SEC 13F Intelligence

Managers / Q2 2019 · view latest →

Westside Investment Management, Inc.

CIK 0001538383 · 2444 WILSHIRE BLVD STE 303, SANTA MONICA, CA, 90403 · 310-315-9400

Reported Value
$45.2B
Q2 2019
Positions
802
Filings on Record
27
2019–present window
Filed
Jul 24, 2019
original filing

Summary

Westside Investment Management, Inc. reported $45.2B in U.S.-listed holdings across 802 positions for Q2 2019.

The portfolio is heavily concentrated: AAPL alone accounts for 78.4% of reported value.

Compared with Q4 2018, the fund opened 70 new positions and exited 74.

Portfolio Metrics

Turnover
+0.7%
vs prior filed quarter
Top-10 Concentration
+90.5%
share of reported value
Largest Position
+78.4%
Apple
New / Exited
70 / 74
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $273.1BQ4 ’18Q2 ’19: $45.2BQ1 ’20: $146.4BQ2 ’20: $169.7BQ3 ’20: $219.8BQ3 ’20Q4 ’20: $36.5BQ1 ’21: $37.9BQ2 ’21: $43.1BQ3 ’21: $43.4BQ3 ’21Q4 ’21: $43.8BQ1 ’22: $45.6BQ2 ’22: $44.2BQ3 ’22: $41.8BQ3 ’22Q1 ’23: $341MQ2 ’23: $354MQ3 ’23: $347MQ4 ’23: $391MQ4 ’23Q1 ’24: $417MQ2 ’24: $437MQ3 ’24: $470MQ4 ’24: $475MQ4 ’24Q1 ’25: $469MQ2 ’25: $539MQ3 ’25: $626MQ4 ’25: $625MQ4 ’25Q1 ’26: $653Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 93.3%ETP: 3.3%Open-End Fund: 2.5%ADR: 0.4%REIT: 0.4%Other: 0.2%
  • Common Stock · 93.3% · $42.2B
  • ETP · 3.3% · $1.5B
  • Open-End Fund · 2.5% · $1.1B
  • ADR · 0.4% · $173M
  • REIT · 0.4% · $169M
  • Other · 0.2% · $102M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2018 (amended baseline) · note: prior filed quarter, not the immediately preceding one

IssuerMoveShare ΔShares nowValue ΔValue now
BCITXAMERICAN CENTURY CANEW+35.7K35.7K+$423M$423M
DFAPXDFA INVESTMENT GRADENEW+18.7K18.7K+$202M$202M
FFRIXFIDELITY ADV FLOATINGNEW+14.5K14.5K+$138M$138M
TWTIXAMERICAN CENTURY INTERNEW+11.3K11.3K+$128M$128M
DBLTXDOUBLELINE TOTAL RETURNNEW+9.5K9.5K+$100M$100M
LISFXLORD ABBETT INTERM TAXNEW+8.8K8.8K+$96M$96M
LSFAXLOOMIS SAYLES SR FLTNGNEW+4.5K4.5K+$43M$43M
GREEN PLAINS PARTNERS LPNEW+1.5K1.5K+$4M$4M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2019

