SEC 13F Intelligence

Managers / Q4 2022 · view latest →

Capricorn Investment Group LLC

CIK 0001536261 · 512 WEST 22ND STREET, 6TH FLOOR, NEW YORK, NY, 10011 · 650-331-8800

Reported Value
$325M
Q4 2022
Positions
8
Filings on Record
19
2019–present window
Filed
Feb 14, 2023
original filing

Summary

Capricorn Investment Group LLC reported $325M in U.S.-listed holdings across 8 positions for Q4 2022.

The portfolio is heavily concentrated: Joby Aviation alone accounts for 34.2% of reported value.

The book was largely unchanged from Q3 2022.

Portfolio Metrics

Turnover
+0.2%
vs prior filed quarter
Largest Position
+34.2%
Joby Aviation

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’21: $1.2BQ4 ’21Q2 ’22: $453MQ3 ’22: $445MQ4 ’22: $325MQ4 ’22Q1 ’23: $465MQ2 ’23: $707MQ3 ’23: $511MQ3 ’23Q4 ’23: $533MQ1 ’24: $430MQ2 ’24: $391MQ2 ’24Q3 ’24: $406MQ4 ’24: $533MQ1 ’25: $463MQ1 ’25Q2 ’25: $610MQ3 ’25: $840MQ4 ’25: $826MQ4 ’25Q1 ’26: $602Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 55.8%Other: 44.2%
  • Common Stock · 55.8% · $182M
  • Other · 44.2% · $144M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
OBDCOwl Rock Capital Corp.TRIMMED−61.7K743.8K+$265,505$9M
TSLATeslaTRIMMED−14.8K196.2K−$32M$24M
QSQuantumscape Corp.HELD+014.79M−$41M$84M
Joby AviationHELD+040.96M−$33M$111M
NVTSNavitas SemiconductorHELD+09.62M−$8M$34M
PLPlanet LabsHELD+07.14M−$8M$31M
SDCL EDGE Acquisition Corp (SPAC)HELD+02.00M+$380,000$20M
Sustainable Development Acquisition I Corp (SPAC)HELD+01.25M+$275,000$13M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2022

8 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1Joby AviationCOMMON STOCK34.15%$111M40.96M
2QSQuantumscape Corp.history →COM CL A25.78%$84M14.79M
3NVTSNavitas Semiconductorhistory →COM10.37%$34M9.62M
4PLPlanet Labshistory →COM CL A9.55%$31M7.14M
5TSLATeslahistory →COM7.43%$24M196.2K
6SDCL EDGE Acquisition Corp (SPAC)CL A ORD SHS6.20%$20M2.00M
7Sustainable Development Acquisition I Corp (SPAC)UNIT 02/04/20263.86%$13M1.25M
8OBDCOwl Rock Capital Corp.history →COM2.65%$9M743.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$602M7May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$826M7Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$840M5Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$610M5Aug 12, 202513F-HRchanges · EDGAR ↗
Q1 2025$463M7May 9, 202513F-HRchanges · EDGAR ↗
Q4 2024$533M7Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$406M8Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$391M8Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$430M8May 13, 202413F-HRchanges · EDGAR ↗
Q4 2023$533M8Feb 15, 202413F-HRchanges · EDGAR ↗
Q3 2023$511M8Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$707M9Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$465M9May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$325M8Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$445M8Nov 15, 202213F-HRchanges · EDGAR ↗
Q2 2022$453M13Aug 15, 2022RESTATEMENTchanges · EDGAR ↗
Q4 2021$1.2B13Feb 15, 202213F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 4 additional managers.

  • Capricorn-Libra Partners, LLC
  • TIF Partners, LLC
  • TIGF Partners, LLC
  • SIF Partners, LLC

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.