SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Financial Advisory Group

CIK 0001539338 · 5599 SAN FELIPE, SUITE 900, HOUSTON, TX, 77056 · 713-627-7660

Reported Value
$452M
Q3 2021
Positions
92
Filings on Record
22
2019–present window
Filed
Nov 9, 2021
original filing

Summary

Financial Advisory Group reported $452M in U.S.-listed holdings across 92 positions for Q3 2021.

Its largest position, Spdr S P 500 Etf Tr, represents 13.5% of the portfolio.

Compared with Q2 2021, the fund opened 5 new positions and exited 4.

Portfolio Metrics

Turnover
+1.9%
vs prior filed quarter
Top-10 Concentration
+73.5%
share of reported value
Largest Position
+13.5%
Spdr S P 500 Etf Tr
New / Exited
5 / 4
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $325MQ4 ’18Q1 ’19: $363MQ2 ’19: $378MQ3 ’19: $361MQ3 ’19Q4 ’19: $381MQ1 ’20: $307MQ2 ’20: $291MQ2 ’20Q3 ’20: $310MQ4 ’20: $384MQ1 ’21: $391MQ1 ’21Q2 ’21: $418MQ3 ’21: $452MQ4 ’21: $508MQ4 ’21Q1 ’22: $515MQ2 ’22: $471MQ3 ’22: $444MQ3 ’22Q2 ’23: $506MQ4 ’23: $527MQ1 ’24: $567MQ1 ’24filingsflow.com

Portfolio Composition

By security type
ETP: 87.1%Common Stock: 9.9%Other: 3.0%ADR: 0.0%REIT: 0.0%
  • ETP · 87.1% · $393M
  • Common Stock · 9.9% · $45M
  • Other · 3.0% · $14M
  • ADR · 0.0% · $216,000
  • REIT · 0.0% · $68,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
PGIM ETF TRNEW+696.0K696.0K+$35M$35M
CLRUSDCONTINENTAL RES INCNEW+4.7K4.7K+$218,000$218,000
NVONOVO-NORDISK A SNEW+2.2K2.2K+$216,000$216,000
MOALTRIA GROUP INCNEW+4.4K4.4K+$200,000$200,000
SACHSACHEM CAP CORPNEW+12.5K12.5K+$68,000$68,000
NVDANVIDIA CORPORATIONADDED+8461.1K+$8,000$234,000
2671931DINVESCO EXCH TRD SLF IDX FDSOLD OUT−25.1K0−$530,000$0
ITWILLINOIS TOOL WKS INCSOLD OUT−1.0K0−$226,000$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

36 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VUGVANGUARD INDEX FDSS&P 500 ETF SHS · LARGE CAP ETF · GROWTH ETF16.57%$75M220.6K
2SPDR S&P 500 ETF TRTR UNIT13.49%$61M142.0K
3DBX ETF TRXTRAK MSCI EAFE10.16%$46M1.22M
4PGIM ETF TRULTRA SHORT7.65%$35M696.0K
5INVESCO EXCHANGE TRADED FD TS&P500 PUR VAL · S&P500 EQL WGT7.00%$32M384.2K
6SPDR DOW JONES INDL AVRG ETFUT SER 16.47%$29M86.4K
7ISHARES TRCORE S&P MCP ETF · RUSSELL MIDCAP5.95%$27M127.1K
8MDYSPDR SP MIDCAP 400 ETF TRhistory →UTSER1 SPDCRP5.32%$24M50.0K
9SPDR SERIES TRUSTS&P 600 SMCP VAL3.77%$17M207.9K
10J P MORGAN EXCHANGE-TRADED FULTRA SHRT INC · ULTRA SHT MUNCPL3.66%$17M325.4K
11BSCMUSDINVESCO EXCH TRD SLF IDX FDBULSHS 2022 CB · BULSHS 2023 CB · BULSHS 2024 CB · BULSHS 2025 CB · BULSHS 2026 CB · BULSHS 2027 CB · BULSHS 2028 CB3.34%$15M690.3K
12AAPLAPPLE INChistory →COM2.60%$12M83.1K
13ARK ETF TRINNOVATION ETF2.11%$10M86.1K
14POWERSHS QQQ TRUST SER 1UNIT SER 11.23%$6M15.5K
15SCHWAB STRATEGIC TRUS LRG CAP ETF · US MID-CAP ETF · EMRG MKTEQ ETF1.14%$5M80.1K
16POWERSHARES ETF TR IISP500 LOW VOL0.86%$4M63.9K
17GOOGALPHABET INCCAP STK CL C · CAP STK CL A0.60%$3M1.0K
18ALXOALX ONCOLOGY HLDGS INCCOM0.51%$2M31.4K
19MSFTMICROSOFT CORPCOM0.46%$2M7.3K
20BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.44%$2M7.3K
21AMZNAMAZON COM INCCOM0.39%$2M532
22HDHOME DEPOT INCCOM0.36%$2M5.0K
23BWINBRP GROUP INCCOM CL A0.33%$2M45.4K
24PEPPEPSICO INCORPORATEDCOM0.32%$1M9.7K
25EXMOCEXXON MOBIL CORPORATIONCOM0.30%$1M22.8K
26TSLATESLA INCCOM0.28%$1M1.6K
27MCDMC DONALDS CORPCOM0.26%$1M4.9K
28BROADMARK RLTY CAP INCCOM0.20%$922,00093.5K
29JNJJOHNSON JOHNSONCOM0.19%$876,0005.4K
30RTN1USDRAYTHEON TECHNOLOGIES CORPCOM0.18%$832,0009.7K
31BABOEING COCOM0.18%$818,0003.7K
32WMTWAL-MART STORES INCCOM0.17%$789,0005.7K
33UNPUNION PACIFIC CORPCOM0.15%$681,0003.5K
34MMM3M COMPANYCOM0.14%$636,0003.6K
35VANGUARD SPECIALIZED PORTFOLDIV APP ETF0.14%$623,0004.1K
36TXNTEXAS INSTRS INCCOM0.14%$616,0003.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2024$567M91May 10, 202413F-HRchanges · EDGAR ↗
Q4 2023$527M87Feb 13, 202413F-HRchanges · EDGAR ↗
Q2 2023$506M90Aug 9, 202313F-HRchanges · EDGAR ↗
Q1 2023Under review88May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review87Feb 9, 202313F-HRchanges · EDGAR ↗
Q3 2022$444M91Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$471M88Aug 10, 202213F-HRchanges · EDGAR ↗
Q1 2022$515M97May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$508M95Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$452M92Nov 9, 202113F-HRchanges · EDGAR ↗
Q2 2021$418M91Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$391M83May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$384M85Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$310M76Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$291M69Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$307M66May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$381M77Feb 3, 202013F-HRchanges · EDGAR ↗
Q3 2019$361M72Nov 12, 201913F-HRchanges · EDGAR ↗
Q2 2019$378M72Aug 12, 201913F-HRchanges · EDGAR ↗
Q1 2019$363M68May 13, 201913F-HRchanges · EDGAR ↗
Q4 2018$325M69Feb 7, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.