368 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →COM78.36%$35.4B217.8K
2NOCNORTHROP GRUMMAN COhistory →COM6.37%$2.9B23.5K
3GOOGALPHABET INC.COM1.44%$651M3.6K
4AMZNAMAZON.COM INChistory →COM1.07%$482M1.4K
5BCITXAMERICAN CENTURY CAhistory →BOND0.93%$423M35.7K
6GILDGILEAD SCIENCES INChistory →COM0.50%$228M38.9K
7QQQINVESCO QQQ TRUSThistory →UIT · ETF0.50%$227M25.0K
8DFAPXDFA INVESTMENT GRADEhistory →BOND FUNDS0.45%$202M18.7K
9QCOMQUALCOMM INChistory →COM0.45%$202M23.0K
10METAFACEBOOK INChistory →COM0.44%$199M9.1K
11SBUXSTARBUCKS CORPhistory →COM0.44%$199M11.6K
12DISWALT DISNEY COhistory →COM0.41%$186M10.1K
13VCRVANGUARD CONSUMERUIT · ETF0.40%$182M15.4K
14BACBANK OF AMERICA CORPhistory →COM0.39%$176M5.9K
15IEFAISHARES CORE MSCI EAFEhistory →UIT0.39%$175M2.8K
16VNQVANGUARD REAL ESTATEhistory →UIT0.35%$158M1.8K
17NKENIKE INChistory →COM0.33%$148M4.2K
18FFRIXFIDELITY ADV FLOATINGhistory →BOND FUNDS0.30%$138M14.5K
19DLRDIGITAL REALTY TRUSThistory →COM0.30%$134M2.3K
20TWTIXAMERICAN CENTURY INTERhistory →BOND0.28%$128M11.3K
21IJRISHARES CORE S&P SMALLhistory →UIT0.26%$119M1.5K
22CELGCELGENE CORPhistory →COM0.26%$116M16.5K
23EXMOCEXXON MOBIL CORPhistory →COM0.25%$114M10.6K
24PRUPRUDENTIAL FINLhistory →COM0.25%$111M1.1K
25IEMGISHARES CORE MSCIhistory →UIT0.24%$106M2.0K
26ISHARES TOTAL USD BONDUIT0.22%$101M2.0K
27DBLTXDOUBLELINE TOTAL RETURNhistory →BOND FUNDS0.22%$100M9.5K
28AMGNAMGEN INC.history →COM0.22%$97M10.2K
29LISFXLORD ABBETT INTERM TAXhistory →BOND FUNDS0.21%$96M8.8K
30AVGOBROADCOM INChistory →COM0.21%$95M600
31BABAALIBABA GROUP HOLDING Fhistory →ADR0.20%$92M500
32INTCINTEL CORPhistory →COM0.19%$85M19.0K
33PVHPVH CORPhistory →COM0.14%$64M500
34IYWISHARES US TECHNOLOGYhistory →UIT0.14%$63M319
35CSCOCISCO SYSTEMS INChistory →COM0.13%$58M30.4K
36IBMIBM CORPhistory →COM0.13%$58M400
37ORCLORACLE CORPhistory →COM0.12%$56M25.9K
38VIGVANGUARD DIVIDENDhistory →UIT · ETF0.11%$50M44.7K
39XLKTECHNOLOGY SELECT SECTORhistory →UIT0.10%$46M600
40TRITON INTL LTD FADR0.10%$45M1.4K
41VYMVANGUARD HIGH DIVIDENDhistory →UIT0.10%$44M500
42LSFAXLOOMIS SAYLES SR FLTNGhistory →BOND0.10%$43M4.5K
43ALLERGAN PLC FADR0.10%$43M300
44MUMICRON TECHNOLOGYhistory →COM0.09%$42M7.6K
45VGTVANGUARD INFORMATIONhistory →UIT · ETF0.09%$42M2.0K
46GMGENERAL MOTORS COhistory →COM0.09%$40M24.8K
47TCEHYTENCENT HOLDINGS Fhistory →ADR0.09%$39M800
48MDYSPDR S&P MIDCAP 400 ETFhistory →UIT0.08%$36M100
49DALDELTA AIR LINES INChistory →COM0.08%$34M600
50TGTTARGET CORPhistory →COM0.07%$33M2.3K
51FIREEYE INCCOM0.07%$33M33.4K
52CVSCVS HEALTH CORPhistory →COM0.06%$29M30.4K
53WHRWHIRLPOOL CORPhistory →COM0.06%$29M9.2K
54CANOPY GROWTH CORP FADR0.06%$29M700
55IEFAISHARES COREETF0.06%$28M405.8K
56MSFTMICROSOFT CORPhistory →COM0.06%$27M22.7K
57MOALTRIA GROUP INChistory →COM0.05%$23M5.7K
58JPMJ P MORGAN CHASE & COhistory →COM0.05%$22M200
59BRK/BBERKSHIRE HATHAWAYhistory →COM0.05%$22M3.2K
60WMTWALMART INChistory →COM0.05%$21M1.9K
61TA T & T INChistory →COM0.04%$19M600
62BOXBOX INChistory →COM0.04%$18M3.3K
63CTRECARETRUST REIT INChistory →REIT · COM0.04%$17M2.5K
64CRMSALESFORCE COMhistory →COM0.04%$16M1.3K
65TEVATEVA PHARMACEUTICAL IN Fhistory →ADR0.03%$15M1.0K
66VTRVENTAS INChistory →REIT0.03%$12M200
67GLDSPDR GOLD SHARES ETFhistory →UIT0.03%$12M100
68IQIQIYI INC Fhistory →ADR0.02%$11M500
69GBILGOLDMAN SACHSETF · COM0.02%$11M111.0K
70VTIVANGUARD TOTALETF0.02%$10M74.0K
71BUDANHEUSER BUSCH INBEV S FADR0.02%$9M100
72ATOMATOMERA INC 00500COM0.02%$7M2.5K
73TRIVAGO N V FADR0.01%$6M1.5K
74AMDADVANCED MICRO DEVICCOM0.01%$5M200
75WYWEYERHAEUSER COREIT · COM0.01%$5M2.0K
76GISGENERAL MILLS INCCOM0.01%$5M100
77PLSEPULSE BIOSCIENCES INCCOM0.01%$5M20.6K
78ALPS ALERIAN MLP ETFUIT0.01%$5M500
79PAAPLAINS ALL AMERICAN P LPLP0.01%$5M200
80ROBO GBL RBOTCS ANDUIT0.01%$4M100
81VWOVANGUARD FSTEETF0.01%$4M94.4K
82KNOT OFFSHORE PTNRS LP FADR0.01%$4M200
83GREEN PLAINS PARTNERS LPLP0.01%$4M250
84EENI SPA ROMA FADR0.01%$4M100
85TIPISHARES TIPSETF0.01%$3M29.9K
86PHOINVESCO WATER RESOURCESUIT0.01%$3M100
87BLNKBLINK CHARGING COCOM0.01%$3M1.0K
88AVEO PHARMACEUTICALSCOM0.01%$3M3.0K
89ABALLIANCEBERNSTEIN HOL LPLP0.01%$3M100
90GLDSPDR GOLDCOM0.01%$3M21.3K
91ENERGOUS CORPCOM0.01%$3M28.0K
92SHYISHARES 1-3YRETF0.01%$2M29.4K
93TLTISHARES 20 PLUSETF0.01%$2M18.7K
94VYMVANGUARD HIGHETF0.01%$2M27.6K
95EFVISHARES MSCIETF0.01%$2M35.9K
96XLFSECTOR FINANCIALETF0.01%$2M83.9K
97BABAALIBABA GROUPCOM0.00%$2M13.3K
98TPCTUTOR PERINICOM0.00%$2M148.2K
99ETENERGY TRANSFER LPLP0.00%$2M128
100P D L BIOPHARMA INCCOM0.00%$2M500

