SEC 13F Intelligence

Managers / Q4 2019 · view latest →

First Allied Advisory Services, Inc.

CIK 0001512647 · 655 W. BROADWAY 12TH FLOOR, SAN DIEGO, CA, 92101 · 619-881-5148

Reported Value
$3.0B
Q4 2019
Positions
1,206
Filings on Record
9
2019–present window
Filed
Feb 10, 2020
original filing

Summary

First Allied Advisory Services, Inc. reported $3.0B in U.S.-listed holdings across 1,206 positions for Q4 2019.

Its largest position, AAPL, represents 3.6% of the portfolio.

Compared with Q3 2019, the fund opened 89 new positions and exited 515.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $2.5BQ4 ’18Q1 ’19: $2.9BQ1 ’19Q2 ’19: $2.9BQ2 ’19Q3 ’19: $2.8BQ3 ’19Q4 ’19: $3.0BQ4 ’19Q1 ’20: $2.3BQ1 ’20Q2 ’20: $2.7BQ2 ’20Q3 ’20: $3.0BQ3 ’20filingsflow.com

Portfolio Composition

By security type
ETP: 57.0%Common Stock: 35.5%Other: 2.2%Closed-End Fund: 2.0%REIT: 1.7%Other: 1.6%
  • ETP · 57.0% · $1.7B
  • Common Stock · 35.5% · $1.1B
  • Other · 2.2% · $66M
  • Closed-End Fund · 2.0% · $60M
  • REIT · 1.7% · $51M
  • Other · 1.6% · $47M

Quarter-over-Quarter Changes full breakdown →

Holdings — Q4 2019

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#IssuerClass% PortfolioValueShares

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2020$3.0B1,181Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$2.7B1,107Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$2.3B1,062May 8, 202013F-HRchanges · EDGAR ↗
Q4 2019$3.0B1,206Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$2.8B1,634Nov 6, 201913F-HRchanges · EDGAR ↗
Q2 2019$2.9B1,200Aug 12, 201913F-HRchanges · EDGAR ↗
Q1 2019$2.9B1,153May 6, 201913F-HRchanges · EDGAR ↗
Q4 2018$2.5B1,069Feb 15, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.