAPITAL GRP FIXED INCM ETF TNEW+145.2K145.2K+$4M$4M
FIRST TR EXCHNG TRADED FD VINEW+171.6K171.6K+$4M$4M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2023

37 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1RDVYFIRST TR EXCHANGE-TRADED FDhistory →FIRST TR ENH NEW · DORSEY WRT 5 ETF · RISNG DIVD ACHIV · CAP STRENGTH ETF · SMID RISNG ETF · DORSEY WRIGHT6.84%$207M4.03M
2AAPLAPPLE INChistory →COM4.33%$131M679.1K
3ISHARES TRCORE S&P500 ETF · 20 YR TR BD ETF · CORE US AGGBD ET · U.S. TECH ETF · US INDUSTRIALS3.00%$91M592.0K
4VTVVANGUARD INDEX FDShistory →VALUE ETF · GROWTH ETF · S&P 500 ETF SHS2.26%$68M306.8K
5MSFTMICROSOFT CORPhistory →COM2.12%$64M170.2K
6NDQINVESCO QQQ TRhistory →UNIT SER 11.92%$58M141.9K
7NVDANVIDIA CORPORATIONhistory →COM1.68%$51M102.7K
8FIRST TR EXCHNG TRADED FD VICBOE VEST US EQ · TCW OPPORTUNIS1.33%$40M1.22M
9EXMOCEXXON MOBIL CORPhistory →COM1.30%$39M393.4K
10FIRST TR VALUE LINE DIVID INSHS1.25%$38M931.3K
11SPDR S&P 500 ETF TRTR UNIT1.25%$38M79.3K
12GOOGALPHABET INChistory →CAP STK CL C · CAP STK CL A1.17%$35M252.8K
13AMZNAMAZON COM INChistory →COM1.05%$32M209.6K
14PGPROCTER AND GAMBLE COhistory →COM1.03%$31M211.4K
15BXBLACKSTONE INChistory →COM1.02%$31M236.4K
16STRATEGY SHSDAY HAGAN NED0.96%$29M809.9K
17JPMJPMORGAN CHASE & COhistory →COM0.77%$23M136.0K
18SPDR SER TRPRTFLO S&P500 GW0.77%$23M355.4K
19GQ9SPDR GOLD TRhistory →GOLD SHS0.71%$21M111.5K
20INVESCO EXCHANGE TRADED FD TDORSEY WRIGHT MO0.71%$21M249.1K
21AVGOBROADCOM INChistory →COM0.70%$21M19.0K
22J P MORGAN EXCHANGE TRADED FEQUITY PREMIUM0.70%$21M382.0K
23INVESCO EXCH TRADED FD TR IIS&P500 LOW VOL0.63%$19M303.5K
24CHVCHEVRON CORP NEWhistory →COM0.62%$19M126.5K
25PEPPEPSICO INChistory →COM0.55%$17M97.7K
26VANECK ETF TRUSTMRNGSTR WDE MOAT0.52%$16M186.4K
27FIRST TR EXCH TRADED FD IIIPFD SECS INC ETF0.52%$16M933.0K
28WMTWALMART INChistory →COM0.49%$15M94.4K
29JNJJOHNSON & JOHNSONhistory →COM0.47%$14M90.2K
30UNHUNITEDHEALTH GROUP INChistory →COM0.46%$14M26.6K
31MCDMCDONALDS CORPhistory →COM0.45%$14M45.9K
32MRKMERCK & CO INChistory →COM0.44%$13M121.0K
33HDHOME DEPOT INChistory →COM0.43%$13M37.7K
34METAMETA PLATFORMS INChistory →CL A0.40%$12M34.1K
35CSCOCISCO SYS INChistory →COM0.39%$12M234.5K
36BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW0.39%$12M33.0K
37COSTCOSTCO WHSL CORP NEWhistory →COM0.39%$12M17.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$6.2B1,417Apr 14, 202613F-HRchanges · EDGAR ↗
Q4 2025$6.1B1,359Feb 9, 202613F-HRchanges · EDGAR ↗
Q3 2025$5.9B1,352Nov 6, 202513F-HRchanges · EDGAR ↗
Q2 2025$5.4B1,313Aug 6, 202513F-HRchanges · EDGAR ↗
Q1 2025$4.4B1,167May 15, 202513F-HRchanges · EDGAR ↗
Q4 2024$4.3B1,133Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$3.9B1,116Nov 7, 202413F-HRchanges · EDGAR ↗
Q2 2024$3.4B1,091Aug 13, 202413F-HRchanges · EDGAR ↗
Q4 2023$3.0B1,051Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$2.6B1,006Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$2.6B1,005Aug 8, 202313F-HRchanges · EDGAR ↗
Q1 2023$2.4B957May 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$2.0B891Feb 8, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.9B830Oct 27, 202213F-HRchanges · EDGAR ↗
Q2 2022$2.0B1,624Aug 8, 202213F-HRchanges · EDGAR ↗
Q1 2022$2.4B2,784May 4, 202213F-HRchanges · EDGAR ↗
Q4 2021$2.3B866Feb 10, 202213F-HRchanges · EDGAR ↗
Q3 2021$2.0B793Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$2.0B789Aug 16, 2021RESTATEMENTchanges · EDGAR ↗
Q1 2021$1.7B743May 6, 202113F-HRchanges · EDGAR ↗
Q4 2020$1.5B668Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$262M1,638Nov 4, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.1B568Aug 7, 202013F-HRchanges · EDGAR ↗
Q1 2020$942M509May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.3B595Feb 12, 202013F-HRchanges · EDGAR ↗
Q3 2019$974M542Oct 22, 201913F-HRchanges · EDGAR ↗
Q2 2019$891M515Aug 14, 2019RESTATEMENTchanges · EDGAR ↗
Q1 2019$304M321May 2, 201913F-HRchanges · EDGAR ↗
Q4 2018$496M393Feb 13, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.