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$653M1,945May 4, 202613F-HRchanges · EDGAR ↗
Q4 2025$625M1,944Jan 23, 202613F-HRchanges · EDGAR ↗
Q3 2025$626M1,763Nov 4, 202513F-HRchanges · EDGAR ↗
Q2 2025$539M1,672Aug 5, 202513F-HRchanges · EDGAR ↗
Q1 2025$469M1,241Apr 25, 202513F-HRchanges · EDGAR ↗
Q4 2024$475M1,250Jan 17, 202513F-HRchanges · EDGAR ↗
Q3 2024$470M1,745Nov 20, 202413F-HRchanges · EDGAR ↗
Q2 2024$437M1,267Jul 17, 202413F-HRchanges · EDGAR ↗
Q1 2024$417M1,138Apr 19, 202413F-HRchanges · EDGAR ↗
Q4 2023$391M1,087Jan 12, 202413F-HRchanges · EDGAR ↗
Q3 2023$347M1,372Nov 15, 202313F-HRchanges · EDGAR ↗
Q2 2023$354M1,044Jul 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$341M1,059May 17, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review1,068Jan 31, 202313F-HRchanges · EDGAR ↗
Q3 2022$41.8B1,430Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$44.2B1,328Jul 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$45.6B1,010Apr 25, 202213F-HRchanges · EDGAR ↗
Q4 2021$43.8B1,014Feb 15, 202213F-HRchanges · EDGAR ↗
Q3 2021$43.4B977Oct 27, 202113F-HRchanges · EDGAR ↗
Q2 2021$43.1B951Jul 28, 202113F-HRchanges · EDGAR ↗
Q1 2021$37.9B1,100Apr 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$36.5B954Jan 15, 202113F-HRchanges · EDGAR ↗
Q3 2020$219.8B970Oct 14, 202013F-HRchanges · EDGAR ↗
Q2 2020$169.7B891Jul 21, 202013F-HRchanges · EDGAR ↗
Q1 2020$146.4B888Apr 16, 202013F-HRchanges · EDGAR ↗
Q2 2019$45.2B802Jul 24, 201913F-HRchanges · EDGAR ↗
Q4 2018$273.1B904Feb 5, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.