SEC 13F Intelligence

Managers / Q4 2020 · view latest →

Gateway Advisory, LLC

CIK 0001512404 · 900 SOUTH AVENUE WEST, WESTFIELD, NJ, 07090 · 908-233-8100

Reported Value
$459M
Q4 2020
Positions
73
Filings on Record
25
2019–present window
Filed
Jan 11, 2021
original filing

Summary

Gateway Advisory, LLC reported $459M in U.S.-listed holdings across 73 positions for Q4 2020.

The portfolio is heavily concentrated: Invesco Exchange Traded Fd T alone accounts for 22.5% of reported value.

Compared with Q3 2020, the fund opened 10 new positions and exited 3.

Portfolio Metrics

Turnover
+11.2%
vs prior filed quarter
Top-10 Concentration
+65.6%
share of reported value
Largest Position
+22.5%
Invesco Exchange Traded Fd T
New / Exited
10 / 3
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $239MQ4 ’18Q1 ’19: $386MQ2 ’19: $389MQ3 ’19: $295MQ3 ’19Q4 ’19: $406MQ1 ’20: $297MQ2 ’20: $341MQ2 ’20Q3 ’20: $425MQ4 ’20: $459MQ1 ’21: $395MQ1 ’21Q2 ’21: $470MQ3 ’21: $480MQ4 ’21: $469MQ4 ’21Q1 ’22: $368MQ2 ’22: $235MQ3 ’22: $403MQ3 ’22Q1 ’23: $449,120Q3 ’23: $490MQ4 ’23: $521MQ4 ’23Q1 ’24: $570MQ2 ’24: $589MQ3 ’24: $620MQ3 ’24filingsflow.com

Portfolio Composition

By security type
ETP: 80.0%Other: 11.2%Common Stock: 8.7%ADR: 0.1%MLP: 0.0%Other: 0.0%
  • ETP · 80.0% · $367M
  • Other · 11.2% · $52M
  • Common Stock · 8.7% · $40M
  • ADR · 0.1% · $260,000
  • MLP · 0.0% · $229,000
  • Other · 0.0% · $205,000

Quarter-over-Quarter Changes full breakdown →

vs Q3 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
WKHSEURWORKHORSE GROUP INCNEW+168.6K168.6K+$3M$3M
ISHARES TRNEW+97.3K97.3K+$3M$3M
PINSPINTEREST INCNEW+4.1K4.1K+$271,000$271,000
FCXFREEPORT-MCMORAN INCNEW+10.3K10.3K+$268,000$268,000
CDNSCADENCE DESIGN SYSTEM INCNEW+1.7K1.7K+$237,000$237,000
XYZSQUARE INCNEW+1.1K1.1K+$232,000$232,000
AMDADVANCED MICRO DEVICES INCNEW+2.4K2.4K+$220,000$220,000
DYHTARGET CORPNEW+1.2K1.2K+$207,000$207,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2020

27 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IBDQISHARES TRMSCI USA MIN VOL · IBOXX HI YD ETF · IBONDS DEC25 ETF · IBONDS DEC24 ETF · IBONDS DEC23 ETF · IBONDS DEC22 ETF · IBONDS DEC2026 · IBONDS DEC21 ETF · IBONDS DEC2022 · IBONDS DEC2021 · IBONDS DEC2023 · BLACKROCK ULTRA · CORE US AGGBD ET35.20%$162M3.78M
2INVESCO EXCHANGE TRADED FD TDWA MOMENTUM · S&P MDCP400 EQ · S&P500 EQL WGT24.25%$111M1.26M
3CPIUSDINDEXIQ ETF TRIQ REAL RTN ETF · IQ HEDGMKT NUT11.85%$54M2.00M
4FIRST TR EXCHANGE TRADED FDTECH ALPHADEX · DJ INTERNT IDX · CONSUMR DISCRE · NASDAQ TRANSN6.52%$30M506.1K
5PIMCO ETF TR1-5 US TIP IDX3.45%$16M292.2K
6INVESCO EXCH TRADED FD TR IIDWA EMERG MKTS · S&P500 LOW VOL2.35%$11M455.6K
7VANGUARD ADMIRAL FDS INC500 GRTH IDX F · SMLCP 600 GRTH · MIDCP 400 GRTH2.03%$9M46.0K
8AAPLAPPLE INChistory →COM1.85%$8M64.0K
9NDQINVESCO QQQ TRhistory →UNIT SER 11.66%$8M24.3K
10SCHWAB STRATEGIC TRUS TIPS ETF · US BRD MKT ETF1.17%$5M79.2K
11MSFTMICROSOFT CORPhistory →COM1.17%$5M24.2K
12VVISA INChistory →COM CL A1.03%$5M21.7K
13HDHOME DEPOT INCCOM0.96%$4M16.7K
14IAUUSDISHARES GOLD TRUSTISHARES0.85%$4M215.1K
15CRMSALESFORCE COM INCCOM0.82%$4M16.9K
16SPDR SER TRNUVEEN BLMBRG SR0.80%$4M73.7K
17WKHSEURWORKHORSE GROUP INCCOM NEW0.73%$3M168.6K
18ADPAUTOMATIC DATA PROCESSING INCOM0.30%$1M7.8K
19GENERAL ELECTRIC COCOM0.29%$1M124.1K
20EXMOCEXXON MOBIL CORPCOM0.25%$1M27.6K
21ALPS ETF TRSECTR DIV DOGS0.24%$1M24.4K
22UNPUNION PAC CORPCOM0.23%$1M5.2K
23FCCYUSD1ST CONSTITUTION BANCORPCOM0.20%$917,00057.8K
24PROSHARES TRS&P 500 DV ARIST0.20%$898,00011.2K
25METAFACEBOOK INCCL A0.14%$665,0002.4K
26AMZNAMAZON COM INCCOM0.12%$570,000175
27TSLATESLA INCCOM0.12%$540,000765

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2024$620M131Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$589M140Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$570M132May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$521M128Feb 7, 202413F-HRchanges · EDGAR ↗
Q3 2023$490M107Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023Under review106Aug 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$449,12093May 12, 2023RESTATEMENTchanges · EDGAR ↗
Q4 2022Under review73Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$403M77Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$235M64Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$368M97Apr 21, 202213F-HRchanges · EDGAR ↗
Q4 2021$469M103Jan 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$480M117Oct 21, 202113F-HRchanges · EDGAR ↗
Q2 2021$470M104Aug 4, 202113F-HRchanges · EDGAR ↗
Q1 2021$395M93Apr 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$459M73Jan 11, 202113F-HRchanges · EDGAR ↗
Q3 2020$425M66Oct 23, 202013F-HRchanges · EDGAR ↗
Q2 2020$341M60Jul 21, 202013F-HRchanges · EDGAR ↗
Q1 2020$297M56Apr 7, 202013F-HRchanges · EDGAR ↗
Q4 2019$406M66Jan 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$295M61Oct 9, 201913F-HRchanges · EDGAR ↗
Q2 2019$389M59Jul 30, 201913F-HRchanges · EDGAR ↗
Q1 2019$386M63Apr 22, 201913F-HRchanges · EDGAR ↗
Q4 2018$239M58Jan 23, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.